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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance Stock Unit (3) | (4) | 02/05/2019 | M | 8,000 (1) | (4) | (4) | Common Stock | 8,000 | $ 0 | 31,000 | D | ||||
Performance Stock Unit (5) | (4) | 02/05/2019 | A | 66,000 | (4) | (4) | Common Stock | 66,000 | $ 0 | 97,000 | D | ||||
Restricted Stock Unit (6) | (4) | 02/05/2019 | A | 22,000 | (4)(7) | (4)(7) | Common Stock | 22,000 | $ 0 | 79,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hambly Eric M 300 PEACH STREET P.O. BOX 7000 EL DORADO, AR 71731-7000 |
Executive Vice President |
/s/ E. Ted Botner, attorney-in-fact | 02/07/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents performance-based Restricted Stock Units (RSUs) that have vested and settled in shares of the Company's stock on a one-for-one basis. Pursuant to the terms of the performance-based grant awarded under the 2012 Long-Term Incentive Plan, the total includes 133.6% of the original award, plus shares equivalent in value to accumulated dividends. |
(2) | Shares withheld for taxes on RSU vesting. |
(3) | Performance-based restricted stock unit award granted under the 2012 Long-Term Incentive Plan. |
(4) | These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date. |
(5) | Performance-based restricted stock unit award granted under the 2018 Long-Term Incentive Plan. |
(6) | Time-based restricted stock unit award granted under the 2018 Long-Term Incentive Plan. |
(7) | Vest date is February 5, 2022. |