UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2004 ---------------- HAUSER, INC. -------------------------------- (Exact name of registrant as specified in its charter) Delaware 0-17174 84-0926801 ------------------ ---------------- ------------ (State or other jurisdiction (Commission File (IRS Employer of incorporation) Number) Identification No.) 840 Apollo Street, Suite 209 El Segundo, California 90245 ------------------------ ----- (Address of principal executive offices) Zip Code Registrant's telephone number, including area code: (310) 648-7881 -------------- Item 5. Other Events. On January 15, 2004, Hauser, Inc., a Delaware corporation (the "Company"), and its wholly owned subsidiaries filed the monthly operating report for the month ended December 31, 2003 with the Office of the United States Trustee (the "Trustee") pursuant to Bankruptcy Rule 2015 and the Trustee's Financial Reporting Requirements for Chapter 11 Cases (the "December Trustee's Report"). Pursuant to Rule 202 of Regulation S-T and the Company's continuing hardship exemption, the Company has manually filed with the Securities and Exchange Commission a copy of the December Trustee's Report under cover of Form SE. Item 7. Financial Statements and Exhibits. 99.1 Monthly Operating Report for the month ended December 31, 2003, filed pursuant to Rule 202 of Regulation S-T and a continuing hardship exemption dated May 15, 2003. -2- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HAUSER, INC. Dated: January 21, 2004 By: /s/ Kenneth C. Cleveland ------------------------------ Name: Kenneth C. Cleveland Title: President and Chief Executive Officer -3- Exhibit Index Exhibit No. Description ----------- ----------- 99.1 Monthly Operating Report for the month ended December 31, 2003, filed pursuant to Rule 202 of Regulation S-T and a continuing hardship exemption dated May 15, 2003.