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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DEUTSCHE TELEKOM AG FRIEDRICH-EBERT-ALLEE 140 D-53113 BONN, 2M |
X | |||
T-Mobile Global Zwischenholding GmbH FRIEDRICH-EBERT-ALLEE 140 D-53113 BONN, 2M |
X | |||
T-Mobile Global Holding GmbH LANDGRABENWEG 151 D-53227 BONN, 2M |
X |
/s/ Dr. Uli Kuhbacher, Authorized Representative of Deutsche Telekom AG | 01/15/2014 | |
**Signature of Reporting Person | Date | |
/s/ Roman Zitz, Authorized Representative of Deutsche Telekom AG | 01/15/2014 | |
**Signature of Reporting Person | Date | |
/s/ Helmut Becker, Managing Director of T-Mobile Global Zwischenholding GmbH | 01/15/2014 | |
**Signature of Reporting Person | Date | |
/s/ Roman Zitz, Managing Director of T-Mobile Global Zwischenholding GmbH | 01/15/2014 | |
**Signature of Reporting Person | Date | |
/s/ Franco Musone Crispino, Managing Director of T-Mobile Global Holding GmbH | 01/15/2014 | |
**Signature of Reporting Person | Date | |
/s/ Dr. Uli Kuhbacher, Managing Director of T-Mobile Global Holding GmbH | 01/15/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Effective December 31, 2013, T-Mobile Global Holding GmbH, which directly owned the shares of the Issuer reported in this Form 4, contributed them to Deutsche Telekom Holding B.V., its wholly owned subsidiary, as part of an internal restructuring. T-Mobile Global Holding GmbH is a wholly owned subsidiary of T-Mobile Global Zwischenholding GmbH, which is a wholly owned subsidiary of Deutsche Telekom AG. Each of T-Mobile Global Holding GmbH, T-Mobile Global Zwischenholding GmbH and Deutsche Telekom AG disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |