UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (3) | 11/01/2022 | Common Stock | 45,000 | $ 2.24 | D | Â |
Stock Option (Right to Buy) | Â (3) | 01/30/2023 | Common Stock | 20,000 | $ 2.08 | D | Â |
Stock Option (Right to Buy) | Â (3) | 11/19/2023 | Common Stock | 25,000 | $ 1.92 | D | Â |
Stock Option (Right to Buy) | Â (3) | 02/06/2024 | Common Stock | 40,000 | $ 3.02 | D | Â |
Stock Option (Right to Buy) | Â (4) | 08/07/2024 | Common Stock | 100,000 | $ 2.61 | D | Â |
Stock Option (Right to Buy) | Â (5) | 02/18/2025 | Common Stock | 250,000 | $ 3.29 | D | Â |
Stock Option (Right to Buy) | Â (6) | 02/26/2026 | Common Stock | 150,000 | $ 3.88 | D | Â |
Stock Option (Right to Buy) | Â (7) | 05/02/2026 | Common Stock | 150,000 | $ 5.05 | D | Â |
Stock Option (Right to Buy) | Â (8) | 02/10/2027 | Common Stock | 400,000 | $ 8.27 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Maduck Sean C/O CORCEPT THERAPEUTICS INCORPORATED 149 COMMONWEALTH DRIVE MENLO PARK, CA 94025 |
 |  |  See Remarks |  |
/s/ Sean Maduck | 02/09/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the shares held by Duckhill Capital, LLC of which the reporting person is President and disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. |
(2) | Represents the shares held by Sean and Molly Maduck Living Trust of which the reporting person is a co-trustee. |
(3) | Fully exercisable. |
(4) | Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of August 1, 2014, so that the total number of shares subject to this option becomes fully vested and exercisable on August 1, 2018. |
(5) | Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 18, 2015, so that the total number of shares subject to this option becomes fully vested and exercisable on February 18, 2019. |
(6) | Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 26, 2016, so that the total number of shares subject to this option becomes fully vested and exercisable on February 26, 2020. |
(7) | Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of April 27, 2016, so that the total number of shares subject to this option becomes fully vested and exercisable on April 27, 2020. |
(8) | Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 10, 2017, so that the total number of shares subject to this option becomes fully vested and exercisable on February 10, 2021. |
 Remarks: Senior Vice President, Commercial |