Blueprint
 
FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of March
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X Form 40-F  
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes  No X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
 
 
 
  
HSBC HOLDINGS PLC
 
14 March 2019
 
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")
 
 
 

1.   Annual Incentive awards (Performance Year 2016)
 
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2017 as a part of variable pay for the performance year ended 31 December 2016.
 
On 12 March 2019, the second tranche of the Awards granted in 2017 vested and the following transactions took place in London.
 
 
Other PDMRs
 
Name
 
Additional Shares issued in lieu of the 2018 4th interim dividend1
 
Total number of Shares vested
 
 
Number of Shares sold at £6.2409 per Share2
 
Patrick Burke
2,368
24,640
13,114
Paulo Maia
1,204
12,529
4,386
Charlie Nunn
737
7,672
3,606
Peter Wong
2,326
24,192
3,629
 

1 At US$8.2417 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 21 and 27 February 2019, converted into USD.
Includes shares sold to cover withholding tax.
 

2.   Annual Incentive awards (Performance Year 2015)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2016 as a part of variable pay for the performance year ended 31 December 2015.
 
On 13 March 2019, the final tranche of the Awards granted in 2016 vested and the following transactions took place in London:
 
Directors
 
Name
 
Additional Shares issued in lieu of the 2018 4th interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £6.2099 per Share2
 
John Flint
 
1,296
52,162
24,517
Marc Moses
 
545
21,915
21,915
 
Other PDMRs
 
Name
 
Additional Shares issued in lieu of the 2018 4th interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £6.2099 per Share2
 
Samir Assaf
 
1,809
72,776
34,205
Patrick Burke
 
1,467
59,043
31,423
Andy Maguire
 
1,070
43,059
20,238
Paulo Maia
 
710
28,598
10,010
Charlie Nunn
 
368
14,792
6,953
Noel Quinn
 
853
34,346
16,143
Antonio Simoes
 
988
39,770
18,692
Ian Stuart
 
860
34,604
16,264
Peter Wong
 
1,353
54,435
8,166
 

 
1 At US$8.2417 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 21 and 27 February 2019, converted into USD.
2 Includes shares sold to cover withholding tax.
 
 
The Directors are required to retain a number of Shares equivalent in value to those that vested under the Awards (net of tax liabilities) for six months from the original vesting date.
 
3.   Share Dealing 
 
On 13 March 2019, John Flint exercised and held 4,447 US$0.50 ordinary shares under the HSBC Savings-Related Share Option Plan.
 
 
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
John Flint
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Executive
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
1,296
US$10,681.24
 
 
Aggregated
US$8.242
1,296
US$10,681.24
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.26
52,162
£326,794.93
 
 
 
Aggregated
£6.265
52,162
£326,794.93
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.21
 
24,517
 
£152,248.12
 
 
 
Aggregated
£6.21
24,517
 
£152,248.12
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£4.05
4,447
£17,997.90
 
 
Aggregated
£4.047
4,447
£17,997.90
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Marc Moses
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Risk Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
545
US$4,491.73
 
 
Aggregated
US$8.242
545
US$4,491.73
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.26
21,915
£137,297.48
 
 
 
Aggregated
£6.265
21,915
£137,297.48
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.21
 
21,915
£136,089.96
 
 
 
Aggregated
£6.21
21,915
£136,089.96
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Samir Assaf
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Banking and Markets
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
 
Price
 
Volume
 
Total
 
 
 
 
 
US$8.24
1,809
US$14,909.24
 
Aggregated
US$8.242
1,809
US$14,909.24
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.26
72,776
£455,941.64
 
 
 
Aggregated
£6.265
72,776
£455,941.64
 
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.21
 
34,205
£212,409.63
 
 
 
Aggregated
£6.21
34,205
£212,409.63
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Patrick Burke
 
 
 
 
2 - Reason for the notification
 
Position/status
President and Chief Executive of HSBC US
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
2,368
US$19,516.35
 
 
Aggregated
US$8.242
2,368
US$19,516.35
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
24,640
£153,876.80
 
 
 
Aggregated
£6.245
24,640
£153,876.80
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.24
13,114
£81,843.16
 
 
 
Aggregated
£6.241
13,114
£81,843.16
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
1,467
US$12,090.57
 
 
Aggregated
US$8.242
1,467
US$12,090.57
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.26
59,043
£369,904.40
 
 
 
