UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22742
PRINCIPAL REAL ESTATE INCOME FUND
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1100
Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Andrea E. Kuchli
Principal Real Estate Income Fund
1290 Broadway, Suite 1100
Denver, Colorado 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: October 31
Date of reporting period: July 1, 2017 – June 30, 2018
Item 1 – Proxy Voting Record.
| Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Special | 04-Jul-17 | 02-Jul-17 | Management | 1 | Authorise Issue of Equity Pursuant to the Capital Raising | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Special | 04-Jul-17 | 02-Jul-17 | Management | 2 | Approve the Related Party Transaction with Invesco Limited | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Special | 04-Jul-17 | 02-Jul-17 | Management | 3 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 2 | Approve Remuneration Policy | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 3 | Approve Remuneration Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 4 | Reappoint Deloitte LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 5 | Authorise Board to Fix Remuneration of Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 6 | Re-elect Patrick Vaughan as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 7 | Re-elect Andrew Jones as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 8 | Re-elect Martin McGann as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 9 | Re-elect Valentine Beresford as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 10 | Re-elect Mark Stirling as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 11 | Re-elect James Dean as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 12 | Re-elect Alec Pelmore as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 13 | Re-elect Andrew Varley as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 14 | Re-elect Philip Watson as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 15 | Re-elect Rosalyn Wilton as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 16 | Re-elect Andrew Livingston as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 17 | Authorise Issue of Equity with Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 20 | Authorise Market Purchase of Ordinary Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LondonMetric Property Plc | LMP | United Kingdom | G5689W109 | Annual | 11-Jul-17 | 07-Jul-17 | Management | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 2 | Approve Remuneration Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 3 | Re-elect Paul Roy as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 4 | Re-elect David Lockhart as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 5 | Re-elect Allan Lockhart as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 6 | Re-elect Mark Davies as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 7 | Re-elect Kay Chaldecott as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 8 | Re-elect Alastair Miller as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 9 | Ratify Deloitte LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 10 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 11 | Approve Remuneration Policy | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 12 | Authorise Issue of Equity with Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 13 | Authorise Issue of Equity without Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 14 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 15 | Authorise Market Purchase of Ordinary Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 16 | Approve Scrip Dividend Scheme | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | NewRiver REIT plc | NRR | Guernsey | G64950101 | Annual | 14-Jul-17 | 12-Jul-17 | Management | 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Special | 21-Jul-17 | 19-Jul-17 | Management | 1 | Authorise Issue of Equity Pursuant to the Capital Raising | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Special | 21-Jul-17 | 19-Jul-17 | Management | 2 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Special | 21-Jul-17 | 19-Jul-17 | Management | 3 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Special | 25-Jul-17 | 23-Jul-17 | Management | 1 | Approve Directors' Remuneration Policy | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Special | 25-Jul-17 | 23-Jul-17 | Management | 2 | Approve Long Term Incentive Plan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Special | 25-Jul-17 | 23-Jul-17 | Management | 3 | Approve Sharesave Scheme | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Logistics and Industrial Trust | BUOU | Singapore | Y26465107 | Special | 26-Jul-17 | Management | 1 | Approve Acquisition of Seven Properties in Australia | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 26-Jul-17 | 20-Jul-17 | Management | 3.1 | Elect May Siew Boi Tan as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 26-Jul-17 | 20-Jul-17 | Management | 3.2 | Elect Nancy Tse Sau Ling as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 26-Jul-17 | 20-Jul-17 | Management | 3.3 | Elect Elaine Carole Young as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Link Real Estate Investment Trust | 823 | Hong Kong | Y5281M111 | Annual | 26-Jul-17 | 20-Jul-17 | Management | 4 | Authorize Repurchase of Issued Units | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Care Capital Properties, Inc. | CCP | USA | 141624106 | Special | 15-Aug-17 | 29-Jun-17 | Management | 1 | Approve Merger Agreement | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Care Capital Properties, Inc. | CCP | USA | 141624106 | Special | 15-Aug-17 | 29-Jun-17 | Management | 2 | Advisory Vote on Golden Parachutes | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Care Capital Properties, Inc. | CCP | USA | 141624106 | Special | 15-Aug-17 | 29-Jun-17 | Management | 3 | Adjourn Meeting | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Croesus Retail Trust | S6NU | Singapore | Y1780H109 | Court | 13-Sep-17 | Management | 1 | Amend Trust Deed | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Croesus Retail Trust | S6NU | Singapore | Y1780H109 | Court | 13-Sep-17 | Management | 2 | Approve Trust Scheme | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Prologis | FIBRAPL 14 | Mexico | P4559M101 | Special | 20-Sep-17 | 12-Sep-17 | Management | 1 | Approve Substitution of Trustee by Another Mexican Credit Institution to Act as Trustee of the Trust | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Prologis | FIBRAPL 14 | Mexico | P4559M101 | Special | 20-Sep-17 | 12-Sep-17 | Management | 2 | Approve Multivalue Program for Issuance of Real Estate Trust Certificates and Long-Term Trust Certificates | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Prologis | FIBRAPL 14 | Mexico | P4559M101 | Special | 20-Sep-17 | 12-Sep-17 | Management | 3 | Authorize Trustee and or Common Representative to Carry out All Necessary Actions to Formalize Adopted Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Prologis | FIBRAPL 14 | Mexico | P4559M101 | Special | 20-Sep-17 | 12-Sep-17 | Management | 4 | Designate Representatives Board to Ratify and Execute Approved Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Prologis | FIBRAPL 14 | Mexico | P4559M101 | Special | 20-Sep-17 | 12-Sep-17 | Management | 1 | Amend Trust Agreement | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Prologis | FIBRAPL 14 | Mexico | P4559M101 | Special | 20-Sep-17 | 12-Sep-17 | Management | 2 | Authorize Trustee and or Common Representative to Carry out All Necessary Actions to Formalize Adopted Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Prologis | FIBRAPL 14 | Mexico | P4559M101 | Special | 20-Sep-17 | 12-Sep-17 | Management | 3 | Designate Representatives Board to Ratify and Execute Approved Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SOHO China Ltd. | 410 | Cayman Islands | G82600100 | Special | 27-Sep-17 | 21-Sep-17 | Management | 1 | Approve Special Dividend and Authorize Board to Deal with All Matters in Relation to the Payment of the Special Dividend | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Dexus | DXS | Australia | Q3190P134 | Annual | 24-Oct-17 | 22-Oct-17 | Management | 1 | Approve the Remuneration Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Dexus | DXS | Australia | Q3190P134 | Annual | 24-Oct-17 | 22-Oct-17 | Management | 2.1 | Elect John Conde as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Dexus | DXS | Australia | Q3190P134 | Annual | 24-Oct-17 | 22-Oct-17 | Management | 2.2 | Elect Peter St George as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Dexus | DXS | Australia | Q3190P134 | Annual | 24-Oct-17 | 22-Oct-17 | Management | 2.3 | Elect Mark Ford as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Dexus | DXS | Australia | Q3190P134 | Annual | 24-Oct-17 | 22-Oct-17 | Management | 2.4 | Elect Nicola Roxon as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Dexus | DXS | Australia | Q3190P134 | Annual | 24-Oct-17 | 22-Oct-17 | Management | 3 | Approve Reallocation of Capital | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Dexus | DXS | Australia | Q3190P134 | Annual | 24-Oct-17 | 22-Oct-17 | Management | 4 | Ratify Past Issuance of Securities to Institutional and Sophisticated Investors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Dexus | DXS | Australia | Q3190P134 | Annual | 24-Oct-17 | 22-Oct-17 | Management | 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | None | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | JAPAN LOGISTICS FUND INC. | 8967 | Japan | J2785A104 | Special | 26-Oct-17 | 31-Jul-17 | Management | 1 | Elect Executive Director Tanahashi, Keita | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | JAPAN LOGISTICS FUND INC. | 8967 | Japan | J2785A104 | Special | 26-Oct-17 | 31-Jul-17 | Management | 2.1 | Elect Alternate Executive Director Shoji, Koki | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | JAPAN LOGISTICS FUND INC. | 8967 | Japan | J2785A104 | Special | 26-Oct-17 | 31-Jul-17 | Management | 2.2 | Elect Alternate Executive Director Ogaku, Yasushi | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | JAPAN LOGISTICS FUND INC. | 8967 | Japan | J2785A104 | Special | 26-Oct-17 | 31-Jul-17 | Management | 3.1 | Elect Supervisory Director Suto, Takachiyo | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | JAPAN LOGISTICS FUND INC. | 8967 | Japan | J2785A104 | Special | 26-Oct-17 | 31-Jul-17 | Management | 3.2 | Elect Supervisory Director Araki, Toshima | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | JAPAN LOGISTICS FUND INC. | 8967 | Japan | J2785A104 | Special | 26-Oct-17 | 31-Jul-17 | Management | 3.3 | Elect Supervisory Director Azuma, Tetsuya | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Propertylink Group | PLG | Australia | Q7773M103 | Annual | 27-Oct-17 | 25-Oct-17 | Management | 2 | Elect Sarah Kenny as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Propertylink Group | PLG | Australia | Q7773M103 | Annual | 27-Oct-17 | 25-Oct-17 | Management | 3 | Elect Ian Hutchinson as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Propertylink Group | PLG | Australia | Q7773M103 | Annual | 27-Oct-17 | 25-Oct-17 | Management | 4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Propertylink Group | PLG | Australia | Q7773M103 | Annual | 27-Oct-17 | 25-Oct-17 | Management | 5 | Approve the Remuneration Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Propertylink Group | PLG | Australia | Q7773M103 | Annual | 27-Oct-17 | 25-Oct-17 | Management | 6 | Approve Allocations of Performance Rights and Deferred Restricted Securities to Stuart Dawes | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Propertylink Group | PLG | Australia | Q7773M103 | Annual | 27-Oct-17 | 25-Oct-17 | Management | 7 | Approve Allocations of Performance Rights and Deferred Restricted Securities to Stephen Day | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Charter Hall Group | CHC | Australia | Q2308A138 | Annual/Special | 09-Nov-17 | 07-Nov-17 | Management | 1 | Elect David Ross as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Charter Hall Group | CHC | Australia | Q2308A138 | Annual/Special | 09-Nov-17 | 07-Nov-17 | Management | 2 | Approve Remuneration Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Charter Hall Group | CHC | Australia | Q2308A138 | Annual/Special | 09-Nov-17 | 07-Nov-17 | Management | 3 | Approve Issuance of Service Rights to David Harrison | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Charter Hall Group | CHC | Australia | Q2308A138 | Annual/Special | 09-Nov-17 | 07-Nov-17 | Management | 4 | Approve Issuance of Performance Rights to David Harrison | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Charter Hall Group | CHC | Australia | Q2308A138 | Annual/Special | 09-Nov-17 | 07-Nov-17 | Management | 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | None | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Spring Real Estate Investment Trust | 1426 | Hong Kong | Y81293105 | Special | 10-Nov-17 | 06-Nov-17 | Share Holder | 1 | Approve Removal of Spring Asset Management Limited as the Manager of Spring Real Estate Investment Trust | Against | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Spring Real Estate Investment Trust | 1426 | Hong Kong | Y81293105 | Special | 10-Nov-17 | 06-Nov-17 | Share Holder | 2 | Approve Internalization of the REIT Management Function | Against | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Starwood Waypoint Homes | SFR | USA | 85572F105 | Special | 14-Nov-17 | 13-Oct-17 | Management | 1 | Approve Merger Agreement | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Starwood Waypoint Homes | SFR | USA | 85572F105 | Special | 14-Nov-17 | 13-Oct-17 | Management | 2 | Advisory Vote on Golden Parachutes | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Starwood Waypoint Homes | SFR | USA | 85572F105 | Special | 14-Nov-17 | 13-Oct-17 | Management | 3 | Adjourn Meeting | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Arena REIT | ARF | Australia | Q0457C152 | Annual | 15-Nov-17 | 13-Nov-17 | Management | 1 | Approve Remuneration Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Arena REIT | ARF | Australia | Q0457C152 | Annual | 15-Nov-17 | 13-Nov-17 | Management | 2 | Elect David Ross as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Arena REIT | ARF | Australia | Q0457C152 | Annual | 15-Nov-17 | 13-Nov-17 | Management | 3 | Ratify Past Issuance of Securities to Existing and New Institutional Investors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Arena REIT | ARF | Australia | Q0457C152 | Annual | 15-Nov-17 | 13-Nov-17 | Management | 4 | Approve the Grant of Performance Rights to Bryce Mitchelson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Arena REIT | ARF | Australia | Q0457C152 | Annual | 15-Nov-17 | 13-Nov-17 | Management | 5 | Approve the Grant of Performance Rights to Gareth Winter | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 2 | Approve Final Dividend | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 3a | Elect Yeung Ping-Leung, Howard as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 3b | Elect Ho Hau-Hay, Hamilton as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 3c | Elect Lee Luen-Wai, John as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 3d | Elect Ki Man-Fung, Leonie as Director | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 3e | Elect Cheng Chi-Heng as Director | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 3f | Authorize Board to Fix Remuneration of Directors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Annual | 21-Nov-17 | 13-Nov-17 | Management | 7 | Approve Grant of Options Under the Share Option Scheme | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Japan Hotel REIT Investment Corp | 8985 | Japan | J2761Q107 | Special | 22-Nov-17 | 31-Aug-17 | Management | 1 | Amend Articles to Clarify Provisions on Alternate Directors - Amend Provisions on Asset Management Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Japan Hotel REIT Investment Corp | 8985 | Japan | J2761Q107 | Special | 22-Nov-17 | 31-Aug-17 | Management | 2 | Elect Executive Director Masuda, Kaname | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Japan Hotel REIT Investment Corp | 8985 | Japan | J2761Q107 | Special | 22-Nov-17 | 31-Aug-17 | Management | 3.1 | Elect Supervisory Director Mishiku, Tetsuya | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Japan Hotel REIT Investment Corp | 8985 | Japan | J2761Q107 | Special | 22-Nov-17 | 31-Aug-17 | Management | 3.2 | Elect Supervisory Director Kashii, Hiroto | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Japan Hotel REIT Investment Corp | 8985 | Japan | J2761Q107 | Special | 22-Nov-17 | 31-Aug-17 | Management | 4 | Elect Alternate Executive Director Furukawa, Hisashi | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Special | 22-Nov-17 | 31-Oct-17 | Management | 1 | Approve Affiliation Agreements with Subsidiary WCM Beteiligungs- und Grundbesitz AG | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Special | 22-Nov-17 | 31-Oct-17 | Management | 2 | Approve Creation of EUR 47.3 Million Pool of Capital without Preemptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Special | 22-Nov-17 | 31-Oct-17 | Management | 3 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42.3 Million Pool of Capital to Guarantee Conversion Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Cromwell Property Group | CMW | Australia | Q2995J103 | Annual/Special | 29-Nov-17 | 27-Nov-17 | Management | 2 | Elect Geoffrey Levy as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Cromwell Property Group | CMW | Australia | Q2995J103 | Annual/Special | 29-Nov-17 | 27-Nov-17 | Management | 3 | Elect Andrew Konig as Director | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Cromwell Property Group | CMW | Australia | Q2995J103 | Annual/Special | 29-Nov-17 | 27-Nov-17 | Management | 4 | Elect Jane Tongs as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Cromwell Property Group | CMW | Australia | Q2995J103 | Annual/Special | 29-Nov-17 | 27-Nov-17 | Management | 5 | Elect Leon Blitz as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Cromwell Property Group | CMW | Australia | Q2995J103 | Annual/Special | 29-Nov-17 | 27-Nov-17 | Management | 6 | Approve Remuneration Report | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invesco Office J-Reit Inc. | 3298 | Japan | J2502Y104 | Special | 10-Jan-18 | 31-Oct-17 | Management | 1 | Amend Articles to Reflect Changes in Law | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invesco Office J-Reit Inc. | 3298 | Japan | J2502Y104 | Special | 10-Jan-18 | 31-Oct-17 | Management | 2 | Elect Executive Director Minemura, Yugo | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invesco Office J-Reit Inc. | 3298 | Japan | J2502Y104 | Special | 10-Jan-18 | 31-Oct-17 | Management | 3 | Elect Alternate Executive Director Tsuji, Yasuyuki | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invesco Office J-Reit Inc. | 3298 | Japan | J2502Y104 | Special | 10-Jan-18 | 31-Oct-17 | Management | 4.1 | Elect Supervisory Director Kawasaki, Eiji | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invesco Office J-Reit Inc. | 3298 | Japan | J2502Y104 | Special | 10-Jan-18 | 31-Oct-17 | Management | 4.2 | Elect Supervisory Director Toda, Yusuke | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invesco Office J-Reit Inc. | 3298 | Japan | J2502Y104 | Special | 10-Jan-18 | 31-Oct-17 | Management | 4.3 | Elect Supervisory Director Yoshida, Kohei | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Centrepoint Trust | J69U | Singapore | Y2642S101 | Annual | 23-Jan-18 | Management | 1 | Adopt Report of the Trustee, Statement by the Manager, and Audited Financial Statements | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Centrepoint Trust | J69U | Singapore | Y2642S101 | Annual | 23-Jan-18 | Management | 2 | Approve KPMG LLP as Auditors and Authorize the Manager to Fix Their Remuneration | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Centrepoint Trust | J69U | Singapore | Y2642S101 | Annual | 23-Jan-18 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Centrepoint Trust | J69U | Singapore | Y2642S101 | Annual | 23-Jan-18 | Management | 4 | Approve Electronic Communications Trust Deed Supplement | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Logistics and Industrial Trust | BUOU | Singapore | Y26465107 | Annual | 25-Jan-18 | Management | 1 | Adopt Report of the Trustee, Statement by the Manager, and Audited Financial Statements | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Logistics and Industrial Trust | BUOU | Singapore | Y26465107 | Annual | 25-Jan-18 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Logistics and Industrial Trust | BUOU | Singapore | Y26465107 | Annual | 25-Jan-18 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Logistics and Industrial Trust | BUOU | Singapore | Y26465107 | Annual | 25-Jan-18 | Management | 4 | Approve Electronic Communications Trust Deed Supplement | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Far East Hospitality Trust | Q5T | Singapore | Y24258108 | Special | 12-Mar-18 | Management | 1 | Approve Acquisition of Oasia Hotel Downtown | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Far East Hospitality Trust | Q5T | Singapore | Y24258108 | Special | 12-Mar-18 | Management | 2 | Approve Master Lease of Oasia Hotel Downtown as an Interested Person Transaction | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Far East Hospitality Trust | Q5T | Singapore | Y24258108 | Special | 12-Mar-18 | Management | 3 | Approve Earn-out Agreement and Issuance of Earn-out Stapled Securities as an Interested Person Transaction | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 1 | Open Meeting | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 2 | Call the Meeting to Order | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 4 | Acknowledge Proper Convening of Meeting | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 5 | Prepare and Approve List of Shareholders | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 6 | Receive Financial Statements and Statutory Reports | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 7 | Receive Auditor's Report | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 8 | Accept Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 9 | Approve Allocation of Income and Omission of Dividends; Approve the Board's Authorization to Decide on the Distribution of Dividends and Capital Repayments from the Company's Unrestricted Equity Fund | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 10 | Approve Discharge of Board and President | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 11 | Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 70,000 for Deputy Chairman and EUR 50,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 12 | Fix Number of Directors at Nine | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 13 | Reelect Chaim Katzman, Bernd Knobloch, Arnold de Haan, Kirsi Komi, David Lukes, Andrea Orlandi, Per-Anders Ovin and Ariella Zochovitzky as Directors; Elect Ofer Stark as New Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 14 | Approve Remuneration of Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 15 | Ratify Ernst & Young as Auditor | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 16 | Amend Articles Re: Corporate Purpose; Auditors; Date of Annual Meeting; Committee Work; Editorial Changes | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 17 | Approve Issuance of up to 85 Million Shares without Preemptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 18 | Authorize Share Repurchase Program | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Citycon Oyj | CTY1S | Finland | X1422T116 | Annual | 20-Mar-18 | 08-Mar-18 | Management | 19 | Close Meeting | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 2 | Approve Remuneration Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 3 | Reappoint Deloitte LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 4 | Authorise Board to Fix Remuneration of Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 5 | Approve Final Dividend | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 6 | Re-elect Alan Lewis as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 7 | Re-elect Frederic Vecchioli as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 8 | Re-elect Andy Jones as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 9 | Re-elect Ian Krieger as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 10 | Re-elect Joanne Kenrick as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 11 | Re-elect Claire Balmforth as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 12 | Re-elect Bill Oliver as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 13 | Authorise EU Political Donations and Expenditure | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 14 | Authorise Issue of Equity with Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 15 | Authorise Issue of Equity without Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 16 | Authorise Market Purchase of Ordinary Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Safestore Holdings plc | SAFE | United Kingdom | G77733106 | Annual | 21-Mar-18 | 19-Mar-18 | Management | 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sekisui House Reit Inc. | 3309 | Japan | J91258103 | Special | 27-Mar-18 | 09-Feb-18 | Management | 1 | Approve Merger Agreement with Sekisui House Residential Investment Corp. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sekisui House Reit Inc. | 3309 | Japan | J91258103 | Special | 27-Mar-18 | 09-Feb-18 | Management | 2 | Amend Articles to Update Authorized Capital in Connection with Unit Split - Amend Permitted Investment Types - Amend Compensation to Audit Firm - Amend Asset Management Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sekisui House Reit Inc. | 3309 | Japan | J91258103 | Special | 27-Mar-18 | 09-Feb-18 | Management | 3 | Elect Executive Director Inoue, Junichi | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sekisui House Reit Inc. | 3309 | Japan | J91258103 | Special | 27-Mar-18 | 09-Feb-18 | Management | 4.1 | Elect Alternate Executive Director Minami, Osamu | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sekisui House Reit Inc. | 3309 | Japan | J91258103 | Special | 27-Mar-18 | 09-Feb-18 | Management | 4.2 | Elect Alternate Executive Director Sato, Nobuyoshi | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sekisui House Reit Inc. | 3309 | Japan | J91258103 | Special | 27-Mar-18 | 09-Feb-18 | Management | 5.1 | Elect Supervisory Director Nomura, Shigeru | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sekisui House Reit Inc. | 3309 | Japan | J91258103 | Special | 27-Mar-18 | 09-Feb-18 | Management | 5.2 | Elect Supervisory Director Omiya, Tatsushi | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Cromwell Property Group | CMW | Australia | Q2995J103 | Special | 28-Mar-18 | 26-Mar-18 | Management | 1 | Ratify the Past Issuance of Stapled Securities to Haiyi Holdings Pte. Ltd. and SingHaiyi Group Ltd. