As filed with the United States Securities and Exchange Commission on July 20, 2007
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
Form S-8 Registration Statement No. 333-122985
UNDER
THE SECURITIES ACT OF 1933
ECC Capital Corporation
(Exact name of registrant as specified in its charter)
| Maryland | 84-1642470 | |
| (State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification Number) |
2040 Main Street, Suite 800
Irvine, California 92614
(949) 955-8700
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
ECC Capital Corporation 2004 Incentive Award Plan
(Full title of the plan)
Steven G. Holder
Chief Executive Officer
2040 Main Street, Suite 800
Irvine, California 92614
(949) 955-8700
(Name and address of agent for service)
(949) 955-8700
(Telephone number, including area code, of agent for service)
DEREGISTRATION OF SECURITIES
This Post-Effective Amendment relates to Registration Statement No. 333-122985 registering 3,150,000 shares of common stock for the ECC Capital Corporation 2004 Incentive Award Plan. The registrant will no longer issue securities pursuant to this plan and therefore is filing this Post-Effective Amendment No. 1 to deregister all remaining unsold shares of common stock registered under this Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this post-effective amendment to the registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Irvine, State of California, on the 20th day of July, 2007.
| ECC Capital Corporation | ||
| By | /s/ Steven G. Holder | |
| Steven G. Holder | ||
| Chief Executive Officer | ||
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities indicated on the dates indicated.
| Signature |
Title |
Date | ||
| /s/ Steven G. Holder |
Chief Executive Officer and Chairman | July 20, 2007 | ||
| Steven G. Holder | (Principal Executive Officer) | |||
| /s/ Roque A. Santi |
President and Chief Financial Officer | July 20, 2007 | ||
| Roque A. Santi | (Principal Financial and Accounting Officer) | |||
| * |
Director | July 20, 2007 | ||
| James R. Brazil | ||||
| * |
Director | July 20, 2007 | ||
| William Jacoby | ||||
| * |
Director | July 20, 2007 | ||
| James O. Rollans | ||||
| * By: | /s/ Steven G. Holder | |
| Steven G. Holder | ||
| Attorney-in-Fact |