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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hoerner John E. CENTURY ALUMINUM COMPANY 2511 GARDEN ROAD, BUILDING A, SUITE 200 MONTEREY, CA 93940 |
VP of N. American Operations |
Jesse E. Gary , Attorney-in-Fact for John E. Hoerner | 03/01/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reports shares withheld by the Issuer in connection with the vesting of performance share units granted to the Reporting Person upon becoming the Issuer's Vice President of North American Operations to satisfy tax obligations at a net settlement price equal to the closing price on Nasdaq on February 28, 2012, the vesting date. |
(2) | Includes unvested shares of performance share units granted to the Reporting Person upon becoming the Issuer's Vice President of North American Operations of which the remaining 20,000 shares vest 10,000 on February 28, 2013 and 10,000 on February 28, 2014, and unvested performance share units granted pursuant to the Issuer's 2011-2013 Performance Share Program (the "Plan Period") under a Rule 16b-3(d) plan all of which vest in the ordinary course on the last day of the Plan Period, December 31, 2013. |