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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Amkor 2.5% Convertible Senior Subordinated Notes Due 2011 | $ 14.59 (1) | 11/05/2008 | P | $ 500,000 | 11/05/2008(2) | 05/15/2011(3) | Amkor Technology, Inc. Common Stock | 34,279 | $ 341,079 | $ 500,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JOYCE KENNETH T 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 |
President & COO |
Jerry C. Allison, Attorney-in-fact for Kenneth T. Joyce | 11/07/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The notes will mature on May 15, 2011. The notes may be converted at any time prior to the close of business on the business day prior to the stated maturity date based on an initial conversion rate of 68.5589 shares of our common stock per $1,000 principal amount of notes (which represents an initial conversion price of approximately $14.59 per share). The conversion rate is subject to adjustment in certain circumstances, including upon the occurance of certain corporate transactions that constitute a change of control and upon certain distributions to holders of our common stock. The conversion price will not be adjusted for accrued or unpaid interest. |
(2) | The notes may be converted at any time prior to the close of business on the business day prior to the stated maturity date. |
(3) | Represents the maturity date of the notes. |