UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (1) | 12/01/2014 | 12/01/2023 | Common Stock, par value $0.00001 | 10,000 | $ 0.75 | D | Â |
Stock Option (1) | 12/01/2015 | 12/01/2023(2) | Common Stock, par value $0.00001 | 10,000 | $ 0.75 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bold Thomas 430 PARK AVENUE SUITE 702 NEW YORK, NY 10022 |
 |  |  President & CEO |  |
Thomas Bold | 12/05/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 1, 2013, Thomas Bold entered into a stock option agreement with Janus Resources, Inc. (the Company) pursuant to which he was granted a stock option to purchase 20,000 shares of the Company's common stock at a price of $0.75 per share. The option shares vest in two equal installments of 10,000 on December 1, 2014 and 2015, subject to Mr. Bold continuing to serve as the Company's President and CEO. The options may be exercised on a cashless basis. |
(2) | The Form 3 filed on December 4, 2013, misstated the expiration date of the stock options as 12/01/2013, the actual expiration date is 12/01/2023. |