Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
July 3, 2017
Date of report (Date of earliest event reported)
SEI Investments Company
(Exact name of registrant as specified in its charter)
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Pennsylvania | | 0-10200 | | 23-1707341 |
(State or other jurisdiction of incorporation) | | (Commission File No.) | | (I.R.S. Employer Identification No.) |
1 Freedom Valley Drive
Oaks, Pennsylvania 19456
(Address of principal executive offices) (Zip Code)
(610) 676-1000
(Registrants’ telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. Other Events.
On Monday, July 3, 2017, the Company completed the acquisition of Archway Technology Partners, LLC, (“Archway”) a major provider of operating technologies and services to the single and multi-family family office industry and those institutions who service that market. Archway will be integrated into the Company's Investment Managers business segment during the three month period ending September 30, 2017.
A copy of the press release and presentation with additional information regarding the acquisition are furnished as Exhibit 99.1 and Exhibit 99.2, respectively, and incorporated in this Item 8.01 by reference.
As provided in General Instruction B.2 to Form 8-K, the information furnished in Item 8.01 and Exhibits 99.1 and 99.2 hereto shall not be deemed “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing with the Securities and Exchange Commission, except as shall be expressly provided by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
99.1 Press Release dated July 5, 2017 of SEI Investments Company.
99.2 SEI Acquisition of Archway Technology Partners Presentation dated July 5, 2017.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| SEI INVESTMENTS COMPANY |
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Date: | July 5, 2017 | By: | /s/ Dennis J. McGonigle |
| | Dennis J. McGonigle Chief Financial Officer |
EXHIBIT INDEX
Exhibit
Number Description
99.1 Press Release dated July 5, 2017 of SEI Investments Company.
99.2 SEI Acquisition of Archway Technology Partners Presentation dated July 5, 2017.