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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (5) | 11/15/2018 | A | V | 21.546 | (6) | (6) | Common Stock | 21.546 | $ 0 | 97.614 | D | |||
Restricted Stock Units | (5) | 02/15/2019 | A | V | 20.521 | (6) | (6) | Common Stock | 20.521 | $ 0 | 118.135 | D | |||
Stock Option (Right to Buy) | $ 98.55 | 02/28/2019 | A | 27,336 | 02/28/2022 | 02/28/2029 | Common Stock | 27,336 | $ 0 | 27,336 | D | ||||
Stock Option (Right to Buy) | $ 98.55 | 02/28/2019 | A | 5,167 | 02/28/2022 | 02/28/2029 | Common Stock | 5,167 | $ 0 | 5,167 | I | By Spouse |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Keith R. Alexandra ONE PROCTER & GAMBLE PLAZA CINCINNATI, OH 45202 |
President Global Hair & Beauty |
/s/ Aaron Shepherd, attorney-in-fact for R. Alexandra Keith | 03/04/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted Stock Units awarded pursuant to Issuer's 2014 Stock and Incentive Compensation Plan. |
(2) | Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSU's) settled in common stock. |
(3) | Shares sold to cover tax obligations upon settlement of Restricted Stock Unit award. |
(4) | Reflects adjustment to PST through December 31, 2018. |
(5) | Dividend equivalents in the form of Restricted Stock Units (RSUs) previously awarded pursuant to issuer's retirement program. All such RSUs represent a contingent right to receive Procter & Gamble common stock. |
(6) | These units will deliver in shares on retirement from the company, unless delivery is deferred or such shares are contributed to reporting person's deferred compensation account. |