UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (1) | 03/01/2023 | Common Stock, par value $0.01 per share | 1,626 | $ 43.45 | D | Â |
Employee Stock Option (right to buy) | Â (1) | 03/01/2023 | Common Stock, par value $0.01 per share | 1,626 | $ 46.22 | D | Â |
Employee Stock Option (right to buy) | Â (1) | 03/01/2023 | Common Stock, par value $0.01 per share | 1,626 | $ 47.25 | D | Â |
Employee Stock Option (right to buy) | Â (1) | 03/01/2023 | Common Stock, par value $0.01 per share | 1,626 | $ 48.8 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 03/03/2024 | Common Stock, par value $0.01 per share | 2,130 | $ 52.65 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 03/03/2024 | Common Stock, par value $0.01 per share | 2,130 | $ 57.44 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 03/03/2024 | Common Stock, par value $0.01 per share | 2,130 | $ 54.04 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 03/03/2024 | Common Stock, par value $0.01 per share | 2,130 | $ 58.29 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 03/02/2025 | Common Stock, par value $0.01 per share | 2,130 | $ 62.6 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 03/02/2025 | Common Stock, par value $0.01 per share | 2,130 | $ 62.93 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 03/02/2025 | Common Stock, par value $0.01 per share | 2,130 | $ 58.08 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 03/02/2025 | Common Stock, par value $0.01 per share | 2,130 | $ 64.48 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 03/01/2026 | Common Stock, par value $0.01 per share | 8,520 | $ 52.53 | D | Â |
Restricted Stock Units | Â (5) | Â (5) | Common Stock, par value $0.01 per share | 4,526 | $ (6) | D | Â |
Restricted Stock Units | Â (7) | Â (7) | Common Stock, par value $0.01 per share | 4,576 | $ (6) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BENDER JAMES R 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE, FL 33301 |
 |  |  EVP of Sales |  |
/s/ C. Coleman Edmunds, Attorney-in-Fact | 01/17/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. |
(2) | The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2014. |
(3) | The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015, subject to continued employment with AutoNation, Inc. (the "Company") through the applicable vesting date. |
(4) | The option becomes exercisable in 25% annual increments on each of the first four anniversaries of March 1, 2016, subject to continued employment with the Company through the applicable vesting date. |
(5) | The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the Company through the applicable vesting date. |
(6) | Each restricted stock unit represents a contingent right to receive one share of Company common stock, or at the Company's election, the cash value thereof. |
(7) | The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the Company through the applicable vesting date. |
 Remarks: Exhibit Index Exhibit 24 - Power of Attorney |