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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Reed Jerry E CENTURY ALUMINUM COMPANY 2511 GARDEN ROAD MONTEREY, CA 93940 |
VP, Commercial Mgmt & Bus. Dev |
William J. Leatherberry, Attorney-in-Fact for Jerry E. Reed | 06/03/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | June 1, 2009 grant of performance shares granted pursuant to a Rule 16b-3(d) plan which are service based performance shares entitling the Reporting Person to acquire shares of common stock upon vesting. Performance shares vest one-third on each of the first, second and third anniversaries of the grant date. |
(2) | Includes unvested performance shares granted to the Reporting Person in connection with the Issuer's 2008-2010 and 2009-2011 Performance Share Programs which will vest in the ordinary course on December 31, 2010 and January 1, 2011, respectively, and unvested portions of the June 1, 2007 and June 1, 2008 grants of service based performance shares which vest one-third on each of the one, two and three year anniversaries of the grant date. |
(3) | Reports shares withheld by the Issuer to satisfy tax obligations at a net settlement price equal to the closing price of the Company's common stock on June 1, 2009, the vesting date, in connection with service based performance shares granted to the Reporting Person on June 1, 2007, one third of which vested on June 1, 2008 and June 1, 2009, and third of which will vest on June 1, 2010. |
(4) | Reports shares withheld by the Issuer to satisfy tax obligations at a net settlement price equal to the closing price of the Company's common stock on June 1, 2009, the vesting date, in connection with service based performance shares granted to the Reporting Person on June 1, 2008, one-third of which vested on June 1, 2009 and one-third of which will vest on June 1, 2010 and June 1, 2011. |
(5) | Reported by 401(k) plan trustee on May 29, 2009. |