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tokyo Tatemono Co. Ltd. | 8804 | Japan | J88333133 | Annual | 28-Mar-18 | 31-Dec-17 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tokyo Tatemono Co. Ltd. | 8804 | Japan | J88333133 | Annual | 28-Mar-18 | 31-Dec-17 | Management | 2 | Elect Director Onji, Yoshimitsu | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tokyo Tatemono Co. Ltd. | 8804 | Japan | J88333133 | Annual | 28-Mar-18 | 31-Dec-17 | Management | 3 | Approve Trust-Type Equity Compensation Plan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 1 | Approve Consolidated and Standalone Financial Statements | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 2.1 | Approve Treatment of Net Loss | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 2.2 | Approve Application of Reserves to Offset Losses | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 2.3 | Approve Distribution of Share Issuance Premium | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 2.4 | Approve Distribution of Share Issuance Premium | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 3 | Approve Discharge of Board | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 4.1 | Reelect Rafael Miranda Robredo as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 4.2 | Reelect Jose Pedro Perez-Llorca y Rodrigo as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 4.3 | Reelect Joaquin Ayuso Garcia as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 4.4 | Reelect Luis Alberto Manas Anton as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 4.5 | Reelect Maria Concepcion Osacar Garaicoechea as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 4.6 | Reelect Fernando Gumuzio Iniguez de Onzono as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 5.1 | Approve Sale of Company Assets | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 5.2 | Approve Distribution of Share Issuance Premium | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 6 | Approve Pledge of Assets by the Company | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 7 | Authorize to Waive the Exercise of the Right of Early Termination Due to a Change of Control of the Investment Manager Provided in the Investment Manager Agreement | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 8 | Receive Amendments to Board of Directors Regulations | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 9 | Authorize Company to Call EGM with 21 Days' Notice | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 10 | Authorize Board to Ratify and Execute Approved Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Hispania Activos Inmobiliarios SOCIMI SA | HIS | Spain | E6164Z114 | Annual | 04-Apr-18 | 28-Mar-18 | Management | 11 | Advisory Vote on Remuneration Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 1 | Open Meeting | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 2 | Elect Chairman of Meeting | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 3 | Prepare and Approve List of Shareholders | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 4 | Approve Agenda of Meeting | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 5 | Designate Inspector(s) of Minutes of Meeting | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 6 | Acknowledge Proper Convening of Meeting | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 7 | Receive Financial Statements and Statutory Reports | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 8a | Accept Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 8b | Approve Allocation of Income and Dividends of SEK 4.50 Per Share | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 8c | Approve Discharge of Board and President | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 8d | Approve April 11, 2018 as Record Date for Dividend Payment | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 9 | Determine Number of Members (8) and Deputy Members (0) of Board; Receive Nominating Committee's Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 10 | Approve Remuneration of Directors in the Amount of SEK 500,000 for Chairman and SEK 220,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 11 | Reelect Anette Asklin, Anna Engebretsen, Eva Eriksson, Martha Josefsson, Jan Litborn (Chairman), Par Nuder and Mats Qviberg as Directors; Elect Per-Ingemar Persson as New Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 12 | Ratify Deloitte as Auditor | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 13 | Authorize Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 16 | Amend Articles Re: Set Minimum (133.6 Million) and Maximum (534.4 Million) Number of Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 17 | Approve 2:1 Stock Split | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 18 | Other Business | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fabege AB | FABG | Sweden | W7888D108 | Annual | 09-Apr-18 | 03-Apr-18 | Management | 19 | Close Meeting | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TF Administradora S. de R.L. de C.V. (TERRAFINA) | TERRA 13 | Mexico | P2R51T187 | Annual | 11-Apr-18 | 03-Apr-18 | Management | 1 | Approve Financial Statements | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TF Administradora S. de R.L. de C.V. (TERRAFINA) | TERRA 13 | Mexico | P2R51T187 | Annual | 11-Apr-18 | 03-Apr-18 | Management | 2 | Approve Annual Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TF Administradora S. de R.L. de C.V. (TERRAFINA) | TERRA 13 | Mexico | P2R51T187 | Annual | 11-Apr-18 | 03-Apr-18 | Management | 3 | Ratify Members of Trust Technical Committee | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TF Administradora S. de R.L. de C.V. (TERRAFINA) | TERRA 13 | Mexico | P2R51T187 | Annual | 11-Apr-18 | 03-Apr-18 | Management | 4 | Approve Issuance of 230 Million Real Estate Trust Certificates | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TF Administradora S. de R.L. de C.V. (TERRAFINA) | TERRA 13 | Mexico | P2R51T187 | Annual | 11-Apr-18 | 03-Apr-18 | Management | 5 | Authorize Common Representative and or Trustee to Carry out All Necessary Actions to Formalize Adopted Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TF Administradora S. de R.L. de C.V. (TERRAFINA) | TERRA 13 | Mexico | P2R51T187 | Annual | 11-Apr-18 | 03-Apr-18 | Management | 6 | Present Report of Chairman of Trust Technical Committee on Approved Changes to Repurchase of Program of Real Estate Trust Certificates Derived from Changes to Applicable Law | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TF Administradora S. de R.L. de C.V. (TERRAFINA) | TERRA 13 | Mexico | P2R51T187 | Annual | 11-Apr-18 | 03-Apr-18 | Management | 7 | Authorize Board to Ratify and Execute Approved Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 3 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 4 | Approve Auditors' Special Report on Related-Party Transactions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 5 | Approve Severance Agreement with Dominique Ozanne, Vice CEO | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 6 | Approve Remuneration Policy of Chairman of the Board | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 7 | Approve Remuneration Policy of CEO | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 8 | Approve Remuneration Policy of Vice CEOs | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 9 | Approve Compensation of Jean Laurent, Chairman of the Board | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 10 | Approve Compensation of Christophe Kullmann , CEO | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 11 | Approve Compensation of Olivier Esteve , Vice CEO | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 12 | Reelect ACM Vie as Director | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 13 | Reelect Romolo Bardin as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 14 | Reelect Delphine Benchetrit as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 15 | Reelect Sigrid Duhamel as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 16 | Renew Appointment of Mazars as Auditor | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 17 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 19 | Authorize Capitalization of Reserves of Up to EUR 22.4 Million for Bonus Issue or Increase in Par Value | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56 Million | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22.4 Million | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 23 | Authorize Capital Increase of Up to 10 Percent of Issued Capital for Future Exchange Offers | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fonciere des Regions | FDR | France | F3832Y172 | Annual/Special | 19-Apr-18 | 16-Apr-18 | Management | 26 | Authorize Filing of Required Documents/Other Formalities | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 2 | Approve Final Dividend | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 3 | Approve Remuneration Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 4 | Re-elect Gerald Corbett as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 5 | Re-elect Soumen Das as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 6 | Re-elect Christopher Fisher as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 7 | Re-elect Andy Gulliford as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 8 | Re-elect Martin Moore as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 9 | Re-elect Phil Redding as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 10 | Re-elect Mark Robertshaw as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 11 | Re-elect David Sleath as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 12 | Re-elect Doug Webb as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 13 | Elect Carol Fairweather as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 16 | Authorise EU Political Donations and Expenditure | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 17 | Authorise Issue of Equity with Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 20 | Authorise Market Purchase of Ordinary Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 22 | Approve Long Term Incentive Plan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SEGRO plc | SGRO | United Kingdom | G80277141 | Annual | 19-Apr-18 | 17-Apr-18 | Management | 23 | Approve Scrip Dividend | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Far East Hospitality Trust | Q5T | Singapore | Y24258108 | Annual | 23-Apr-18 | Management | 1 | Adopt Financial Statements, REIT Trustee's Report, REIT Manager's Report, Trustee-Manager's Report, and Auditor's Report | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Far East Hospitality Trust | Q5T | Singapore | Y24258108 | Annual | 23-Apr-18 | Management | 2 | Approve Ernst & Young LLP as Auditors and Authorize the REIT Manager and the Trustee-Manager to Fix Their Remuneration | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Far East Hospitality Trust | Q5T | Singapore | Y24258108 | Annual | 23-Apr-18 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 2 | Approve Remuneration Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 3 | Reappoint BDO LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 4 | Authorise Board to Fix Remuneration of Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 5 | Approve Dividend Policy | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 6 | Elect Lynne Fennah as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 7 | Re-elect Timothy Attlee as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 8 | Re-elect Jim Prower as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 9 | Re-elect Stephen Alston as Director | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 10 | Authorise Issue of Equity with Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 11 | Authorise Issue of Equity without Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 12 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 13 | Authorise Market Purchase of Ordinary Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 14 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Empiric Student Property plc | ESP | United Kingdom | G30381100 | Annual | 24-Apr-18 | 20-Apr-18 | Management | 15 | Amend Articles of Association | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Annual | 24-Apr-18 | 16-Apr-18 | Management | 1 | Approve Audited Financial Statements | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Annual | 24-Apr-18 | 16-Apr-18 | Management | 2 | Approve Annual Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Annual | 24-Apr-18 | 16-Apr-18 | Management | 3 | Set Maximum Amount for Share Repurchase | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Annual | 24-Apr-18 | 16-Apr-18 | Management | 4 | Ratify Juan Antonio Salazar Rigal as Independent Member of Technical Committee | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Annual | 24-Apr-18 | 16-Apr-18 | Management | 5 | Ratify Alvaro de Garay Arellano as Independent Member of Technical Committee | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Annual | 24-Apr-18 | 16-Apr-18 | Management | 6 | Ratify Luis Alberto Aziz Checa as Independent Member of Technical Committee | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Annual | 24-Apr-18 | 16-Apr-18 | Management | 7 | Elect Jaime de la Garza as Independent Member of Technical Committee | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Annual | 24-Apr-18 | 16-Apr-18 | Management | 8 | Elect Michael Brennan as Independent Member of Technical Committee Until Next Annual Ordinary Meeting of Holders | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Annual | 24-Apr-18 | 16-Apr-18 | Management | 9 | Authorize Board to Ratify and Execute Approved Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Special | 24-Apr-18 | 16-Apr-18 | Management | 1 | Amend Trust Agreement, Title and Operation Documents; Instruct Common Representative and or Trustee to Carry out Agreements and Adopt Necessary Actions to Execute Approved Resolutions | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Special | 24-Apr-18 | 16-Apr-18 | Management | 2 | Amend Compensation Scheme for Independent Members of Ethics and Corporate Practices Committee | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | FIBRA Macquarie Mexico | FIBRAMQ 12 | Mexico | P3515D155 | Special | 24-Apr-18 | 16-Apr-18 | Management | 3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kimco Realty Corporation | KIM | USA | 49446R109 | Annual | 24-Apr-18 | 28-Feb-18 | Management | 1a | Elect Director Milton Cooper | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kimco Realty Corporation | KIM | USA | 49446R109 | Annual | 24-Apr-18 | 28-Feb-18 | Management | 1b | Elect Director Philip E. Coviello | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kimco Realty Corporation | KIM | USA | 49446R109 | Annual | 24-Apr-18 | 28-Feb-18 | Management | 1c | Elect Director Richard G. Dooley | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kimco Realty Corporation | KIM | USA | 49446R109 | Annual | 24-Apr-18 | 28-Feb-18 | Management | 1d | Elect Director Conor C. Flynn | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kimco Realty Corporation | KIM | USA | 49446R109 | Annual | 24-Apr-18 | 28-Feb-18 | Management | 1e | Elect Director Joe Grills | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kimco Realty Corporation | KIM | USA | 49446R109 | Annual | 24-Apr-18 | 28-Feb-18 | Management | 1f | Elect Director Frank Lourenso | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kimco Realty Corporation | KIM | USA | 49446R109 | Annual | 24-Apr-18 | 28-Feb-18 | Management | 1g | Elect Director Colombe M. Nicholas | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kimco Realty Corporation | KIM | USA | 49446R109 | Annual | 24-Apr-18 | 28-Feb-18 | Management | 1h | Elect Director Mary Hogan Preusse | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kimco Realty Corporation | KIM | USA | 49446R109 | Annual | 24-Apr-18 | 28-Feb-18 | Management | 1i | Elect Director Richard B. Saltzman | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kimco