|
UNILEVER PLC
|
|
|
|
/S/ R SOTAMAABy R SOTAMAACHIEF LEGAL OFFICER AND GROUP
SECRETARY
|
|
Exhibit
|
99.1
|
Stock Exchange announcement dated
|
13 February 2019
|
entitled
|
‘Director/PDMR Shareholding’
|
|
Exhibit
|
99.2
|
Stock Exchange announcement dated
|
14 February 2019
|
entitled
|
‘Director/PDMR Shareholding’
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Graeme
Pitkethly
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief
Financial Officer (Director)
|
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Unilever PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
|
b)
|
Nature of the transaction
|
Purchase
of shares under the Unilever PLC Share Incentive Plan.
|
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
|
d)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£41.745
|
3
|
||
|
e)
|
Aggregated information
- Volume
- Total
|
3
£125.24
|
|
|
f)
|
Date of the transaction
|
2019-02-08
|
|
|
g)
|
Place of the transaction
|
London
Stock Exchange - XLON
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
David
Blanchard
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief
R&D Officer (a member of the Unilever Leadership
Executive)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Global Share
Incentive Plan 2007.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one
share type only (NV or PLC).
Mr Blanchard elected to receive only PLC shares. To
calculate the effect of 'share choice' on vesting, the total value
for each award (both NV and PLC share types) is calculated using
the performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (NV shares) is converted into the currency of the
chosen share type (PLC shares), divided by the closing share price
on vesting and this number of PLC shares is added to the original
number of PLC shares that vested. The original awards of NV shares
are cancelled and reduced to nil. Mr
Blanchard received 13,545 Unilever PLC Ordinary shares
of 3 1/9p each after using a performance factor of 132% and
including dividend reinvestment.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Management
Co-Investment Plan.
Mr
Blanchard received 7,652 Unilever PLC Ordinary shares
of 3 1/9p each after using a performance factor of 132% and
including dividend reinvestment.
|
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
4205.5p
|
13,545
|
||
|
4205.5p
|
7,652
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
21,197
£891,439.84
|
|
|
f)
|
Date of
the transaction
|
2019-02-11
|
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Marc
Engel
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief
Supply Chain Officer (a member of the Unilever Leadership
Executive)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Global Share
Incentive Plan 2007.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one
share type only (NV or PLC).
Mr Engel elected to receive only NV shares. To
calculate the effect of 'share choice' on vesting, the total value
for each award (both NV and PLC share types) is calculated using
the performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (PLC shares) is converted into the currency of the
chosen share type (NV shares), divided by the closing share price
on vesting and this number of NV shares is added to the original
number of NV shares that vested. The original award
of 4,724 PLC
shares and the dividend reinvestment are cancelled and reduced
to nil.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Management
Co-Investment Plan.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one
share type only (NV or PLC).
Mr Engel elected to receive only NV shares. To
calculate the effect of 'share choice' on vesting, the total value
for each award (both NV and PLC share types) is calculated using
the performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (PLC shares) is converted into the currency of the
chosen share type (NV shares), divided by the closing share price
on vesting and this number of NV shares is added to the original
number of NV shares that vested. The original award
of 1,922 PLC
shares and the dividend reinvestment are cancelled and reduced
to nil.
|
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
0.00p
|
0
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
0
£0.00
|
|
|
f)
|
Date of
the transaction
|
2019-02-11
|
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Alan
Jope
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief
Executive Officer (Director)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC American Depositary Receipts each representing 1 ordinary 3 1/9
pence share
CUSIP904767704
|
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC American Depositary Receipts (PLC ADRs) each
representing 1 Ordinary 3 1/9 pence share have vested based on the
February 2016 GSIPconditional rights awards pursuant
to the Unilever North America
2002 Omnibus Equity Compensation Plan.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one
share type only (NV or PLC).
