Delaware
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001-08323
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06-1059331
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(State or other jurisdiction of incorporation or organization)
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(Commission File Number) |
(I.R.S. Employer Identification Number)
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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(Do not check if a smaller reporting company)
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Smaller reporting company
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Emerging growth company
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
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Registration Statement No. 333-218510, filed with the SEC on June 5, 2017, pertaining to the registration of: (i) 9,100,000 shares of Cigna common stock, par value $0.25
per share (the “Common Stock”), issuable pursuant to the Cigna Long-Term Incentive Plan as amended and restated effective as of April 26, 2017 (the “2017 LTIP”), and (ii) an indeterminate number of additional shares of Common Stock
issuable under the 2017 LTIP in the event the number of outstanding shares of Cigna is increased by reason of any stock dividend, stock split, recapitalization, merger, consolidation or reorganization or similar transaction;
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Registration Statement No. 333-179307, filed with the SEC on February 2, 2012, pertaining to the registration of: (i) 786,636 shares of Common Stock issuable pursuant to
outstanding restricted stock awards under the HealthSpring, Inc. Amended and Restated 2006 Equity Incentive Plan (the “HealthSpring Plan”), (ii) 1,899,557 shares of Common Stock issuable pursuant to outstanding stock options under the
HealthSpring Plan, (iii) 26,304 shares of Common Stock issuable pursuant to outstanding stock options under the NewQuest, Inc. 2005 Stock Option Plan (the “NewQuest Plan”), and (iv) any additional shares of Common Stock that may
become issuable that may become issuable pursuant to the terms of the NewQuest Plan or the HealthSpring Plan to prevent dilution in the event of stock splits, stock dividends or similar transactions;
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Registration Statement No. 333-166583, filed with the SEC on May 6, 2010, pertaining to the registration of: (i) 500,000 shares of Common Stock issuable pursuant to the
CIGNA Corporation Directors Equity Plan (the “Directors Equity Plan”), and (ii) any additional shares of Common Stock that may become issuable pursuant to the terms of the Directors Equity Plan to prevent dilution in the event of
stock splits, stock dividends or similar transactions;
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Registration Statement No. 333-163899, filed with the SEC on December 21, 2009, pertaining to the registration of $5,000,000 aggregate amount of deferred compensation
obligations under the CIGNA Supplemental 401(k) Plan;
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Registration Statement No. 333-147994, filed with the SEC on December 11, 2007, pertaining to the registration of $20,000,000 aggregate amount of deferred compensation
obligations under the CIGNA Deferred Compensation Plan (the “Deferred Compensation Plan”);
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Registration Statement No. 333-64207, filed with the SEC on September 24, 1998, as amended by Post-Effective Amendment No. 1, filed with the SEC on August 3, 2007,
pertaining to the registration of: (i) 13,500,000 shares of Common Stock issuable pursuant to the CIGNA 401(k) Plan (the “401(k) Plan”), which shares include an equal number of Rights to Purchase Junior Participating Preferred Stock,
Series D (the “Series D Preferred Stock Rights”) which are attached to such shares, and (ii) an indeterminate amount of additional shares of Common Stock that would automatically be issued pursuant to the terms of the 401(k) Plan to
prevent dilution resulting from any future stock splits, stock dividends or similar transactions;
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Registration Statement No. 333-129395, filed with the SEC on November 2, 2005, pertaining to the registration of registration of $10,000,000 aggregate amount of deferred
compensation obligations under the Deferred Compensation Plan;
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Registration Statement No. 333-107839, filed with the SEC on August 11, 2003, pertaining to the registration of 10,000,000 shares of Common Stock issuable pursuant to the
CIGNA Long-Term Incentive Plan, as amended and restated January 1, 2000, which shares include an equal number of Series D Preferred Stock Rights which are attached to such shares;
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Registration Statement No. 333-90785, filed with the SEC on November 12, 1999, pertaining to the registration of registration of $30,000,000 aggregate amount of deferred
compensation obligations under the Deferred Compensation Plan of CIGNA Corporation and Participating Subsidiaries;
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Registration Statement No. 333-31903, filed with the SEC on July 23, 1997, pertaining to the registration of 2,000,000 shares of the Company’s common stock, par value
$1.00 per share (the “Old Common Stock”), issuable pursuant to the CIGNA-Healthsource Stock Plan of 1997, which shares include an equal number of Rights to Series D Preferred Stock Rights which are attached to such shares;
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Registration Statement No. 333-22391, filed with the SEC on February 26, 1997, pertaining to the registration of 1,000,000 shares of Old Common Stock issuable pursuant to
the CIGNA Corporation Stock Plan, which shares include an equal number of Series D Preferred Stock Rights which are attached to such shares;
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Registration Statement No. 033-60053, filed with the SEC on June 7, 1995, pertaining to the registration of 5,000,000 shares of Old Common Stock issuable pursuant to the
CIGNA Long-Term Incentive Plan, which shares include an equal number of Rights to Series D Preferred Stock Rights which are attached to such shares; and
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Registration Statement No. 033-51791, filed with the SEC on January 4, 1994, pertaining to the registration of: (i) 1,500,000 shares of Old Common Stock issuable pursuant
to the Savings and Investment Plus Plan (formerly the CIGNA Employees Matched Savings Plan) (the “Matched Savings Plan”), which shares include an equal number of Rights to Series D Preferred Stock Rights which are attached to such
shares, and (ii) an indeterminate number of plan interests to be offered and sold pursuant to the Matched Savings Plan.
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Cigna Holding Company
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By:
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/s/ Nicole S. Jones
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Nicole S. Jones | ||
Executive Vice President and General Counsel |