Realty Corporation | KIM | USA | 49446R109 | Annual | 24-Apr-18 | 28-Feb-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kimco Realty Corporation | KIM | USA | 49446R109 | Annual | 24-Apr-18 | 28-Feb-18 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 3 | Approve Allocation of Income Dividends of EUR 1.96 per Share | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 5 | Approve Termination Package of Jean-Michel Gault | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 6 | Reelect David Simon as Supervisory Board Member | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 7 | Reelect John Carrafiell as Supervisory Board Member | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 8 | Reelect Steven Fivel as Supervisory Board Member | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 9 | Elect Robert Fowlds as Supervisory Board Member | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 10 | Approve Compensation of Jean-Marc Jestin | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 11 | Approve Compensation of Jean-Michel Gault | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 12 | Approve Remuneration Policy for Supervisory Board Members | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 13 | Approve Remuneration Policy for Chairman of the Management Board | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 14 | Approve Remuneration Policy for Management Board Members | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Klepierre | LI | France | F5396X102 | Annual/Special | 24-Apr-18 | 19-Apr-18 | Management | 17 | Authorize Filing of Required Documents/Other Formalities | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APAC Realty Limited | CLN | Singapore | Y0170A104 | Annual | 25-Apr-18 | Management | 1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APAC Realty Limited | CLN | Singapore | Y0170A104 | Annual | 25-Apr-18 | Management | 2 | Approve First and Final Dividend | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APAC Realty Limited | CLN | Singapore | Y0170A104 | Annual | 25-Apr-18 | Management | 3 | Elect Tan Choon Hong as Director | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APAC Realty Limited | CLN | Singapore | Y0170A104 | Annual | 25-Apr-18 | Management | 4 | Elect Tommy Teo Zhi Zhuang as Director | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APAC Realty Limited | CLN | Singapore | Y0170A104 | Annual | 25-Apr-18 | Management | 5 | Elect Chua Khee Hak as Director | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APAC Realty Limited | CLN | Singapore | Y0170A104 | Annual | 25-Apr-18 | Management | 6 | Elect Hee Theng Fong as Director | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APAC Realty Limited | CLN | Singapore | Y0170A104 | Annual | 25-Apr-18 | Management | 7 | Elect Tan Bong Lin as Director | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APAC Realty Limited | CLN | Singapore | Y0170A104 | Annual | 25-Apr-18 | Management | 8 | Elect Stewart Yen Se-Hua as Director | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APAC Realty Limited | CLN | Singapore | Y0170A104 | Annual | 25-Apr-18 | Management | 9 | Approve Directors' Fees | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APAC Realty Limited | CLN | Singapore | Y0170A104 | Annual | 25-Apr-18 | Management | 10 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APAC Realty Limited | CLN | Singapore | Y0170A104 | Annual | 25-Apr-18 | Management | 11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Against | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CapitaLand Retail China Trust | AU8U | Singapore | Y1092E109 | Annual | 25-Apr-18 | Management | 1 | Adopt Trustee's Report, Statement by the Manager, Audited Financial Statements and Auditors' Report | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CapitaLand Retail China Trust | AU8U | Singapore | Y1092E109 | Annual | 25-Apr-18 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CapitaLand Retail China Trust | AU8U | Singapore | Y1092E109 | Annual | 25-Apr-18 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CapitaLand Retail China Trust | AU8U | Singapore | Y1092E109 | Annual | 25-Apr-18 | Management | 4 | Authorize Share Repurchase Program | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CapitaLand Retail China Trust | AU8U | Singapore | Y1092E109 | Annual | 25-Apr-18 | Management | 5 | Approve Distribution Reinvestment Plan | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CapitaLand Retail China Trust | AU8U | Singapore | Y1092E109 | Annual | 25-Apr-18 | Management | 6 | Amend Trust Deed | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 1 | Open Meeting | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 2 | Elect Meeting Chairman | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 3 | Prepare List of Shareholders | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 4 | Acknowledge Proper Convening of Meeting | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 5 | Approve Agenda of Meeting | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 6 | Receive Management Board Report on Company's Operations, Financial Statements, and Consolidated Financial Statements | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 7 | Receive Supervisory Board Report | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.1 | Approve Management Board Report on Company's Operations and Financial Statements | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.2 | Approve Management Board Report on Group's Operations and Consolidated Financial Statements | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.3 | Approve Allocation of Income from Previous Years | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.4 | Approve Allocation of Income and Dividends of PLN 0.50 per Share; Approve Change of Name from Reserve Fund to Dividend Fund | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.5a | Approve Discharge of Nicklas Lindberg (CEO) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.5b | Approve Discharge of Piotr Gromniak (Deputy CEO) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.5c | Approve Discharge of Maciej Drozd (Deputy CEO) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.5d | Approve Discharge of Artur Langner (Deputy CEO) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.5e | Approve Discharge of Waldemar Olbryk (Management Board Member) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.5f | Approve Discharge of Marcin Materny (Management Board Member) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.5g | Approve Discharge of Rafal Mazurczak (Management Board Member) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.5h | Approve Discharge of Mikolaj Martynuska (Management Board Member) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.6a | Approve Discharge of Karim Khairallah (Supervisory Board Chairman) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.6b | Approve Discharge of Laurent Luccioni (Supervisory Board Deputy Chairman) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.6c | Approve Discharge of Maciej Dyjas (Supervisory Board Member) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.6d | Approve Discharge of Stefan Kawalec (Supervisory Board Member) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.6e | Approve Discharge of Przemyslaw Krych (Supervisory Board Member) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.6f | Approve Discharge of Nebil Senman (Supervisory Board Member) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.6g | Approve Discharge of Sebastian Zilles (Supervisory Board Member) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.6h | Approve Discharge of Mark Abramson (Supervisory Board Member) | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.7 | Approve Terms of Remuneration of Supervisory Board Members | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 8.8 | Cancel Regulations on General Meetings | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 9 | Transact Other Business | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Echo Investment S.A. | ECH | Poland | X1896T105 | Annual | 25-Apr-18 | 09-Apr-18 | Management | 10 | Close Meeting | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | alstria office REIT-AG | AOX | Germany | D0378R100 | Annual | 26-Apr-18 | 04-Apr-18 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | alstria office REIT-AG | AOX | Germany | D0378R100 | Annual | 26-Apr-18 | 04-Apr-18 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.52 per Share | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | alstria office REIT-AG | AOX | Germany | D0378R100 | Annual | 26-Apr-18 | 04-Apr-18 | Management | 3 | Approve Discharge of Management Board for Fiscal 2017 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | alstria office REIT-AG | AOX | Germany | D0378R100 | Annual | 26-Apr-18 | 04-Apr-18 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | alstria office REIT-AG | AOX | Germany | D0378R100 | Annual | 26-Apr-18 | 04-Apr-18 | Management | 5 | Ratify KPMG AG as Auditors for Fiscal 2018/19 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | alstria office REIT-AG | AOX | Germany | D0378R100 | Annual | 26-Apr-18 | 04-Apr-18 | Management | 6.1 | Approve Creation of EUR 33.95 Million Pool of Capital with Preemptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | alstria office REIT-AG | AOX | Germany | D0378R100 | Annual | 26-Apr-18 | 04-Apr-18 | Management | 6.2 | Exclude Preemptive Rights up to 5 percent of Share Capital Against Contributions in Cash for the Capital Pool proposed under Item 6.1 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | alstria office REIT-AG | AOX | Germany | D0378R100 | Annual | 26-Apr-18 | 04-Apr-18 | Management | 6.3 | Exclude Preemptive Rights up to 5 percent of Share Capital Against Contributions in Cash or in Kind for the Capital Pool proposed under Item 6.1 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 1 | Approve Minutes of Previous Meeting | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 2 | Acknowledge Operating Results | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 3 | Approve Financial Statements | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 4 | Approve Allocation of Income, Dividend Payment and Legal Reserve | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 5.1 | Elect Piphob Veraphong as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 5.2 | Elect Bundit Pitaksit as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 5.3 | Elect Nantawat Pipatwongkasem as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 6 | Approve Remuneration of Directors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 7 | Approve EY Office Limited as Auditors and Authorize Board to Fix Their Remuneration | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 8.1 | Amend Clause 26 of the Articles of Association | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 8.2 | Amend Clause 32 of the Articles of Association | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Land & Houses Public Co. Ltd. | LH | Thailand | Y5172C198 | Annual | 26-Apr-18 | 15-Mar-18 | Management | 9 | Other Business | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fortune Real Estate Investment Trust | F25U | Singapore | Y2616W104 | Annual | 27-Apr-18 | 19-Apr-18 | Management | 1 | Adopt Trustee's Report, Statement by the Manager, Audited Financial Statements and Auditors' Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fortune Real Estate Investment Trust | F25U | Singapore | Y2616W104 | Annual | 27-Apr-18 | 19-Apr-18 | Management | 2 | Approve Deloitte & Touche LLP and Deloitte Touche Tohmatsu as Auditors and Authorize Manager to Fix Their Remuneration | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fortune Real Estate Investment Trust | F25U | Singapore | Y2616W104 | Annual | 27-Apr-18 | 19-Apr-18 | Management | 3 | Elect Chiu Kwok Hung, Justin as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fortune Real Estate Investment Trust | F25U | Singapore | Y2616W104 | Annual | 27-Apr-18 | 19-Apr-18 | Management | 4 | Elect Lim Hwee Chiang as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fortune Real Estate Investment Trust | F25U | Singapore | Y2616W104 | Annual | 27-Apr-18 | 19-Apr-18 | Management | 5 | Elect Ma Lai Chee, Gerald as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fortune Real Estate Investment Trust | F25U | Singapore | Y2616W104 | Annual | 27-Apr-18 | 19-Apr-18 | Management | 6 | Elect Koh Poh Wah as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fortune Real Estate Investment Trust | F25U | Singapore | Y2616W104 | Annual | 27-Apr-18 | 19-Apr-18 | Management | 7 | Authorize Unit Repurchase Program | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fortune Real Estate Investment Trust | F25U | Singapore | Y2616W104 | Special | 27-Apr-18 | 19-Apr-18 | Management | 1 | Approve Waiver Extension Including the Proposed New Annual Caps | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fortune Real Estate Investment Trust | F25U | Singapore | Y2616W104 | Special | 27-Apr-18 | 19-Apr-18 | Management | 2 | Approve Expanded Investment Scope Regarding Geographical Scope Together with Geographical Scope Amendments | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fortune Real Estate Investment Trust | F25U | Singapore | Y2616W104 | Special | 27-Apr-18 | 19-Apr-18 | Management | 3 | Approve Expanded Investment Scope Regarding Property Development and Related Activities Together with Property Development Amendments | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Fortune Real Estate Investment Trust | F25U | Singapore | Y2616W104 | Special | 27-Apr-18 | 19-Apr-18 | Management | 4 | Approve Expanded Investment Scope Regarding Relevant Investments Together with Relevant Investments Amendments | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Park Hotels & Resorts Inc. | PK | USA | 700517105 | Annual | 27-Apr-18 | 15-Mar-18 | Management | 1.1 | Elect Director Thomas J. Baltimore, Jr. