OMB APPROVAL
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OMB Number: 3235-0157
Expires: August 31, 2019
Estimated average burden hours per
response …………………….. 3
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I. |
General Identifying Information
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1. |
Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above):
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2. |
Name of fund: Nuveen Premium Income Municipal Fund 4, Inc. ("Acquired Fund")
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3. |
Securities and Exchange Commission File No.: 811-07432
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4. |
Is this an initial Form N-8F or an amendment to a previously filed Form N-8F?
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5. |
Address of Principal Executive Office (include No. & Street, City, State, Zip Code):
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6. |
Name, address and telephone number of individual the Commission staff should contact with any questions regarding this form:
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7. |
Name, address and telephone number of individual or entity responsible for maintenance and preservation of fund records in accordance with rules 31a-1 and 31a-2 under the Act [17 CFR 270.31a-1, .31a-2]:
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8. |
Classification of fund (check only one):
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9. |
Subclassification if the fund is a management company (check only one):
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10. |
State law under which the fund was organized or formed (e.g., Delaware, Massachusetts):
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11. |
Provide the name and address of each investment adviser of the fund (including sub-advisers) during the last five years, even if the fund's contracts with those advisers have been terminated:
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12. |
Provide the name and address of each principal underwriter of the fund during the last five years, even if the fund's contracts with those underwriters have been terminated:
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13. |
If the fund is a unit investment trust ("UIT") provide: Not Applicable
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(a) |
Depositor's name(s) and address(es):
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(b) |
Trustee's name(s) and address(es):
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14. |
Is there a UIT registered under the Act that served as a vehicle for investment in the fund (e.g., an insurance company separate account)?
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15. | (a) | Did the fund obtain approval from the board of directors concerning the decision to engage in a Merger, Liquidation or Abandonment of Registration? |
(b) |
Did the fund obtain approval from the shareholders concerning the decision to engage in a Merger, Liquidation or Abandonment of Registration?
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II. |
Distributions to Shareholders
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16. |
Has the fund distributed any assets to its shareholders in connection with the Merger or Liquidation?
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(a) |
If Yes, list the date(s) on which the fund made those distributions:
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(b) |
Were the distributions made on the basis of net assets?
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(c) |
Were the distributions made pro rata based on share ownership?
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(d) |
If No to (b) or (c) above, describe the method of distributions to shareholders. For Mergers, provide the exchange ratio(s) used and explain how it was calculated:
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(e) |
Liquidations only: Were any distributions to shareholders made in-kind?
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17. |
Closed-end funds only:
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18. |
Has the fund distributed all of its assets to the fund's shareholders?
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(a) |
How many shareholders does the fund have as of the date this form is filed?
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(b) |
Describe the relationship of each remaining shareholder to the fund:
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19. |
Are there any shareholders who have not yet received distributions in complete liquidation of their interests?
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III. |
Assets and Liabilities
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20. |
Does the fund have any assets as of the date this form is filed?
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(a) |
Describe the type and amount of each asset retained by the fund as of the date this form is filed:
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(b) |
Why has the fund retained the remaining assets?
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(c) |
Will the remaining assets be invested in securities?
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21. |
Does the fund have any outstanding debts (other than face-amount certificates if the fund is a face-amount certificate company) or any other liabilities?
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(a) |
Describe the type and amount of each debt or other liability:
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(b) |
How does the fund intend to pay these outstanding debts or other liabilities?
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IV. |
Information About Event(s) Leading to Request for Deregistration
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22. | (a) | List the expenses incurred in connection with the Merger or Liquidation: |
(b) |
How were those expenses allocated?
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(c) |
Who paid those expenses?
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(d) |
How did the fund pay for unamortized expenses (if any)?
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23. |
Has the fund previously filed an application for an order of the Commission regarding the Merger or Liquidation?
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V. |
Conclusion of Fund Business
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24. |
Is the fund a party to any litigation or administrative proceeding?
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25. |
Is the fund now engaged, or intending to engage, in any business activities other than those necessary for winding up its affairs?
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VI. |
Mergers Only
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26. | (a) | State the name of the fund surviving the Merger: Nuveen Municipal Credit Income Fund |
(b) |
State the Investment Company Act file number of the fund surviving the Merger: 811-10345
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(c) |
If the merger or reorganization agreement has been filed with the Commission, state the file number(s), form type used and date the agreement was filed: Agreement and Plan of Reorganization filed as Appendix A of Joint Proxy Statement/Prospectus on October 23, 2015 under file number 333-206628 on Form 497 (SEC Accession No. 0001193125-15-351947).
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(d) |
If the merger or reorganization agreement has not been filed with the Commission, provide a copy of the agreement as an exhibit to this form. A copy of the agreement and plan of reorganization is filed herewith.
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/s/ Gifford Zimmerman
Gifford Zimmerman
Vice President and Secretary
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