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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) (3) (4) | $ 20.26 | 02/04/2007 | 02/04/2015 | Common Stock | 1,250 | 1,250 | D | ||||||||
Option (right to buy) (4) (5) | $ 27.06 | 02/03/2007 | 02/03/2016 | Common Stock | 2,133 | 2,133 | D | ||||||||
Option (right to buy) (4) (6) | $ 30.56 | 02/02/2008 | 02/02/2017 | Common Stock | 2,133 | 2,133 | D | ||||||||
Option (right to buy) (7) | $ 28.85 | 02/12/2009 | 02/12/2018 | Common Stock | 22,300 | 22,300 | D | ||||||||
Option (right to buy) (8) | $ 9.29 | 02/12/2010 | 02/12/2019 | Common Stock | 17,703 | 17,703 | D | ||||||||
Option (right to buy) (9) | $ 17.8 | 02/09/2011 | 02/09/2020 | Common Stock | 10,757 | 10,757 | D | ||||||||
Option (right to buy) (10) | $ 18.59 | 02/08/2012 | 02/08/2021 | Common Stock | 20,772 | 20,772 | D | ||||||||
Option (right to buy) (11) | $ 16.11 | 02/14/2013 | 02/14/2022 | Common Stock | 24,142 | 24,142 | D | ||||||||
Option (right to buy) (12) | $ 18.7 | 02/12/2014 | 02/12/2023 | Common Stock | 24,366 | 24,366 | D | ||||||||
Stock Appreciation Right (13) | $ 17.8 | 02/09/2011 | 02/09/2020 | Common Stock | 12,628 | 12,628 | D | ||||||||
Restricted Share Units (14) | (14) | 02/08/2014 | M | 1,524 | (14) | (14) | Common Stock | 1,524 | $ 0 | 0 | D | ||||
Restricted Share Units (15) | (15) | (15) | (15) | Common Stock | 3,001 | 6,000 | D | ||||||||
Restricted Share Units (16) | (16) | (16) | (16) | Common Stock | 5,989 | 5,989 | D | ||||||||
Performance Units | (17) | (17) | 02/08/2014 | Common Stock | 9,845 | 9,845 | D | ||||||||
Performance Units | (17) | (17) | 02/14/2015 | Common Stock | 12,019 | 12,019 | D | ||||||||
Performance Units | (17) | (17) | 02/12/2016 | Common Stock | 11,856 | 11,856 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Nines Christopher L 6300 BEE CAVE ROAD BUILDING TWO, SUITE 500 AUSTIN, TX 78746 |
Chief Financial Officer |
Bradley J. Stein signing on behalf of Christopher L. Nines | 02/10/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock units vested 02/08/2014. Restricted stock units are being settled for cash based on the fair market value on 02/08/2014. |
(2) | In accordance with the Rights Agreement adopted by the Company on December 11, 2007, Preferred Stock Purchase Rights are deemed to be attached to the shares of Common Stock. |
(3) | Options Vesting Schedule - Exercise price of $20.26: Options Exercisable 02/04/2007 - 416; Options Exercisable 02/04/2008 - 417; Options Exercisable 02/04/2009 - 417. |
(4) | Shares acquired in a pro rata distribution by Temple-Inland Inc. through a spin-off on or around December 28, 2007. |
(5) | Options Vesting Schedule - Exercise price of $27.06: Options Exercisable 02/03/2007 - 533; Options Exercisable 02/03/2008 - 533; Options Exercisable 02/03/2009 - 533; and Options Exercisable 02/03/2010 - 534. |
(6) | Options Vesting Schedule - Exercise price of $30.56: Options Exercisable 02/02/2008 - 533; Options Exercisable 02/02/2009 - 533; Options Exercisable 02/02/2010 - 533; and Options Exercisable 02/02/2011 - 534. |
(7) | Options Vesting Schedule for Options Granted 02/12/2008 - Exercise price is $28.85: Options Exercisable 02/12/2009 - 5,575; Options Exercisable 02/12/2010 - 5,575; Options Exercisable 02/12/2011 - 5,575; Options Exercisable 02/12/2012 - 5,575. |
(8) | Vesting schedule for Options granted 02/10/2009 - Exercise price is $9.29: Options Exercisable 02/10/2010 - 4425; Options Exercisable 02/10/2011 - 4426; Options Exercisable 02/10/2012 - 4426; and Options Exercisable 02/10/2013 - 4426. |
(9) | Vesting schedule for Options granted 02/9/2010 - Exercise price is $17.80: Options Exercisable 02/9/2011 - 2,689; Options Exercisable 02/9/2012 - 2,689; Options Exercisable 02/9/2013 - 2,689; and Options Exercisable 02/9/2014 - 2,690. |
(10) | Vesting schedule for Options granted 02/8/2011 - Exercise price is $18.59: Options Exercisable 02/8/2012 - 5,193; Options Exercisable 02/8/2013 - 5,193; Options Exercisable 02/8/2014 - 5,193; and Options Exercisable 02/8/2015 - 5,193. |
(11) | Vesting schedule for Options granted 02/14/2012 - Exercise price is $16.11: Options Exercisable 02/14/2013 -6,035; Options Exercisable 02/14/2014 - 6,036; Options Exercisable 02/14/2015 - 6,035; and Options Exercisable 02/14/2016 - 6,036. |
(12) | Vesting schedule for Options granted 02/12/2013 - Exercise price is $18.70: Options Exercisable 02/12/2014 - 6,091; Options Exercisable 02/12/2015 - 6,092; Options Exercisable 02/12/2016 - 6,091; and Options Exercisable 02/12/2017 - 6,092. |
(13) | Vesting schedule for Stock Appreciation Rights (SARs) granted 02/9/2010 - Exercise price is $17.80: SARs Exercisable 02/9/2011 - 3,157; SARs Exercisable 02/9/2012 - 3,157; SARs Exercisable 02/9/2013 - 3,157; and SARs Exercisable 02/9/2014 - 3,157. SARs will be settled for cash. |
(14) | Restricted share units granted on 2/8/2011 will vest as follows: 1,524 on 2/8/2012; 1,524 on 2/8/2013; 1,524 on 2/8/2014. Restricted share units will be settled for cash based on the fair market value on vesting date. |
(15) | Restricted share units granted on 2/14/2012 will vest as follows: 3,001 on 2/14/2013; 3,000 2/14/2014; 3,000 on 2/14/2015. Restricted share units will be settled for cash based on the fair market value on vesting date. |
(16) | Restricted share units granted on 02/12/2013 will vest as follows: 1,997 on 02/12/2014; 1,996 on 02/12/2015; 1,996 on 02/12/2016. Restricted share units will be settled for cash based on the fair market value on vesting date. |
(17) | Number of units received upon vesting will vary depending upon performance of Company stock over the performance period. |