1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(1)
|
Â
(2)
|
09/20/2016 |
Common Stock
|
4,400
|
$
4.28
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(3)
|
03/31/2017 |
Common Stock
|
4,775
|
$
8.37
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(4)
|
02/28/2018 |
Common Stock
|
4,250
|
$
17.45
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(5)
|
03/04/2019 |
Common Stock
|
5,000
|
$
14.71
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(6)
|
03/04/2020 |
Common Stock
|
4,850
|
$
15.91
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(7)
|
03/01/2018 |
Common Stock
|
5,778
|
$
13.89
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Grant of Stock Options under Calgon Carbon Corporation Stock Option Plan, a Rule 16b-3 plan. |
(2) |
Exercisable in 50% increments on September 19, 2007 and September 19, 2008. |
(3) |
Exercisable in 50% increments on March 31, 2008 an March 31, 2009. |
(4) |
Exercisable in 50% increments on February 28, 2009 and February 28, 2010. |
(5) |
Exercisable in 50% increments on March 4, 2010 and March 4, 2011. |
(6) |
Exercisable in 50% increments on March 4, 2011 and March 4, 2012. |
(7) |
Exercisable in 50% increments on March 1, 2012 and March 1, 2013. |