Aggregated
£6.265
59,043
£369,904.40
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.21
 
31,423
£195,133.69
 
 
 
Aggregated
£6.21
31,423
£195,133.69
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Andy Maguire
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Operating Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
 
 
Price
 
Volume
 
Total
 
 
 
 
 
US$8.24
1,070
US$8,818.62
 
Aggregated
US$8.242
1,070
US$8,818.62
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.26
43,059
£269,764.64
 
 
 
Aggregated
£6.265
43,059
£269,764.64
 
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.21
 
20,238
£125,675.96
 
 
 
Aggregated
£6.21
20,238
£125,675.96
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Paulo Maia
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Latin America
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
1,204
US$9,923.01
 
 
Aggregated
US$8.242
1,204
US$9,923.01
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
12,529
£78,243.60
 
 
 
Aggregated
£6.245
12,529
£78,243.60
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.24
4,386
£27,372.59
 
 
 
Aggregated
£6.241
4,386
£27,372.59
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
710
US$5,851.61
 
 
Aggregated
US$8.242
710
US$5,851.61
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.26
28,598
£179,166.47
 
 
 
Aggregated
£6.265
28,598
£179,166.47
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.21
 
10,010
£62,161.10
 
 
 
Aggregated
£6.21
10,010
£62,161.10
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Charlie Nunn
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Retail Banking and Wealth Management
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
737
US$6,074.13
 
 
Aggregated
US$8.242
737
US$6,074.13
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
7,672
£47,911.64
 
 
 
Aggregated
£6.245
7,672
£47,911.64
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.24
3,606
£22,504.69
 
 
 
Aggregated
£6.241
3,606
£22,504.69
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
368
US$3,032.95
 
 
Aggregated
US$8.242
368
US$3,032.95
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.26
14,792
£92,671.88
 
 
 
Aggregated
£6.265
14,792
£92,671.88
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.21
 
6,953
£43,177.43
 
 
 
Aggregated
£6.21
6,953
£43,177.43
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Noel Quinn
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Commercial Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
 
 
Price
 
Volume
 
Total
 
 
 
 
 
US$8.24
853
US$7,030.17
 
Aggregated
US$8.242
853
US$7,030.17
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.26
34,346
£215,177.69
 
 
 
Aggregated
£6.265
34,346
£215,177.69
 
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.21
 
16,143
£100,246.42
 
 
 
Aggregated
£6.21
16,143
£100,246.42
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Antonio Simoes
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Private Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
 
 
Price
 
Volume
 
Total
 
 
 
 
 
US$8.24
988
US$8,142.80
 
Aggregated
US$8.242
988
US$8,142.80
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.26
39,770
£249,159.05
 
 
 
Aggregated
£6.265
39,770
£249,159.05
 
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.21
 
18,692
£116,075.45
 
 
 
Aggregated
£6.21
18,692
£116,075.45
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Ian Stuart
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, HSBC UK Bank plc
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
 
 
Price
 
Volume
 
Total
 
 
 
 
 
US$8.24
860
US$7,087.86
 
Aggregated
US$8.242
860
US$7,087.86
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.26
34,604
£216,794.06
 
 
 
Aggregated
£6.265
34,604
£216,794.06
 
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.21
 
16,264
£100,997.81
 
 
 
Aggregated
£6.21
16,264
£100,997.81
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Peter Wong
 
 
 
 
2 - Reason for the notification
 
Position/status
Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
2,326
US$19,170.19
 
 
Aggregated
US$8.242
2,326
US$19,170.19
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.24
24,192
£151,079.04
 
 
 
Aggregated
£6.245
24,192
£151,079.04
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-12
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.24
3,629
£22,648.23
 
 
 
Aggregated
£6.241
3,629
£22,648.23
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
US$8.24
1,353
US$11,151.02
 
 
Aggregated
US$8.242
1,353
US$11,151.02
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
 
 
 
£6.26
54,435
£341,035.28
 
 
 
Aggregated
£6.265
54,435
£341,035.28
 
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2019-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
 
 
 
£6.21
 
8,166
£50,710.04
 
 
 
Aggregated
£6.21
8,166
£50,710.04
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
For any queries related to this notification, please contact: 
 
 
Larissa Wilson
Shareholder Services 
020 7991 0595
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HSBC Holdings plc
 
 
 
By:
 
Name: Ben J S Mathews
 
Title: Group Company Secretary
 
 
 
Date: 14 March 2019