Mr Jope elected to receive only New York NV shares. To
calculate the effect of 'share choice' on vesting, the total value
for each award (both NV and PLC share types) is calculated using
the performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (PLC shares) is converted into the currency of the
chosen share type (NV shares), divided by the closing share price
on vesting and this number of NV shares is added to the original
number of NV shares that vested. The original award
of 5,851 PLC ADRs
and the dividend reinvestment are cancelled and reduced
to nil.
ii)
Unilever PLC American Depositary Receipts (PLC ADRs) each
representing 1 Ordinary 3 1/9 pence share have vested based on the
February 2016 MCIPconditional rights awards pursuant
to the Unilever North America
2002 Omnibus Equity Compensation Plan.
Mr Jope
received 4,492 PLC
ADRs after using a performance factor of 132% and including
dividend reinvestment.
|
|
|
c)
|
Currency
|
USD -
United States Dollar
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
$54.00
|
4,492
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
4,492
$242,568.00
|
|
|
f)
|
Date of
the transaction
|
2019-02-11
|
|
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Kees
Kruythoff
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
President,
Home Care (a member of the Unilever Leadership
Executive)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 GSIP conditional rights awards
pursuant to the Unilever North
America 2002 Omnibus Equity Compensation Plan.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one
share type only (NV or PLC).
Mr Kruythoff elected to receive only NV shares. To
calculate the effect of 'share choice' on vesting, the total value
for each award (both NV and PLC share types) is calculated using
the performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (PLC shares) is converted into the currency of the
chosen share type (NV shares), divided by the closing share price
on vesting and this number of NV shares is added to the original
number of NV shares that vested. The original award
of 5,432 PLC
shares and the dividend reinvestment are cancelled and reduced
to nil.
|
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
0.00p
|
0
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
0
£0.00
|
|
|
f)
|
Date of
the transaction
|
2019-02-11
|
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Leena
Nair
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief
HR Officer (a member of the Unilever Leadership
Executive)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Global Share
Incentive Plan 2007.
Ms Nair
received 6,638 Unilever PLC Ordinary shares
of 3 1/9p each after using a performance factor of 128% and
including dividend reinvestment.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Management
Co-Investment Plan.
Ms Nair
received 2,351 Unilever PLC Ordinary shares
of 3 1/9p each after using a performance factor of 128% and
including dividend reinvestment.
|
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
4205.5p
|
6,638
|
||
|
4205.5p
|
2,351
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
8,989
£378,032.40
|
|
|
f)
|
Date of
the transaction
|
2019-02-11
|
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Nitin
Paranjpe
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
President,
Foods and Refreshment (a member of the Unilever Leadership
Executive)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Global Share
Incentive Plan 2007.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one
share type only (NV or PLC).
Mr Paranjpe elected to receive only NV shares. To
calculate the effect of 'share choice' on vesting, the total value
for each award (both NV and PLC share types) is calculated using
the performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (PLC shares) is converted into the currency of the
chosen share type (NV shares), divided by the closing share price
on vesting and this number of NV shares is added to the original
number of NV shares that vested. The original award
of 7,086 PLC
shares and the dividend reinvestment are cancelled and reduced
to nil.
|
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
0.00p
|
0
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
0
£0.00
|
|
|
f)
|
Date of
the transaction
|
2019-02-11
|
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Graeme
Pitkethly
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief
Financial Officer (Director)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Global Share
Incentive Plan 2007.
Mr
Pitkethly received 24,766 Unilever PLC Ordinary shares
of 3 1/9p each after using a performance factor of 132% and
including dividend reinvestment and after 21,963 were withheld to
meet tax liabilities
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Management
Co-Investment Plan.
Mr
Pitkethly received 3,772 Unilever PLC Ordinary shares
of 3 1/9p each after using a performance factor of 132% and
including dividend reinvestment and after 3,346 were withheld to
meet tax liabilities.
|
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
4205.5p
|
24,766
|
||
|
4205.5p
|
3,772
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
28,538
£1,200,165.59
|
|
|
f)
|
Date of
the transaction
|
2019-02-11
|
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Judith
Amanda Sourry Knox
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
President,
North America and Global Head of Customer Development (a member of
the Unilever Leadership Executive)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC American Depositary Receipts each representing 1 ordinary 3 1/9
pence share
CUSIP904767704
|
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC American Depositary Receipts (PLC ADRs) each
representing 1 Ordinary 3 1/9 pence share have vested based on the
February 2016 GSIPconditional rights awards pursuant
to the Unilever North America
2002 Omnibus Equity Compensation Plan.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one
share type only (NV or PLC).
