As filed with the Securities and Exchange Commission on March 2, 2012
Registration No. 333-137985
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
POST EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
(Exact name of issuer as specified in its charter)
Delaware | 25-1615902 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) | |
1001 Air Brake Avenue
Wilmerding, Pennsylvania 15148-0001
(Address, including zip code, of Registrants Principal Executive Offices)
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
2000 STOCK INCENTIVE PLAN
(Full title of the plan)
Alvaro Garcia-Tunon
Executive Vice President and
Chief Financial Officer
Westinghouse Air Brake Technologies Corporation
1001 Air Brake Avenue
Wilmerding, Pennsylvania 15148-0001
(412) 825-1000
(Name and address, including zip code and telephone number, including area code, of agent for service)
Copy to:
Pasquale D. Gentile, Jr. Esquire
Reed Smith LLP
Reed Smith Centre, 225 Fifth Avenue
Pittsburgh, PA 15222
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of Securities Exchanged Act of 1934, as amended. (Check one):
Large accelerated filer | x | Accelerated filer | ¨ | |||
Non-accelerated filer | ¨ | Smaller reporting company | ¨ |
EXPLANATORY STATEMENT
A total of 5,300,000 shares of common stock, per value $.01 per share (the Common Stock), of Westinghouse Air Brake Technologies Corporation (the Company) were registered by Registration Statement on Form S-8, File No. 333-41840 and by Registration Statement on Form S-8, File No. 333-137985, to be issued in connection with the Westinghouse Air Brake Technologies Corporation 2000 Stock Incentive Plan (the 2000 Plan). On May 11, 2011 the stockholders of the Company approved the Westinghouse Air Brake Technologies Corporation 2011 Stock Incentive Plan (the 2011 Plan). The stockholders also approved the issuance of 1,900,000 shares under the 2011 Plan. There are 470,000 shares registered in connection with the 2000 Plan which have not been issued under the 2000 Plan. Pursuant to Instruction E to Form S-8 and the telephonic interpretations of the Securities and Exchange Commission (the Commission) set forth at questions 89 and 90 of the Securities Act Forms section of the Division of Corporation Finance Manual of Publicly Available Telephone Interpretations (July 1997), the 470,000 shares available under the 2000 Plan are transferred over to, and deemed covered by, the Registration Statement on Form S-8 filed on or about the date hereof in connection with the 2011 Plan.
PART II
INFORMATION REQUIRED IN
REGISTRATION STATEMENT
Item 3. | Incorporation of Certain Documents by Reference |
The Registration Statement on Form S-8, File No. 333-137985, and the Registration Statement on Form S-8, File No. 333-41840, are each incorporated by reference herein.
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SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post Effective Amendment No. 1 to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wilmerding, Commonwealth of Pennsylvania, on the 1st day of March, 2012.
WESTINGHOUSE AIR BRAKE | ||
TECHNOLOGIES CORPORATION | ||
By | /s/ Alvaro Garcia-Tunon | |
Alvaro Garcia-Tunon, Executive Vice President |
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities indicated on the 1st day of March, 2012.
Signature and Title |
Date | |||
By | /s/ ALBERT J. NEUPAVER |
March 1, 2012 | ||
Albert J. Neupaver, | ||||
President, Chief Executive Officer and Director | ||||
(Principal Executive Officer) | ||||
By | /s/ ALVARO GARCIA-TUNON |
March 1, 2012 | ||
Alvaro Garcia-Tunon, | ||||
Executive Vice President and Chief Financial Officer (Principal Financial Officer) |
||||
By | /s/ PATRICK D. DUGAN |
March 1, 2012 | ||
Patrick D. Dugan | ||||
Senior Vice President, Finance and Corporate Controller | ||||
(Principal Accounting Officer) | ||||
By | /s/ WILLIAM E. KASSLING |
March 1, 2012 | ||
William E. Kassling, | ||||
Chairman of the Board and Director |
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By | /s/ ROBERT J. BROOKS |
March 1, 2012 | ||
Robert J. Brooks, | ||||
Director | ||||
By | /s/ EMILIO A. FERNANDEZ |
March 1, 2012 | ||
Emilio A. Fernandez, | ||||
Director | ||||
By | /s/ LEE B. FOSTER, III |
March 1, 2012 | ||
Lee B. Foster, II | ||||
Director | ||||
By | /s/ BRIAN P. HEHIR |
March 1, 2012 | ||
Brian P. Hehir, | ||||
Director | ||||
By | /s/ MICHAEL W.D. HOWELL |
March 1, 2012 | ||
Michael W.D. Howell, | ||||
Director | ||||
By | /s/ NICHOLAS W. VANDE STEEG |
March 1, 2012 | ||
Nickolas W. Vande Steeg, | ||||
Director | ||||
By | /s/ GARY C. VALADE |
March 1, 2012 | ||
Gary C. Valade, | ||||
Director |
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