1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee stock option (right to buy)
|
01/16/2007 |
01/16/2017 |
Common stock
|
600
|
$
27.22
|
D
|
Â
|
Employee stock option (right to buy)
|
02/11/2008 |
02/11/2018 |
Common stock
|
1,000
|
$
13.33
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(2)
|
06/11/2020 |
Common stock
|
2,522
|
$
9.26
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(3)
|
07/21/2021 |
Common stock
|
1,583
|
$
14.93
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(4)
|
06/05/2022 |
Common stock
|
5,519
|
$
5.75
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(5)
|
06/03/2023 |
Common stock
|
3,523
|
$
10.4
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 320 units owned through the Modine 401(k) Retirement Plan. Each unit consists of Modine common stock and cash components. |
(2) |
This option vests in four equal annual increments commencing on the date of grant (6/11/10). |
(3) |
This option vests in four equal annual increments commencing on the date of grant (7/21/11). |
(4) |
This option vests in four equal annual increments commencing on the date of grant (6/5/12). |
(5) |
This option will vest in four equal annual increments commencing on 6/3/14. |