UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (2) | 07/07/2013 | Common Stock | 10,000 | $ 7.5 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 07/29/2014 | Common Stock | 30,000 | $ 5.35 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 07/29/2015 | Common Stock | 45,000 | $ 5.75 | D | Â |
Employee Stock Option (right to buy) | Â (5) | 05/11/2016 | Common Stock | 36,000 | $ 6.51 | D | Â |
Employee Stock Option (right to buy) | Â (6) | 02/08/2017 | Common Stock | 29,250 | $ 5.09 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Nelson Barbara Mary 3800 BRIDGE PARKWAY REDWOOD SHORES, CA 94065 |
 |  |  Vice President and CTO |  |
/s/ Tim Shanahan, Power of Attorney for Barbara M. Nelson | 04/09/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 12,000 restricted stock shares awarded on 05/11/2006 of which 50% will vest on 05/15/2008 and 50% will vest on 11/15/2008; 9,800 restricted stock shares awarded on 02/08/2007 of which 50% will vest on 05/15/2009 and 50% will vest on 11/15/09; and 19,550 restricted stock shares awarded on 02/12/2008 of which 50% will vest on 06/15/2009 and 50% will vest on 06/15/2010. |
(2) | 25% of the option became exercisable on 07/07/2004 and vests in 36 equal monthly installments thereafter. |
(3) | The option became exercisable on 07/01/2004 and vests in 48 equal monthly installments thereafter. |
(4) | 50% of the option vested on 08/01/2006 and 50% of the option vested on 08/01/2007. |
(5) | 50% of the option will vest on 05/15/2008 and 50% of the option will vest on 11/15/2008. |
(6) | 50% of the option will vest on 05/15/2009 and 50% of the option will vest on 11/15/2009. |