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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrant (Right to Buy) | $ 5 | 02/14/2007 | P | 63,331 (1) | (3) | 02/08/2012 | Common Stock | 63,331 | (1) | 63,331 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Naru Sarath C/O TRANS-INDIA ACQUISITION CORPORATION 300 SOUTH WACKER DRIVE, SUITE 1000 CHICAGO, IL 60606 |
X | X |
/s/ Craig Colmar, Attorney-in-fact | 02/15/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities are Units of Trans-India Acquisition Corporation, each Unit consisting of one share of common stock and one warrant to purchase one share of common stock. |
(2) | The cost of the entire Unit is $8.00 per Unit. |
(3) | The warrants will become exercisable on the latter of (i) the completion of a business combination with a target business and (ii) February 8, 2008. |
(4) | By Marillion Pharmaceuticals India Pvt. Ltd. Mr. Naru is an officer of Marillion Pharmaceuticals India Pvt. Ltd. and has an indirect pecuniary interest in the securities held by such entity. Mr. Naru disclaims beneficial ownership of the securities held by Marillion Pharmaceuticals India Pvt. Ltd., and the filing of this report is not an admission that Mr. Naru is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Remarks: Exhibit List: Exhibit 24 Power of Attorney |