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Park Hotels & Resorts Inc. | PK | USA | 700517105 | Annual | 27-Apr-18 | 15-Mar-18 | Management | 1.2 | Elect Director Gordon M. Bethune | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Park Hotels & Resorts Inc. | PK | USA | 700517105 | Annual | 27-Apr-18 | 15-Mar-18 | Management | 1.3 | Elect Director Patricia M. Bedient | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Park Hotels & Resorts Inc. | PK | USA | 700517105 | Annual | 27-Apr-18 | 15-Mar-18 | Management | 1.4 | Elect Director Geoffrey Garrett | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Park Hotels & Resorts Inc. | PK | USA | 700517105 | Annual | 27-Apr-18 | 15-Mar-18 | Management | 1.5 | Elect Director Christie B. Kelly | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Park Hotels & Resorts Inc. | PK | USA | 700517105 | Annual | 27-Apr-18 | 15-Mar-18 | Management | 1.6 | Elect Director Joseph I. Lieberman | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Park Hotels & Resorts Inc. | PK | USA | 700517105 | Annual | 27-Apr-18 | 15-Mar-18 | Management | 1.7 | Elect Director Timothy J. Naughton | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Park Hotels & Resorts Inc. | PK | USA | 700517105 | Annual | 27-Apr-18 | 15-Mar-18 | Management | 1.8 | Elect Director Stephen I. Sadove | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Park Hotels & Resorts Inc. | PK | USA | 700517105 | Annual | 27-Apr-18 | 15-Mar-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Park Hotels & Resorts Inc. | PK | USA | 700517105 | Annual | 27-Apr-18 | 15-Mar-18 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 1.1 | Elect Director Benjamin S. Butcher | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 1.2 | Elect Director Virgis W. Colbert | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 1.3 | Elect Director Michelle Dilley | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 1.4 | Elect Director Jeffrey D. Furber | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 1.5 | Elect Director Larry T. Guillemette | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 1.6 | Elect Director Francis X. Jacoby, III | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 1.7 | Elect Director Christopher P. Marr | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 1.8 | Elect Director Hans S. Weger | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 3 | Amend Charter to Allow Shareholders to Amend Bylaws | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 4 | Amend Omnibus Stock Plan | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STAG Industrial, Inc. | STAG | USA | 85254J102 | Annual | 30-Apr-18 | 12-Mar-18 | Management | 6 | Advisory Vote on Say on Pay Frequency | One Year | One Year |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 1.1 | Elect Director Terry Considine | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 1.2 | Elect Director Thomas L. Keltner | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 1.3 | Elect Director J. Landis Martin | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 1.4 | Elect Director Robert A. Miller | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 1.5 | Elect Director Kathleen M. Nelson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 1.6 | Elect Director Ann Sperling | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 1.7 | Elect Director Michael A. Stein | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 1.8 | Elect Director Nina A. Tran | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 4 | Amend Omnibus Stock Plan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | APARTMENT INVESTMENT AND MANAGEMENT COMPANY | AIV | USA | 03748R101 | Annual | 01-May-18 | 20-Feb-18 | Management | 5 | Amend Stock Ownership Limitations | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Terreno Realty Corporation | TRNO | USA | 88146M101 | Annual | 01-May-18 | 01-Mar-18 | Management | 1a | Elect Director W. Blake Baird | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Terreno Realty Corporation | TRNO | USA | 88146M101 | Annual | 01-May-18 | 01-Mar-18 | Management | 1b | Elect Director Michael A. Coke | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Terreno Realty Corporation | TRNO | USA | 88146M101 | Annual | 01-May-18 | 01-Mar-18 | Management | 1c | Elect Director LeRoy E. Carlson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Terreno Realty Corporation | TRNO | USA | 88146M101 | Annual | 01-May-18 | 01-Mar-18 | Management | 1d | Elect Director Gabriela Franco Parcella | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Terreno Realty Corporation | TRNO | USA | 88146M101 | Annual | 01-May-18 | 01-Mar-18 | Management | 1e | Elect Director Douglas M. Pasquale | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Terreno Realty Corporation | TRNO | USA | 88146M101 | Annual | 01-May-18 | 01-Mar-18 | Management | 1f | Elect Director Dennis Polk | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Terreno Realty Corporation | TRNO | USA | 88146M101 | Annual | 01-May-18 | 01-Mar-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Terreno Realty Corporation | TRNO | USA | 88146M101 | Annual | 01-May-18 | 01-Mar-18 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 2 | Re-elect Chaim Katzman as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 3 | Re-elect Rachel Lavine as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 4 | Re-elect Michael Errichetti as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 5 | Re-elect Neil Flanzraich as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 6 | Re-elect Simon Radford as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 7 | Re-elect Andrew Wignall as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 8 | Elect Lucy Lilley as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 9 | Ratify PricewaterhouseCoopers CI LLP as Auditors | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 10 | Authorise Board to Fix Remuneration of Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 11 | Authorise Market Purchase of Ordinary Shares | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Atrium European Real Estate Ltd | ATRS | Jersey | G0621C113 | Annual | 02-May-18 | 30-Apr-18 | Management | 12 | Authorise Issue of Shares and Convertible Securities | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 1a | Elect Director Hamid R. Moghadam | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 1b | Elect Director Cristina G. Bita | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 1c | Elect Director George L. Fotiades | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 1d | Elect Director Lydia H. Kennard | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 1e | Elect Director J. Michael Losh | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 1f | Elect Director Irving F. Lyons, III | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 1g | Elect Director David P. O'Connor | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 1h | Elect Director Olivier Piani | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 1i | Elect Director Jeffrey L. Skelton | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 1j | Elect Director Carl B. Webb | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 1k | Elect Director William D. Zollars | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Prologis, Inc. | PLD | USA | 74340W103 | Annual | 02-May-18 | 06-Mar-18 | Management | 3 | Ratify KPMG LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | City Office REIT, Inc. | CIO | USA | 178587101 | Annual | 03-May-18 | 02-Mar-18 | Management | 1.1 | Elect Director John McLernon | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | City Office REIT, Inc. | CIO | USA | 178587101 | Annual | 03-May-18 | 02-Mar-18 | Management | 1.2 | Elect Director James Farrar | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | City Office REIT, Inc. | CIO | USA | 178587101 | Annual | 03-May-18 | 02-Mar-18 | Management | 1.3 | Elect Director William Flatt | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | City Office REIT, Inc. | CIO | USA | 178587101 | Annual | 03-May-18 | 02-Mar-18 | Management | 1.4 | Elect Director Mark Murski | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | City Office REIT, Inc. | CIO | USA | 178587101 | Annual | 03-May-18 | 02-Mar-18 | Management | 1.5 | Elect Director Stephen Shraiberg | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | City Office REIT, Inc. | CIO | USA | 178587101 | Annual | 03-May-18 | 02-Mar-18 | Management | 1.6 | Elect Director John Sweet | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | City Office REIT, Inc. | CIO | USA | 178587101 | Annual | 03-May-18 | 02-Mar-18 | Management | 2 | Ratify KPMG LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Physicians Realty Trust | DOC | USA | 71943U104 | Annual | 03-May-18 | 01-Mar-18 | Management | 1.1 | Elect Director John T. Thomas | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Physicians Realty Trust | DOC | USA | 71943U104 | Annual | 03-May-18 | 01-Mar-18 | Management | 1.2 | Elect Director Tommy G. Thompson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Physicians Realty Trust | DOC | USA | 71943U104 | Annual | 03-May-18 | 01-Mar-18 | Management | 1.3 | Elect Director Stanton D. Anderson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Physicians Realty Trust | DOC | USA | 71943U104 | Annual | 03-May-18 | 01-Mar-18 | Management | 1.4 | Elect Director Mark A. Baumgartner | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Physicians Realty Trust | DOC | USA | 71943U104 | Annual | 03-May-18 | 01-Mar-18 | Management | 1.5 | Elect Director Albert C. Black, Jr. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Physicians Realty Trust | DOC | USA | 71943U104 | Annual | 03-May-18 | 01-Mar-18 | Management | 1.6 | Elect Director William A. Ebinger | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Physicians Realty Trust | DOC | USA | 71943U104 | Annual | 03-May-18 | 01-Mar-18 | Management | 1.7 | Elect Director Pamela J. Kessler | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Physicians Realty Trust | DOC | USA | 71943U104 | Annual | 03-May-18 | 01-Mar-18 | Management | 1.8 | Elect Director Richard A. Weiss | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Physicians Realty Trust | DOC | USA | 71943U104 | Annual | 03-May-18 | 01-Mar-18 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Physicians Realty Trust | DOC | USA | 71943U104 | Annual | 03-May-18 | 01-Mar-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | Annual | 03-May-18 | 13-Mar-18 | Management | 1.1 | Elect Director John V. Arabia | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | Annual | 03-May-18 | 13-Mar-18 | Management | 1.2 | Elect Director W. Blake Baird | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | Annual | 03-May-18 | 13-Mar-18 | Management | 1.3 | Elect Director Andrew Batinovich | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | Annual | 03-May-18 | 13-Mar-18 | Management | 1.4 | Elect Director Z. Jamie Behar | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | Annual | 03-May-18 | 13-Mar-18 | Management | 1.5 | Elect Director Thomas A. Lewis, Jr. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | Annual | 03-May-18 | 13-Mar-18 | Management | 1.6 | Elect Director Murray J. McCabe | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | Annual | 03-May-18 | 13-Mar-18 | Management | 1.7 | Elect Director Douglas M. Pasquale | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | Annual | 03-May-18 | 13-Mar-18 | Management | 1.8 | Elect Director Keith P. Russell | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | Annual | 03-May-18 | 13-Mar-18 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | Annual | 03-May-18 | 13-Mar-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 1a | Elect Director Kenneth J. Bacon | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 1b | Elect Director Thomas J. DeRosa | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 1c | Elect Director Jeffrey H. Donahue | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 1d | Elect Director Geoffrey G. Meyers | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 1e | Elect Director Timothy J. Naughton | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 1f | Elect Director Sharon M. Oster | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 1g | Elect Director Judith C. Pelham | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 1h | Elect Director Sergio D. Rivera | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 1i | Elect Director R. Scott Trumbull | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 1j | Elect Director Gary Whitelaw | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Welltower Inc. | WELL | USA | 95040Q104 | Annual | 03-May-18 | 06-Mar-18 | Management | 4 | Approve Qualified Employee Stock Purchase Plan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 1 | Approve Consolidated and Standalone Financial Statements | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 2.1 | Approve Allocation of Income and Dividends | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 2.2 | Approve Dividends Charged to Reserves | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 3 | Approve Discharge of Board | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 4 | Renew Appointment of Deloitte as Auditor | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 5.1 | Fix Number of Directors at 12 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 5.2 | Reelect Ismael Clemente Orrego as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 5.3 | Reelect Miguel Ollero Barrera as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 5.4 | Reelect Fernando Javier Ortiz Vaamonde as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 5.5 | Reelect Ana Maria Garcia Fau as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 5.6 | Reelect Maria Luisa Jorda Castro as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 5.7 | Reelect George Donald Johnston as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 5.8 | Reelect John Gomez-Hall as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 5.9 | Elect Emilio Novela Berlin as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 6 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 7 | Authorize Share Repurchase Program | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 8 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 1 Billion | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 9 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 5 Billion and Issuance of Notes up to EUR 500 Million | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 10.1 | Amend Articles Re: Board Functions and Appointments and Remuneration Committee | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 10.2 | Amend Article 44 Re: Audit and Control Committee | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 10.3 | Amend Article 37 Re: Term Limit of Independent Directors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 11 | Authorize Company to Call EGM with 15 Days' Notice | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 12 | Advisory Vote on Remuneration Report | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Merlin Properties SOCIMI, SA | MRL | Spain | E7390Z100 | Annual | 06-May-18 | 30-Apr-18 | Management | 13 | Authorize Board to Ratify and Execute Approved Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Brixmor Property Group Inc. | BRX | USA | 11120U105 | Annual | 08-May-18 | 05-Mar-18 | Management | 1.1 | Elect Director James M. Taylor, Jr. