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Form 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of September, 2002
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If Yes is marked, indicate the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- Not Applicable
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
CONVERIUM HOLDING AG | |||
By: | /s/ Dirk Lohmann | ||
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Name: Dirk Lohmann Title: CEO |
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By: | /s/ Christian Felderer | ||
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Name: Christian Felderer Title: Group General Counsel |
Date: September 30, 2002
SWX Swiss Exchange E-PUB-MAP Frau Claudia Pfund Postfach 8021 Zürich |
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Ihre Referenz Unsere Referenz Datum |
30.09.2002 |
Monthly disclosure of equity securities newly created from conditional capital
Issuer: | Converium Holding AG | |
Sec. ID no.: | 1,299,771 | |
ISIN: | CH0012997711 |
In accordance with art. 3a of the Articles of Incorporation of Converium Holding Ltd and with para. 5.02 (conditional capital) of the checklist published as enclosure 1 of the Reports required in order to maintain a listing (Art. 64 75 KR), we inform about the creation of following share capital:
Newly created share capital | ||||
As at end of September 2002 | No new shares | |||
As at end of previous month | 6,217 Shares | |||
Conditional capital | No. of shares | CHF | ||
Reserved for Employee Participation | 4,000,000 Shares | CHF 40,000,000 | ||
Of which total exercised by end of September | 6,217 Shares | CHF 62,170 | ||
Remainder | 3,993,783 Shares | CHF 39,937,830 |
With best regards,
Converium Holding AG
/s/ Barbara Barta Barbara Barta Legal Counsel |
/s/ Livia Gassner Livia Gassner Legal Counsel |