UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options | 02/28/2015 | 02/28/2019 | Common Stock | 5,750 | $ 7.51 | D | Â |
Stock Options | Â (2) | 02/27/2020 | Common Stock | 15,200 | $ 10.88 | D | Â |
Stock Options | Â (3) | 03/20/2021 | Common Stock | 12,710 | $ 19.15 | D | Â |
Stock Options | Â (4) | 02/25/2025 | Common Stock | 14,530 | $ 16.42 | D | Â |
Stock Options | Â (5) | 02/23/2026 | Common Stock | 17,300 | $ 17.38 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Helding Erik M C/O CNO FINANCIAL GROUP, INC. 11825 N. PENNSYLVANIA STREET CARMEL, IN 46032 |
 |  |  EVP and CFO |  |
Erik M. Helding | 04/20/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 2,900 shares of restricted stock that vest in two equal annual installments commencing September 2, 2016 and 5,300 shares of restricted stock that vest in three equal annual installments commencing March 25, 2017. |
(2) | One-half of these options became exercisable on February 27, 2015 and the other one-half became exercisable on February 27, 2016. |
(3) | One-half of these options became exercisable on March 20, 2016 and the other one-half becomes exercisable on March 20, 2017. |
(4) | One-half of these options becomes exercisable on February 25, 2017 and the other one-half becomes exercisable on February 25, 2018. |
(5) | One-half of these options becomes exercisable on February 23, 2018 and the other one-half becomes exercisable on February 23, 2019. |