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Brixmor Property Group Inc. | BRX | USA | 11120U105 | Annual | 08-May-18 | 05-Mar-18 | Management | 1.2 | Elect Director John G. Schreiber | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Brixmor Property Group Inc. | BRX | USA | 11120U105 | Annual | 08-May-18 | 05-Mar-18 | Management | 1.3 | Elect Director Michael Berman | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Brixmor Property Group Inc. | BRX | USA | 11120U105 | Annual | 08-May-18 | 05-Mar-18 | Management | 1.4 | Elect Director Sheryl M. Crosland | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Brixmor Property Group Inc. | BRX | USA | 11120U105 | Annual | 08-May-18 | 05-Mar-18 | Management | 1.5 | Elect Director Thomas W. Dickson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Brixmor Property Group Inc. | BRX | USA | 11120U105 | Annual | 08-May-18 | 05-Mar-18 | Management | 1.6 | Elect Director Daniel B. Hurwitz | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Brixmor Property Group Inc. | BRX | USA | 11120U105 | Annual | 08-May-18 | 05-Mar-18 | Management | 1.7 | Elect Director William D. Rahm | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Brixmor Property Group Inc. | BRX | USA | 11120U105 | Annual | 08-May-18 | 05-Mar-18 | Management | 1.8 | Elect Director Gabrielle Sulzberger | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Brixmor Property Group Inc. | BRX | USA | 11120U105 | Annual | 08-May-18 | 05-Mar-18 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Brixmor Property Group Inc. | BRX | USA | 11120U105 | Annual | 08-May-18 | 05-Mar-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 1.1 | Elect Director Terrance R. Ahern | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 1.2 | Elect Director Jane E. DeFlorio | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 1.3 | Elect Director Thomas Finne | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 1.4 | Elect Director David R. Lukes | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 1.5 | Elect Director Victor B. MacFarlane | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 1.6 | Elect Director Alexander Otto | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 1.7 | Elect Director Scott D. Roulston | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 1.8 | Elect Director Barry A. Sholem | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 2 | Eliminate Cumulative Voting | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 3 | Provide Proxy Access Right | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 4 | Approve Reverse Stock Split | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | DDR Corp. | DDR | USA | 23317H102 | Annual | 08-May-18 | 14-Mar-18 | Management | 6 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Logistics and Industrial Trust | BUOU | Singapore | Y26465107 | Special | 08-May-18 | Management | 1 | Approve Acquisition of Interests in 21 Industrial Properties in Germany and the Netherlands | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Logistics and Industrial Trust | BUOU | Singapore | Y26465107 | Special | 08-May-18 | Management | 2 | Approve Proposed Equity Fund Raising | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Logistics and Industrial Trust | BUOU | Singapore | Y26465107 | Special | 08-May-18 | Management | 3 | Approve Proposed FPL Placement | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Frasers Logistics and Industrial Trust | BUOU | Singapore | Y26465107 | Special | 08-May-18 | Management | 4 | Approve Proposed TCCGI Placement | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 1a | Elect Director Glyn F. Aeppel | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 1b | Elect Director Larry C. Glasscock | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 1c | Elect Director Karen N. Horn | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 1d | Elect Director Allan Hubbard | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 1e | Elect Director Reuben S. Leibowitz | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 1f | Elect Director Gary M. Rodkin | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 1g | Elect Director Stefan M. Selig | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 1h | Elect Director Daniel C. Smith | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 1i | Elect Director J. Albert Smith, Jr. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 1j | Elect Director Marta R. Stewart | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Simon Property Group, Inc. | SPG | USA | 828806109 | Annual | 08-May-18 | 15-Mar-18 | Share Holder | 4 | Eliminate or Restrict Severance Agreements (Change-in-Control) | Against | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | WPT Industrial Real Estate Investment Trust | WIR.U | Canada | 92937G109 | Annual | 10-May-18 | 05-Apr-18 | Management | 1.1 | Elect Trustee Scott T. Frederiksen | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | WPT Industrial Real Estate Investment Trust | WIR.U | Canada | 92937G109 | Annual | 10-May-18 | 05-Apr-18 | Management | 1.2 | Elect Trustee Milo D. Arkema | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | WPT Industrial Real Estate Investment Trust | WIR.U | Canada | 92937G109 | Annual | 10-May-18 | 05-Apr-18 | Management | 1.3 | Elect Trustee Sarah B. Kavanagh | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | WPT Industrial Real Estate Investment Trust | WIR.U | Canada | 92937G109 | Annual | 10-May-18 | 05-Apr-18 | Management | 1.4 | Elect Trustee Louie DiNunzio | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | WPT Industrial Real Estate Investment Trust | WIR.U | Canada | 92937G109 | Annual | 10-May-18 | 05-Apr-18 | Management | 1.5 | Elect Trustee Stuart H.B. Smith | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | WPT Industrial Real Estate Investment Trust | WIR.U | Canada | 92937G109 | Annual | 10-May-18 | 05-Apr-18 | Management | 1.6 | Elect Trustee Pamela J. Spackman | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | WPT Industrial Real Estate Investment Trust | WIR.U | Canada | 92937G109 | Annual | 10-May-18 | 05-Apr-18 | Management | 1.7 | Elect Trustee Robert T. Wolf | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | WPT Industrial Real Estate Investment Trust | WIR.U | Canada | 92937G109 | Annual | 10-May-18 | 05-Apr-18 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CYS Investments, Inc. | CYS | USA | 12673A108 | Annual | 11-May-18 | 15-Mar-18 | Management | 1.1 | Elect Director Kevin E. Grant | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CYS Investments, Inc. | CYS | USA | 12673A108 | Annual | 11-May-18 | 15-Mar-18 | Management | 1.2 | Elect Director Tanya S. Beder | For | Withhold |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CYS Investments, Inc. | CYS | USA | 12673A108 | Annual | 11-May-18 | 15-Mar-18 | Management | 1.3 | Elect Director Karen Hammond | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CYS Investments, Inc. | CYS | USA | 12673A108 | Annual | 11-May-18 | 15-Mar-18 | Management | 1.4 | Elect Director Raymond A. Redlingshafer, Jr. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CYS Investments, Inc. | CYS | USA | 12673A108 | Annual | 11-May-18 | 15-Mar-18 | Management | 1.5 | Elect Director Dale A. Reiss | For | Withhold |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CYS Investments, Inc. | CYS | USA | 12673A108 | Annual | 11-May-18 | 15-Mar-18 | Management | 1.6 | Elect Director James A. Stern | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CYS Investments, Inc. | CYS | USA | 12673A108 | Annual | 11-May-18 | 15-Mar-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CYS Investments, Inc. | CYS | USA | 12673A108 | Annual | 11-May-18 | 15-Mar-18 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CYS Investments, Inc. | CYS | USA | 12673A108 | Annual | 11-May-18 | 15-Mar-18 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TF Administradora S. de R.L. de C.V. (TERRAFINA) | TERRA 13 | Mexico | P2R51T187 | Special | 14-May-18 | 04-May-18 | Management | 1 | Approve Remuneration of Members of Trust Technical Committee | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TF Administradora S. de R.L. de C.V. (TERRAFINA) | TERRA 13 | Mexico | P2R51T187 | Special | 14-May-18 | 04-May-18 | Management | 2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TF Administradora S. de R.L. de C.V. (TERRAFINA) | TERRA 13 | Mexico | P2R51T187 | Special | 14-May-18 | 04-May-18 | Management | 1 | Approve Remuneration of Members of Trust Technical Committee | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TF Administradora S. de R.L. de C.V. (TERRAFINA) | TERRA 13 | Mexico | P2R51T187 | Special | 14-May-18 | 04-May-18 | Management | 2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 3 | Approve Allocation of Income and Dividends of EUR 12.50 per Share | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 4 | Approve Auditors' Special Report on Related-Party Transactions | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 5 | Elect Alta Patrimoine as Supervisory Board Member | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 7 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 10 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 11 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 14 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 20 Million | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 15 | Authorize Capital Increase of Up to EUR 95 Million for Future Exchange Offers | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 16 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 8-10, 12-15 and 18 at EUR 95 Million | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 17 | Authorize Capitalization of Reserves of Up to EUR 95 Million for Bonus Issue or Increase in Par Value | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 19 | Authorize up to 2.18 Percent of Issued Capital for Use in Restricted Stock Plans | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 20 | Authorize up to 2.18 Percent of Issued Capital for Use in Stock Option Plans (Repurchased Shares) | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 21 | Authorize up to 2.18 Percent of Issued Capital for Use in Stock Option Plans (New Shares) | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 22 | Approve Issuance of Warrants (BSA, BSAANE, BSAAR) Without Preemptive Rights Reserved for Corporate Officers, Executives and Key Employees | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 23 | Amend Article 2 of Bylaws Re: Corporate Purpose | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 24 | Amend Article 15 of Bylaws Re: Employee Representatives | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 25 | Amend Numbering Articles of Bylaws | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 26 | Amend Article 29 of Bylaws Re: Dividends | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 27 | Amend Articles 23, 24, 27 and 29 of Bylaws | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 28 | Amend Articles 25, 26 and 27 of Bylaws to Comply with Legal Changes | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 29 | Pursuant to Items 23-28 Above, Adopt New Bylaws | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Altarea | ALTA | France | F0261X121 | Annual/Special | 15-May-18 | 10-May-18 | Management | 30 | Authorize Filing of Required Documents/Other Formalities | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Essex Property Trust, Inc. | ESS | USA | 297178105 | Annual | 15-May-18 | 28-Feb-18 | Management | 1.1 | Elect Director Keith R. Guericke | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Essex Property Trust, Inc. | ESS | USA | 297178105 | Annual | 15-May-18 | 28-Feb-18 | Management | 1.2 | Elect Director Amal M. Johnson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Essex Property Trust, Inc. | ESS | USA | 297178105 | Annual | 15-May-18 | 28-Feb-18 | Management | 1.3 | Elect Director Irving F. Lyons, III | For | Withhold |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Essex Property Trust, Inc. | ESS | USA | 297178105 | Annual | 15-May-18 | 28-Feb-18 | Management | 1.4 | Elect Director George M. Marcus | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Essex Property Trust, Inc. | ESS | USA | 297178105 | Annual | 15-May-18 | 28-Feb-18 | Management | 1.5 | Elect Director Thomas E. Robinson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Essex Property Trust, Inc. | ESS | USA | 297178105 | Annual | 15-May-18 | 28-Feb-18 | Management | 1.6 | Elect Director Michael J. Schall | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Essex Property Trust, Inc. | ESS | USA | 297178105 | Annual | 15-May-18 | 28-Feb-18 | Management | 1.7 | Elect Director Byron A. Scordelis | For | Withhold |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Essex Property Trust, Inc. | ESS | USA | 297178105 | Annual | 15-May-18 | 28-Feb-18 | Management | 1.8 | Elect Director Janice L. Sears | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Essex Property Trust, Inc. | ESS | USA | 297178105 | Annual | 15-May-18 | 28-Feb-18 | Management | 2 | Ratify KPMG LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Essex Property Trust, Inc. | ESS | USA | 297178105 | Annual | 15-May-18 | 28-Feb-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Essex Property Trust, Inc. | ESS | USA | 297178105 | Annual | 15-May-18 | 28-Feb-18 | Management | 4 | Approve Omnibus Stock Plan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ESH Hospitality, Inc. | USA | 30224P211 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.1 | Elect Director Jonathan S. Halkyard | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ESH Hospitality, Inc. | USA | 30224P211 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.2 | Elect Director Douglas G. Geoga | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ESH Hospitality, Inc. | USA | 30224P211 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.3 | Elect Director Kapila K. Anand | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ESH Hospitality, Inc. | USA | 30224P211 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.4 | Elect Director Neil T. Brown | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ESH Hospitality, Inc. | USA | 30224P211 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.5 | Elect Director Steven E. Kent | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ESH Hospitality, Inc. | USA | 30224P211 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.6 | Elect Director Lisa Palmer | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ESH Hospitality, Inc. | USA | 30224P211 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.7 | Elect Director Bruce N. Haase | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ESH Hospitality, Inc. | USA | 30224P211 | Annual | 16-May-18 | 05-Apr-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ESH Hospitality, Inc. | USA | 30224P211 | Annual | 16-May-18 | 05-Apr-18 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Extended Stay America, Inc. | STAY | USA | 30224P200 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.1 | Elect Director Jonathan S. Halkyard | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Extended Stay America, Inc. | STAY | USA | 30224P200 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.2 | Elect Director Douglas G. Geoga | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Extended Stay America, Inc. | STAY | USA | 30224P200 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.3 | Elect Director Kapila K. Anand | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Extended Stay America, Inc. | STAY | USA | 30224P200 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.4 | Elect Director Thomas F. O'Toole | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Extended Stay America, Inc. | STAY | USA | 30224P200 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.5 | Elect Director Richard F. Wallman | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Extended Stay America, Inc. | STAY | USA | 30224P200 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.6 | Elect Director Jodie W. McLean | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Extended Stay America, Inc. | STAY | USA | 30224P200 | Annual | 16-May-18 | 05-Apr-18 | Management | 1.7 | Elect Director Ellen Keszler | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Extended Stay America, Inc. | STAY | USA | 30224P200 | Annual | 16-May-18 | 05-Apr-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Extended Stay America, Inc. | STAY | USA | 30224P200 | Annual | 16-May-18 | 05-Apr-18 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1a | Elect Director P. Robert Bartolo | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1b | Elect Director Jay A. Brown | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1c | Elect Director Cindy Christy | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1d | Elect Director Ari Q. Fitzgerald | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1e | Elect Director Robert E. Garrison, II | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1f | Elect Director Andrea J. Goldsmith | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1g | Elect Director Lee W. Hogan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1h | Elect Director Edward C. Hutcheson, Jr. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1i | Elect Director J. Landis Martin | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1j | Elect Director Robert F. McKenzie | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1k | Elect Director Anthony J. Melone | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 1l | Elect Director W. Benjamin Moreland | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Crown Castle International Corp. | CCI | USA | 22822V101 | Annual | 17-May-18 | 23-Mar-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | INDEPENDENCE REALTY TRUST, INC. | IRT | USA | 45378A106 | Annual | 17-May-18 | 30-Mar-18 | Management | 1.1 | Elect Director Scott F. Schaeffer | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | INDEPENDENCE REALTY TRUST, INC. | IRT | USA | 45378A106 | Annual | 17-May-18 | 30-Mar-18 | Management | 1.2 | Elect Director William C. Dunkelberg | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | INDEPENDENCE REALTY TRUST, INC. | IRT | USA | 45378A106 | Annual | 17-May-18 | 30-Mar-18 | Management | 1.3 | Elect Director Richard D. Gebert | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | INDEPENDENCE REALTY TRUST, INC. | IRT | USA | 45378A106 | Annual | 17-May-18 | 30-Mar-18 | Management | 1.4 | Elect Director Melinda H. McClure | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | INDEPENDENCE REALTY TRUST, INC. | IRT | USA | 45378A106 | Annual | 17-May-18 | 30-Mar-18 | Management | 1.5 | Elect Director Mack D. Pridgen, III | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | INDEPENDENCE REALTY TRUST, INC. | IRT | USA | 45378A106 | Annual | 17-May-18 | 30-Mar-18 | Management | 1.6 | Elect Director Richard H. Ross | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | INDEPENDENCE REALTY TRUST, INC. | IRT | USA | 45378A106 | Annual | 17-May-18 | 30-Mar-18 | Management | 1.7 | Elect Director DeForest B. Soaries, Jr. | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | INDEPENDENCE REALTY TRUST, INC. | IRT | USA | 45378A106 | Annual | 17-May-18 | 30-Mar-18 | Management | 2 | Ratify KPMG LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | |||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 2 | Approve Allocation of Income and Dividends of EUR 3.04 per Share | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 3 | Approve Discharge of Management Board for Fiscal 2017 | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 6.1 | Elect Natalie Hayday to the Supervisory Board | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 6.2 | Elect Stefan Juette to the Supervisory Board | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 6.3 | Elect Johannes Ludewig to the Supervisory Board | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 6.4 | Elect Jochen Scharpe to the Supervisory Board | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 6.5 | Elect Michael Zimmer to the Supervisory Board | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 7 | Approve Remuneration of Supervisory Board | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 31.6 Million Pool of Capital to Guarantee Conversion Rights | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 9 | Approve Creation of EUR 31.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 10 | Approve Remuneration System for Management Board Members | For | Against | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | LEG Immobilien AG | LEG | Germany | D4960A103 | Annual | 17-May-18 | Management | 11 | Approve Affiliation Agreement with LEG Holding GmbH | For | For | |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 1.1 | Elect Director Thomas C. DeLoach, Jr. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 1.2 | Elect Director Katherine Elizabeth Dietze | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 1.3 | Elect Director Antonio F. Fernandez | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 1.4 | Elect Director Daniel P. Garton | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 1.5 | Elect Director Robert G. Gifford | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 1.6 | Elect Director William P. Hankowsky | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 1.7 | Elect Director David L. Lingerfelt | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 1.8 | Elect Director Marguerite M. Nader | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 1.9 | Elect Director Fredric J. Tomczyk | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 3 | Amend Declaration of Trust to Permit Shareholders to Amend the Bylaws | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Liberty Property Trust | LPT | USA | 531172104 | Annual | 17-May-18 | 20-Feb-18 | Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sun Communities, Inc. | SUI | USA | 866674104 | Annual | 17-May-18 | 12-Mar-18 | Management | 1A | Elect Director Gary A. Shiffman | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sun Communities, Inc. | SUI | USA | 866674104 | Annual | 17-May-18 | 12-Mar-18 | Management | 1B | Elect Director Meghan G. Baivier | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sun Communities, Inc. | SUI | USA | 866674104 | Annual | 17-May-18 | 12-Mar-18 | Management | 1C | Elect Director Stephanie W. Bergeron | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sun Communities, Inc. | SUI | USA | 866674104 | Annual | 17-May-18 | 12-Mar-18 | Management | 1D | Elect Director Brian M. Hermelin | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sun Communities, Inc. | SUI | USA | 866674104 | Annual | 17-May-18 | 12-Mar-18 | Management | 1E | Elect Director Ronald A. Klein | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sun Communities, Inc. | SUI | USA | 866674104 | Annual | 17-May-18 | 12-Mar-18 | Management | 1F | Elect Director Clunet R. Lewis | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sun Communities, Inc. | SUI | USA | 866674104 | Annual | 17-May-18 | 12-Mar-18 | Management | 1G | Elect Director Arthur A. Weiss | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sun Communities, Inc. | SUI | USA | 866674104 | Annual | 17-May-18 | 12-Mar-18 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sun Communities, Inc. | SUI | USA | 866674104 | Annual | 17-May-18 | 12-Mar-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sun Communities, Inc. | SUI | USA | 866674104 | Annual | 17-May-18 | 12-Mar-18 | Management | 4 | Amend Non-Employee Director Omnibus Stock Plan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tanger Factory Outlet Centers, Inc. | SKT | USA | 875465106 | Annual | 18-May-18 | 21-Mar-18 | Management | 1.1 | Elect Director William G. Benton | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tanger Factory Outlet Centers, Inc. | SKT | USA | 875465106 | Annual | 18-May-18 | 21-Mar-18 | Management | 1.2 | Elect Director Jeffrey B. Citrin | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tanger Factory Outlet Centers, Inc. | SKT | USA | 875465106 | Annual | 18-May-18 | 21-Mar-18 | Management | 1.3 | Elect Director David B. Henry | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tanger Factory Outlet Centers, Inc. | SKT | USA | 875465106 | Annual | 18-May-18 | 21-Mar-18 | Management | 1.4 | Elect Director Thomas J. Reddin | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tanger Factory Outlet Centers, Inc. | SKT | USA | 875465106 | Annual | 18-May-18 | 21-Mar-18 | Management | 1.5 | Elect Director Thomas E. Robinson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tanger Factory Outlet Centers, Inc. | SKT | USA | 875465106 | Annual | 18-May-18 | 21-Mar-18 | Management | 1.6 | Elect Director Bridget M. Ryan-Berman | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tanger Factory Outlet Centers, Inc. | SKT | USA | 875465106 | Annual | 18-May-18 | 21-Mar-18 | Management | 1.7 | Elect Director Allan L. Schuman | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tanger Factory Outlet Centers, Inc. | SKT | USA | 875465106 | Annual | 18-May-18 | 21-Mar-18 | Management | 1.8 | Elect Director Steven B. Tanger | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tanger Factory Outlet Centers, Inc. | SKT | USA | 875465106 | Annual | 18-May-18 | 21-Mar-18 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Tanger Factory Outlet Centers, Inc. | SKT | USA | 875465106 | Annual | 18-May-18 | 21-Mar-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Alexandria Real Estate Equities, Inc. | ARE | USA | 015271109 | Annual | 22-May-18 | 29-Mar-18 | Management | 1.1 | Elect Director Joel S. Marcus | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Alexandria Real Estate Equities, Inc. | ARE | USA | 015271109 | Annual | 22-May-18 | 29-Mar-18 | Management | 1.2 | Elect Director Steven R. Hash | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Alexandria Real Estate Equities, Inc. | ARE | USA | 015271109 | Annual | 22-May-18 | 29-Mar-18 | Management | 1.3 | Elect Director John L. Atkins, III | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Alexandria Real Estate Equities, Inc. | ARE | USA | 015271109 | Annual | 22-May-18 | 29-Mar-18 | Management | 1.4 | Elect Director James P. Cain | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Alexandria Real Estate Equities, Inc. | ARE | USA | 015271109 | Annual | 22-May-18 | 29-Mar-18 | Management | 1.5 | Elect Director Maria C. Freire | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Alexandria Real Estate Equities, Inc. | ARE | USA | 015271109 | Annual | 22-May-18 | 29-Mar-18 | Management | 1.6 | Elect Director Richard H. Klein | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Alexandria Real Estate Equities, Inc. | ARE | USA | 015271109 | Annual | 22-May-18 | 29-Mar-18 | Management | 1.7 | Elect Director James H. Richardson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Alexandria Real Estate Equities, Inc. | ARE | USA | 015271109 | Annual | 22-May-18 | 29-Mar-18 | Management | 1.8 | Elect Director Michael A. Woronoff | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Alexandria Real Estate Equities, Inc. | ARE | USA | 015271109 | Annual | 22-May-18 | 29-Mar-18 | Management | 2 | Amend Omnibus Stock Plan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Alexandria Real Estate Equities, Inc. | ARE | USA | 015271109 | Annual | 22-May-18 | 29-Mar-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Alexandria Real Estate Equities, Inc. | ARE | USA | 015271109 | Annual | 22-May-18 | 29-Mar-18 | Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kilroy Realty Corporation | KRC | USA | 49427F108 | Annual | 23-May-18 | 15-Mar-18 | Management | 1a | Elect Director John B. Kilroy, Jr. