CUSIP No. 47012E106
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Page 2 of 11 Pages
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1
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NAMES OF REPORTING PERSONS
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LOGEN ASSET MANAGEMENT LP
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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1,576,239 (1)
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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1,576,239 (1)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,576,239 (1)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.62%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA, PN
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(1)
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This amount includes approximately 1,037,613 Shares (as defined herein) issuable upon the conversion of $10,000,000 of convertible notes.
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(2)
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This percentage is based on the sum of (i) 26,987,430 Shares outstanding as of December 7, 2017, as reported in the Issuer’s Registration Statement on Form S-3 filed on December 8, 2017, and (ii) approximately 1,037,613 Shares issuable upon the conversion of the $10,000,000 of convertible notes, which have been added to the Shares outstanding in accordance with Rule 13d-3(d)(1)(i) under the Act.
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CUSIP No. 47012E106
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Page 3 of 11 Pages
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1
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NAMES OF REPORTING PERSONS
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LOGEN ASSET MANAGEMENT GP LLC |
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|||
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||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
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|||
3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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|||
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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|
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0
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|||
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||||
6
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SHARED VOTING POWER
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1,576,239 (1)
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||||
7
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SOLE DISPOSITIVE POWER
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0
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||||
8
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SHARED DISPOSITIVE POWER
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1,576,239 (1)
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|||
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||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,576,239 (1)
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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☐
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|||
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.62% (2)
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||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO, HC
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|||
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(1)
|
This amount includes approximately 1,037,613 Shares (as defined herein) issuable upon the conversion of $10,000,000 of convertible notes.
|
|
|
(2)
|
This percentage is based on the sum of (i) 26,987,430 Shares outstanding as of December 7, 2017, as reported in the Issuer’s Registration Statement on Form S-3 filed on December 8, 2017, and (ii) approximately 1,037,613 Shares issuable upon the conversion of the $10,000,000 of convertible notes, which have been added to the Shares outstanding in accordance with Rule 13d-3(d)(1)(i) under the Act.
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CUSIP No. 47012E106
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Page 4 of 11 Pages
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1
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NAMES OF REPORTING PERSONS
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STEVEN K. GENDAL |
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
|
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0
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|||
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||||
6
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SHARED VOTING POWER
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1,576,239 (1)
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||||
7
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SOLE DISPOSITIVE POWER
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0
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|||
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||||
8
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SHARED DISPOSITIVE POWER
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|
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1,576,239 (1)
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|||
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||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,576,239 (1)
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
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|||
|
|
||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.62% (2)
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|||
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|
||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN, HC
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|||
|
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(1)
|
This amount includes approximately 1,037,613 Shares (as defined herein) issuable upon the conversion of $10,000,000 of convertible notes.
|
|
|
(2)
|
This percentage is based on the sum of (i) 26,987,430 Shares outstanding as of December 7, 2017, as reported in the Issuer’s Registration Statement on Form S-3 filed on December 8, 2017, and (ii) approximately 1,037,613 Shares issuable upon the conversion of the $10,000,000 of convertible notes, which have been added to the Shares outstanding in accordance with Rule 13d-3(d)(1)(i) under the Act.
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CUSIP No. 47012E106
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Page 5 of 11 Pages
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1
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NAMES OF REPORTING PERSONS
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ANTHEM, INC. |
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
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|||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Indiana
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
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SHARED VOTING POWER
|
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1,461,165 (1)
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|||
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|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
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0
|
|
|
|||
|
|
||||
8
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SHARED DISPOSITIVE POWER
|
|
|
||
1,461,165 (1)
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|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,461,165 (1)
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
5.23% (2)
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|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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|||
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(1)
|
This amount includes approximately 961,867 Shares (as defined herein) issuable upon the conversion of $9,270,000 of convertible notes.
|
|
|
(2)
|
This percentage is based on the sum of (i) 26,987,430 Shares outstanding as of December 7, 2017, as reported in the Issuer’s Registration Statement on Form S-3 filed on December 8, 2017, and (ii) approximately 961,867 Shares issuable upon the conversion of the $9,270,000 of convertible notes, which have been added to the Shares outstanding in accordance with Rule 13d-3(d)(1)(i) under the Act.
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Page 6 of 11 Pages
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Item 1(a). |
Name of Issuer:
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Item 1(b). |
Address of Issuer’s Principal Executive Offices:
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Item 2(a). |
Name of Person Filing:
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i) |
Logen Asset Management LP (“Logen LP”);
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ii) |
Logen Asset Management GP LLC (“Logen GP”);
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iii) |
Mr. Steven K. Gendal (“Mr. Gendal”); and
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iv) |
Anthem, Inc. (“Anthem”).
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Item 2(b). |
Address of Principal Business Office or, if None, Residence:
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Item 2(c). |
Citizenship:
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i) |
Logen LP is a Delaware limited partnership;
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ii) |
Logen GP is a Delaware limited liability company;
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iii) |
Mr. Gendal is United States citizen; and
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iv) |
Anthem is an Indiana corporation.
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Item 2(d). |
Title of Class of Securities:
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Item 2(e). |
CUSIP Number:
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Page 7 of 11 Pages
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Item 3. |
If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),Check Whether the Person Filing is a:
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Item 4. |
Ownership:
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Item 4(a) |
Amount Beneficially Owned:
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Item 4(b) |
Percent of Class:
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Item 4(c) |
Number of Shares as to which such person has:
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Logen LP, Logen GP, and Mr. Gendal:
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(i) Sole power to vote or direct the vote:
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0
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(ii) Shared power to vote or direct the vote:
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1,576,239
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(iii) Sole power to dispose or direct the disposition of:
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0
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(iv) Shared power to dispose or direct the disposition of:
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1,576,239
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Page 8 of 11 Pages
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Anthem:
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(i) Sole power to vote or direct the vote:
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0
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(ii) Shared power to vote or direct the vote:
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1,461,165
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(iii) Sole power to dispose or direct the disposition of:
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0
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(iv) Shared power to dispose or direct the disposition of:
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1,461,165
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Item 5. |
Ownership of Five Percent or Less of a Class:
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person:
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
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Item 8. |
Identification and Classification of Members of the Group:
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Item 9. |
Notice of Dissolution of Group:
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Item 10. |
Certification:
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Page 9 of 11 Pages
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Logen Asset Management LP | |||
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By:
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/s/ Steven K. Gendal | |
Name: Steven K. Gendal | |||
Title: Managing Partner | |||
Logen Asset Management GP LLC | |||
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By:
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/s/ Steven K. Gendal | |
Name: Steven K. Gendal | |||
Title: Member | |||
Steven K. Gendal | |||
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/s/ Steven K. Gendal |
Anthem, Inc. | |||
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By:
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/s/ Kathleen S. Kiefer | |
Name: Kathleen S. Kiefer | |||
Title: Vice President, Legal & Corporate Secretary | |||
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Page 10 of 11 Pages
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Ex.
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Page No.
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A | Joint Filing Agreement | 11 |
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Page 11 of 11 Pages
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Logen Asset Management LP | |||
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By:
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/s/ Steven K. Gendal | |
Name: Steven K. Gendal | |||
Title: Managing Partner | |||
Logen Asset Management GP LLC | |||
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By:
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/s/ Steven K. Gendal | |
Name: Steven K. Gendal | |||
Title: Member | |||
Steven K. Gendal | |||
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/s/ Steven K. Gendal |
Anthem, Inc. | |||
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By:
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/s/ Kathleen S. Kiefer | |
Name: Kathleen S. Kiefer | |||
Title: Vice President, Legal & Corporate Secretary | |||