CUSIP No. | 887389104 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Timken Foundation of Canton 34-6520254 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) x | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Ohio | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
4,982,044 | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
4,982,044 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
4,982,044 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.41% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
FOOTNOTES | |||||
CUSIP No. | 887389104 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Ward J. Timken | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) x | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
467,386 | |||||
6 | SHARED VOTING POWER | ||||
5,529,122 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
467,386 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
5,529,122 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
5,996,508 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
7.72% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
FOOTNOTES | |||||
CUSIP No. | 887389104 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Joy A. Timken | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) x | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
47,417 | |||||
6 | SHARED VOTING POWER | ||||
5,602,846 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
47,417 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
5,602,846 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
5,650,263 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
7.27% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
FOOTNOTES | |||||
CUSIP No. | 887389104 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
W.R. Timken, Jr. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) x | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
117,560 | |||||
6 | SHARED VOTING POWER | ||||
5,038,210 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
117,560 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
5,038,210 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
5,155,770 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.64% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
FOOTNOTES | |||||
CUSIP No. | 887389104 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Ward J. Timken, Jr. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) x | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
949,462 | |||||
6 | SHARED VOTING POWER | ||||
5,043,854 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
949,462 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
5,043,854 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
5,993,316 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
7.67% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
FOOTNOTES | |||||
(a) | Name
of Issuer |
The Timken Company |
(b) | Address
of Issuer’s Principal Executive Offices |
4500 Mt. Pleasant St. NW
North Canton, OH 44720 |
(a) | Name
of Person Filing |
(1) | Timken Foundation of Canton | ||
(2) | Ward J. Timken | ||
(3) | Joy A. Timken | ||
(4) | W.R. Timken, Jr. | ||
(5) | Ward J. Timken, Jr. | ||
(b) | Address
of Principal Business Office or, if none, Residence |
(1) | Timken Foundation of Canton 200 Market Ave N Suite 210 Canton, OH 44702 |
(2) | Ward J. Timken 200 Market Ave N Suite 210 Canton, OH 44702 |
(3) | Joy A. Timken 200 Market Ave N Suite 210 Canton, OH 44702 |
(4) | W.R. Timken, Jr. 200 Market Ave N Suite 210 Canton, OH 44702 |
(5) | Ward J. Timken, Jr. 200 Market Ave N Suite 210 Canton, OH 44702 |
(c) | Citizenship |
(1) | Timken Foundation of Canton: Ohio |
(2) | Ward J. Timken: United States of America |
(3) | Joy A. Timken: United States of America |
(4) | W.R. Timken, Jr.: United States of America |
(5) | Ward J. Timken, Jr.: United States of America |
(d) | Title
of Class of Securities |
Common Shares, without par value |
(e) | CUSIP
Number |
887399103 |
Item
3. | If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a: |
(a) | o | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | o | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
(d) | o | Investment
company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C 80a-8). |
(e) | o | An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | o | An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
(g) | o | A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
(h) | o | A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
(i) | o | A
church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | o | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). |
(k) | o |
A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify
the type of institution:
|
Item
4. | Ownership. |
(a) |
Amount beneficially owned:
|
(1) | Timken Foundation of Canton: 4,982,044 |
(2) | Ward J. Timken: 5,996,508 |
(3) | Joy A. Timken: 5,650,263 |
(4) | W.R. Timken, Jr.: 5,155,770 |
(5) | Ward J. Timken, Jr.: 5,993,316 |
(b) |
Percent of class: |
(1) | Timken Foundation of Canton: 6.41% |
(2) | Ward J. Timken: 7.72% |
(3) | Joy A. Timken: 7.27% |
(4) | W.R. Timken, Jr.: 6.64% |
(5) | Ward J. Timken, Jr.: 7.67% |
(c) | Number
of shares as to which the person has: |
(i) |
Sole power to vote or to direct the vote:
|
(1) | Timken Foundation of Canton: 4,982,044 |
(2) | Ward J. Timken: 467,386 |
(3) | Joy A. Timken: 47,417 |
(4) | W.R. Timken, Jr.: 117,560 |
(5) | Ward J. Timken, Jr.: 949,462 |
(ii) |
Shared power to vote or to direct the vote:
|
(1) | Timken Foundation of Canton: 0 |
(2) | Ward J. Timken: 5,529,122 |
(3) | Joy A. Timken: 5,602,846 |
(4) | W.R. Timken, Jr.: 5,038,210 |
(5) | Ward J. Timken, Jr.: 5,043,854 |
(iii) |
Sole power to dispose or to direct the disposition of:
|
(1) | Timken Foundation of Canton: 4,982,044 |
(2) | Ward J. Timken: 467,386 |
(3) | Joy A. Timken: 47,417 |
(4) | W.R. Timken, Jr.: 117,560 |
(5) | Ward J. Timken, Jr.: 949,462 |
(iv) |
Shared power to dispose or to direct the disposition of:
|
(1) | Timken Foundation of Canton: 0 |
(2) | Ward J. Timken: 5,529,122 |
(3) | Joy A. Timken: 5,602,846 |
(4) | W.R. Timken, Jr.: 5,038,210 |
(5) | Ward J. Timken, Jr.: 5,043,854 |
Item
5. | Ownership
of Five Percent or Less of a Class |
Item
6. | Ownership
of More than Five Percent on Behalf of Another Person. |
Item
7. | Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported
on By the Parent Holding Company |
Item
8. | Identification
and Classification of Members of the Group |
Item
9. | Notice
of Dissolution of Group |
Item
10. | Certification |
Not applicable. |
The Timken Foundation of Canton | |||
Date:
January 30, 2018 | By:
| /s/ James M. Gresh | |
Name: James M. Gresh | |||
Title: Executive Director | |||
The Timken Foundation of Canton | |||
Date:
January 30, 2018 | By:
| /s/ Ward J. Timken | |
Name: Ward J. Timken | |||
Title: Trustee | |||
The Timken Foundation of Canton | |||
Date:
January 30, 2018 | By:
| /s/ Joy A. Timken | |
Name: Joy A. Timken | |||
Title: Trustee | |||
The Timken Foundation of Canton | |||
Date:
January 30, 2018 | By:
| /s/ W.R.Timken, Jr. | |
Name: W.R.Timken, Jr. | |||
Title: Trustee | |||
The Timken Foundation of Canton | |||
Date:
January 30, 2018 | By:
| /s/ Ward J. Timken, Jr. | |
Name: Ward J. Timken, Jr. | |||
Title: Trustee | |||
Footnotes: |
Attention: | Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001) |