UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-K/A
(Amendment No. 1)
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2009
Or
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File Number 000-50132
Sterling Chemicals, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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76-0502785 |
(State or other jurisdiction of
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(I.R.S. Employer Identification No.) |
incorporation or organization) |
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333 Clay Street, Suite 3600
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(713-650-3700) |
Houston, Texas 77002-4109
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(Registrants telephone number, |
(Address of principal executive offices)
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including area code) |
Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to Section 12(g) of the Act:
Common Stock, par value $.01 per share
(Title of class)
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule
405 of the Securities Act. Yes o No þ.
Indicate by check mark if the registrant is not required to file reports pursuant to Section
13 or Section 15(d) of the Act. Yes o No þ.
Indicate by check mark whether the registrant (1) has filed all reports required to be filed
by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or
for such shorter period that the registrant was required to file such reports) and (2) has been
subject to such filing requirements for the past 90 days. Yes þ No o.
Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant
to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the
registrant was required to submit and post such files). Yes o No o.
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation
S-K is not contained herein and will not be contained, to the best of the registrants knowledge,
in definitive proxy or information statements incorporated by reference in Part III of this Form
10-K or any amendment to this Form 10-K. þ.
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large
accelerated filer, accelerated filer, non-accelerated filer, and smaller reporting company
in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer o |
Accelerated filer o |
Non-accelerated filer o
(Do not check if a smaller reporting company) | Smaller reporting company
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The aggregate market value of the registrants common stock, par value $.01 per share, held by
non-affiliates at June 30, 2009 (the last business day of the registrants most recently completed
second fiscal quarter), based upon the value of the last sales price of these shares as reported on
the OTC Electronic Bulletin Board maintained by the Financial Industry Regulatory Authority, was
$10,221,032.
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act). Yes o No þ.
As of February 28, 2010, Sterling Chemicals, Inc. had 2,828,460 shares of common stock
outstanding.
Portions of the definitive Proxy Statement relating to the 2010 Annual Meeting of Stockholders
of Sterling Chemicals, Inc. are incorporated by reference in Part III of this Form 10-K.
EXPLANATORY NOTE
This Form 10-K/A (Amendment No. 1) hereby amends the registrants Annual Report on Form 10-K
for the fiscal year ended December 31, 2009, which the registrant filed with the Securities and
Exchange Commission on March 24, 2010. This Amendment is being filed in order to correct Exhibits
31.1 and 31.2 to the Form 10-K, which inadvertently omitted certain language relating to the
Companys internal control over financial reporting.
This Amendment does not reflect events after the date of the filing of the Annual Report and
does not modify or update disclosures made in the Annual Report except to correct the language in
Exhibit 31.1 and Exhibit 31.2. Accordingly, this Amendment should be read in conjunction with such
Form 10-K and the registrants filings made with the Securities and Exchange Commission subsequent
to the date of such Form 10-K.
Exhibits filed with
the Amendment No. 1 on Form 10-K/A:
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Exhibit Number: |
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Description |
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31.1
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Rule 13a-14(a) Certification of the Chief Executive Officer. |
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31.2
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Rule 13a-14(a) Certification of the Principal Financial
Officer. |