Ms Sourry-Knox elected to receive only New York NV
shares. To calculate the effect of 'share choice' on vesting, the
total value for each award (both NV and PLC share types) is
calculated using the performance factor and the closing share price
on vesting, including dividend reinvestment accrued. The value of
the share type not chosen (PLC shares) is converted into the
currency of the chosen share type (NV shares), divided by the
closing share price on vesting and this number of NV shares is
added to the original number of NV shares that vested. The original
award of 4,681 PLC
ADRs and the dividend reinvestment are cancelled and reduced
to nil.
|
|
|
c)
|
Currency
|
USD -
United States Dollar
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
$0.00
|
0
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
0
$0.00
|
|
|
f)
|
Date of
the transaction
|
2019-02-11
|
|
|
g)
|
Place
of the transaction
|
New
York Stock Exchange - XNYS
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Ritva
Sotamaa
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief
Legal Officer and Group Secretary ( a member of the Unilever
Leadership Executive)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Global Share
Incentive Plan 2007.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one
share type only (NV or PLC).
Ms Sotamaa elected to receive only NV shares. To
calculate the effect of 'share choice' on vesting, the total value
for each award (both NV and PLC share types) is calculated using
the performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (PLC shares) is converted into the currency of the
chosen share type (NV shares), divided by the closing share price
on vesting and this number of NV shares is added to the original
number of NV shares that vested. The original award
of 4,724 PLC
shares and the dividend reinvestment are cancelled and reduced
to nil.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Management
Co-Investment Plan.
Ms
Sotamaa received 5,024 Unilever PLC Ordinary shares
of 3 1/9p each after using a performance factor of 132% and
including dividend reinvestment.
|
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
0.00p
|
0
|
||
|
4205.5p
|
5,024
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
5,024
£211,284.32
|
|
|
f)
|
Date of
the transaction
|
2019-02-11
|
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Keith
Weed
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Chief
Marketing & Communications Officer (a member of the Unilever
Leadership Executive)
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
Notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Unilever
PLC
|
|
|
b)
|
LEI
|
549300MKFYEKVRWML317
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Unilever
PLC ordinary 3 1/9 pence shares
GB00B10RZP78
|
|
|
b)
|
Nature
of the transaction
|
i)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2016 conditional rights awards pursuant to
the Unilever Global Share
Incentive Plan 2007.
Share
choice was offered which allows ULE members to choose, just before
vesting, whether they want to receive net shares in the share types
originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one
share type only (NV or PLC).
Mr Weed elected to receive only PLC shares. To
calculate the effect of 'share choice' on vesting, the total value
for each award (both NV and PLC share types) is calculated using
the performance factor and the closing share price on vesting,
including dividend reinvestment accrued. The value of the share
type not chosen (NV shares) is converted into the currency of the
chosen share type (PLC shares), divided by the closing share price
on vesting and this number of PLC shares is added to the original
number of PLC shares that vested. The original awards of NV shares
are cancelled and reduced to nil. Mr
Weed received 13,545Unilever PLC Ordinary shares of 3
1/9p each after using a performance factor of 132% and including
dividend reinvestment.
ii)
Unilever PLC Ordinary shares of 3 1/9p each have vested based on
the February 2015 conditional rights awards pursuant to
the Unilever Management
Co-Investment Plan.
Mr Weed
received 9,948 Unilever PLC Ordinary shares
of 3 1/9p each after using a performance factor of 132% and
including dividend reinvestment.
|
|
|
c)
|
Currency
|
GBP -
British Pound
|
|
|
d)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
4205.5p
|
13,545
|
||
|
4205.5p
|
9,948
|
||
|
e)
|
Aggregated
information
-
Volume
-
Total
|
23,493
£987,998.12
|
|
|
f)
|
Date of
the transaction
|
2019-02-11
|
|
|
g)
|
Place
of the transaction
|
London
Stock Exchange - XLON
|
|