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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kjos David CENTURY ALUMINUM COMPANY 2511 GARDEN ROAD, BLDG A, SUITE 200 MONTEREY, CA 93940 |
VP Maj Proj. Tech. & Sustain |
William J. Leatherberry, Attorney-in-Fact for David Kjos | 10/05/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents unvested shares of common stock acquired by the Reporting Person pursuant to the Issuer's 2010-2012 Performance Share Program (the "2010-2012 Performance Period") under a Rule 16b-3(d) plan, all of which vest in the ordinary course on the last day of the 2010-2012 Program Period, December 31, 2012. |
(2) | Includes shares of performance share units granted under a Rule 16b-3(d) plan which have vested but will not settle until the earlier of (i) March 22, 2013 (with respect to 3,500 shares) and March 22, 2014 (with respect to the remaining 3,500 shares) or (ii) the occurrence of certain subsequent events. |
(3) | Represents unvested shares of common stock acquired by the Reporting Person pursuant to the Issuer's 2011-2013 Performance Share Program (the "2011-2013 Performance Period") under a Rule 16b-3(d) plan, all of which vest on the last day of the 2011-2012 Performance Period, December 31, 2013. |
(4) | As reported by 401(k) plan trustee on October 3, 2011. |