1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
07/24/2001 |
07/24/2010 |
Common Stock
|
10,000
(2)
|
$
17.9688
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
10/09/2001 |
10/09/2010 |
Common Stock
|
20,000
(3)
|
$
9.5
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
12/01/2001 |
12/01/2010 |
Common Stock
|
20,000
(4)
|
$
8.3125
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
03/27/2002 |
03/27/2011 |
Common Stock
|
4,000
(5)
|
$
13.66
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
04/03/2003 |
04/03/2012 |
Common Stock
|
4,800
(6)
|
$
22.47
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
04/01/2004 |
04/01/2013 |
Common Stock
|
12,000
(7)
|
$
21.8
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
06/30/2005 |
06/30/2014 |
Common Stock
|
30,000
(8)
|
$
32.39
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
05/27/2006 |
05/27/2015 |
Common Stock
|
30,000
(9)
|
$
38.84
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
08/16/2006 |
08/16/2015 |
Common Stock
|
10,000
(10)
|
$
43.04
|
D
|
Â
|
Restricted Stock Units
|
01/31/2010 |
01/31/2011 |
Common Stock
|
40,000
(11)
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The reporting person owns $110,676 in the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated July 7, 2006. The number of shares indirectly owned and noted on Table I was calculated by dividing the amount owned in the Williams-Sonoma, Inc. stock fund by $33.55, the closing price of Williams-Sonoma, Inc. common stock on July 7, 2006. |
(2) |
The original grant was for 50,000 stock options. The stock options vest and become exercisable in five equal installments commencing on July 24, 2001. |
(3) |
The stock options vest and become exercisable in five equal installments commencing on October 9, 2001. |
(4) |
The stock options vest and become exercisable in five equal installments commencing on December 1, 2001. |
(5) |
The original grant was for 20,000 stock options. The stock options vest and become exercisable in five equal installments commencing on March 27, 2002. |
(6) |
The original grant was for 12,000 stock options. The stock options vest and become exercisable in five equal installments commencing on April 3, 2003. |
(7) |
The original grant was for 20,000 stock options. The stock options vest and become exercisable in five equal installments commencing on April 1, 2004. |
(8) |
The stock options vest and become exercisable in five equal installments commencing on June 30, 2005. |
(9) |
The stock options vest and become exercisable in five equal installments commencing on May 27, 2006. |
(10) |
The stock options vest and become exercisable in five equal installments commencing on August 16, 2006. |
(11) |
The restricted stock units vest in two equal annual installments on January 31, 2010 and January 31, 2011, subject to Williams-Sonoma, Inc. achieving certain performance goals. Vested shares will be delivered to the reporting person upon vesting or the end of the deferral period, if applicable. |