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kilroy Realty Corporation | KRC | USA | 49427F108 | Annual | 23-May-18 | 15-Mar-18 | Management | 1b | Elect Director Edward Brennan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kilroy Realty Corporation | KRC | USA | 49427F108 | Annual | 23-May-18 | 15-Mar-18 | Management | 1c | Elect Director Jolie Hunt | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kilroy Realty Corporation | KRC | USA | 49427F108 | Annual | 23-May-18 | 15-Mar-18 | Management | 1d | Elect Director Scott Ingraham | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kilroy Realty Corporation | KRC | USA | 49427F108 | Annual | 23-May-18 | 15-Mar-18 | Management | 1e | Elect Director Gary Stevenson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kilroy Realty Corporation | KRC | USA | 49427F108 | Annual | 23-May-18 | 15-Mar-18 | Management | 1f | Elect Director Peter Stoneberg | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kilroy Realty Corporation | KRC | USA | 49427F108 | Annual | 23-May-18 | 15-Mar-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kilroy Realty Corporation | KRC | USA | 49427F108 | Annual | 23-May-18 | 15-Mar-18 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 1.1 | Elect Director Bryce Blair | For | Withhold |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 1.2 | Elect Director Frederick C. Tuomi | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 1.3 | Elect Director Richard D. Bronson | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 1.4 | Elect Director Kenneth A. Caplan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 1.5 | Elect Director Michael D. Fascitelli | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 1.6 | Elect Director Robert G. Harper | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 1.7 | Elect Director Jeffrey E. Kelter | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 1.8 | Elect Director John B. Rhea | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 1.9 | Elect Director Janice L. Sears | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 1.10 | Elect Director William J. Stein | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 1.11 | Elect Director Barry S. Sternlicht | For | Withhold |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Invitation Homes Inc. | INVH | USA | 46187W107 | Annual | 24-May-18 | 03-Apr-18 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Annual | 25-May-18 | 03-May-18 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Annual | 25-May-18 | 03-May-18 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.82 per Share | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Annual | 25-May-18 | 03-May-18 | Management | 3 | Approve Discharge of Management Board for Fiscal 2017 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Annual | 25-May-18 | 03-May-18 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Annual | 25-May-18 | 03-May-18 | Management | 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2018 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Annual | 25-May-18 | 03-May-18 | Management | 6.1 | Elect Stefan Kowski to the Supervisory Board | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Annual | 25-May-18 | 03-May-18 | Management | 6.2 | Elect Sascha Hettrich to the Supervisory Board | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Annual | 25-May-18 | 03-May-18 | Management | 7 | Approve Affiliation Agreement with TLG EH1 GmbH | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Annual | 25-May-18 | 03-May-18 | Management | 8 | Approve Affiliation Agreement with TLG EH2 GmbH | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | TLG Immobilien AG | TLG | Germany | D8T622108 | Annual | 25-May-18 | 03-May-18 | Management | 9 | Approve Affiliation Agreement with TLG FAB GmbH | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 2a | Elect Tom Kavanagh as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 2bi | Re-elect Phillip Burns as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 2bii | Re-elect David Ehrlich as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 2biii | Re-elect Joan Garahy as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 2biv | Re-elect Declan Moylan as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 2bv | Re-elect Aidan O'Hogan as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 2bvi | Re-elect Margaret Sweeney as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 3 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 4 | Authorise Board to Fix Remuneration of Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 5 | Ratify KPMG as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 6 | Authorise Issue of Equity with Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 7a | Authorise Issue of Equity without Pre-emptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 7b | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 8 | Authorise Market Purchase of Ordinary Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Irish Residential Properties REIT plc | IRES | Ireland | G49456109 | Annual | 29-May-18 | 27-May-18 | Management | 9 | Authorise Reissuance of Treasury Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Japan Rental Housing Investments Inc. | 8986 | Japan | J2753A102 | Special | 29-May-18 | 31-Mar-18 | Management | 1 | Amend Articles to Amend Provisions on Distributable Profits - Amend Asset Management Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Japan Rental Housing Investments Inc. | 8986 | Japan | J2753A102 | Special | 29-May-18 | 31-Mar-18 | Management | 2 | Elect Executive Director Shoda, Ikuo | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Japan Rental Housing Investments Inc. | 8986 | Japan | J2753A102 | Special | 29-May-18 | 31-Mar-18 | Management | 3 | Elect Alternate Executive Director Yamane, Masaki | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Japan Rental Housing Investments Inc. | 8986 | Japan | J2753A102 | Special | 29-May-18 | 31-Mar-18 | Management | 4.1 | Elect Supervisory Director Yabuta, Kohei | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Japan Rental Housing Investments Inc. | 8986 | Japan | J2753A102 | Special | 29-May-18 | 31-Mar-18 | Management | 4.2 | Elect Supervisory Director Nagamine, Jun | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SOHO China Ltd. | 410 | Cayman Islands | G82600100 | Annual | 29-May-18 | 23-May-18 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SOHO China Ltd. | 410 | Cayman Islands | G82600100 | Annual | 29-May-18 | 23-May-18 | Management | 2 | Elect Pan Shiyi as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SOHO China Ltd. | 410 | Cayman Islands | G82600100 | Annual | 29-May-18 | 23-May-18 | Management | 3 | Elect Xiong Ming Hua as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SOHO China Ltd. | 410 | Cayman Islands | G82600100 | Annual | 29-May-18 | 23-May-18 | Management | 4 | Authorize Board to Fix Remuneration of Directors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SOHO China Ltd. | 410 | Cayman Islands | G82600100 | Annual | 29-May-18 | 23-May-18 | Management | 5 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SOHO China Ltd. | 410 | Cayman Islands | G82600100 | Annual | 29-May-18 | 23-May-18 | Management | 6A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SOHO China Ltd. | 410 | Cayman Islands | G82600100 | Annual | 29-May-18 | 23-May-18 | Management | 6B | Authorize Repurchase of Issued Share Capital | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | SOHO China Ltd. | 410 | Cayman Islands | G82600100 | Annual | 29-May-18 | 23-May-18 | Management | 6C | Authorize Reissuance of Repurchased Shares | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CubeSmart | CUBE | USA | 229663109 | Annual | 30-May-18 | 15-Mar-18 | Management | 1.1 | Elect Director Piero Bussani | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CubeSmart | CUBE | USA | 229663109 | Annual | 30-May-18 | 15-Mar-18 | Management | 1.2 | Elect Director Dorothy Dowling | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CubeSmart | CUBE | USA | 229663109 | Annual | 30-May-18 | 15-Mar-18 | Management | 1.3 | Elect Director John W. Fain | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CubeSmart | CUBE | USA | 229663109 | Annual | 30-May-18 | 15-Mar-18 | Management | 1.4 | Elect Director Marianne M. Keler | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CubeSmart | CUBE | USA | 229663109 | Annual | 30-May-18 | 15-Mar-18 | Management | 1.5 | Elect Director Christopher P. Marr | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CubeSmart | CUBE | USA | 229663109 | Annual | 30-May-18 | 15-Mar-18 | Management | 1.6 | Elect Director John F. Remondi | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CubeSmart | CUBE | USA | 229663109 | Annual | 30-May-18 | 15-Mar-18 | Management | 1.7 | Elect Director Jeffrey F. Rogatz | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CubeSmart | CUBE | USA | 229663109 | Annual | 30-May-18 | 15-Mar-18 | Management | 1.8 | Elect Director Deborah Ratner Salzberg | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CubeSmart | CUBE | USA | 229663109 | Annual | 30-May-18 | 15-Mar-18 | Management | 2 | Ratify KPMG LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | CubeSmart | CUBE | USA | 229663109 | Annual | 30-May-18 | 15-Mar-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 1.1 | Elect Director Joseph M. Donovan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 1.2 | Elect Director Mary Fedewa | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 1.3 | Elect Director Morton H. Fleischer | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 1.4 | Elect Director William F. Hipp | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 1.5 | Elect Director Catherine D. Rice | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 1.6 | Elect Director Einar A. Seadler | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 1.7 | Elect Director Mark N. Sklar | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 1.8 | Elect Director Quentin P. Smith, Jr. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 1.9 | Elect Director Christopher H. Volk | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 2 | Amend Charter | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | STORE Capital Corporation | STOR | USA | 862121100 | Annual | 31-May-18 | 02-Apr-18 | Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Management | 1.1 | Elect Director Mayree C. Clark | For | Do Not Vote |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Management | 1.2 | Elect Director Michael J. Embler | For | Do Not Vote |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Management | 1.3 | Elect Director William S. Taubman | For | Do Not Vote |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Management | 2 | Ratify KPMG LLP as Auditors | For | Do Not Vote |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Do Not Vote |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Management | 4 | Approve Omnibus Stock Plan | For | Do Not Vote |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Share Holder | 5 | Approve Recapitalization Plan to Eliminate Series B Non-Participating Convertible Preferred Stock | Against | Do Not Vote |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Share Holder | 1.1 | Elect Director Jonathan Litt | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Share Holder | 1.2 | Elect Director Mayree C. Clark | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Share Holder | 1.3 | Elect Director Michael J. Embler | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Management | 2 | Ratify KPMG LLP as Auditors | None | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | None | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Management | 4 | Approve Omnibus Stock Plan | None | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Taubman Centers, Inc. | TCO | USA | 876664103 | Proxy Contest | 31-May-18 | 02-Apr-18 | Share Holder | 5 | Approve Recapitalization Plan to Eliminate Series B Non-Participating Convertible Preferred Stock | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | EPR Properties | EPR | USA | 26884U109 | Annual | 01-Jun-18 | 09-Mar-18 | Management | 1.1 | Elect Director Thomas M. Bloch | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | EPR Properties | EPR | USA | 26884U109 | Annual | 01-Jun-18 | 09-Mar-18 | Management | 1.2 | Elect Director Jack A. Newman, Jr. | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | EPR Properties | EPR | USA | 26884U109 | Annual | 01-Jun-18 | 09-Mar-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | EPR Properties | EPR | USA | 26884U109 | Annual | 01-Jun-18 | 09-Mar-18 | Management | 3 | Declassify the Board of Directors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | EPR Properties | EPR | USA | 26884U109 | Annual | 01-Jun-18 | 09-Mar-18 | Management | 4 | Ratify KPMG LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Equinix, Inc. | EQIX | USA | 29444U700 | Annual | 07-Jun-18 | 13-Apr-18 | Management | 1.1 | Elect Director Thomas Bartlett | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Equinix, Inc. | EQIX | USA | 29444U700 | Annual | 07-Jun-18 | 13-Apr-18 | Management | 1.2 | Elect Director Nanci Caldwell | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Equinix, Inc. | EQIX | USA | 29444U700 | Annual | 07-Jun-18 | 13-Apr-18 | Management | 1.3 | Elect Director Gary Hromadko | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Equinix, Inc. | EQIX | USA | 29444U700 | Annual | 07-Jun-18 | 13-Apr-18 | Management | 1.4 | Elect Director Scott Kriens | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Equinix, Inc. | EQIX | USA | 29444U700 | Annual | 07-Jun-18 | 13-Apr-18 | Management | 1.5 | Elect Director William Luby | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Equinix, Inc. | EQIX | USA | 29444U700 | Annual | 07-Jun-18 | 13-Apr-18 | Management | 1.6 | Elect Director Irving Lyons, III | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Equinix, Inc. | EQIX | USA | 29444U700 | Annual | 07-Jun-18 | 13-Apr-18 | Management | 1.7 | Elect Director Christopher Paisley | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Equinix, Inc. | EQIX | USA | 29444U700 | Annual | 07-Jun-18 | 13-Apr-18 | Management | 1.8 | Elect Director Peter Van Camp | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Equinix, Inc. | EQIX | USA | 29444U700 | Annual | 07-Jun-18 | 13-Apr-18 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Equinix, Inc. | EQIX | USA | 29444U700 | Annual | 07-Jun-18 | 13-Apr-18 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Equinix, Inc. | EQIX | USA | 29444U700 | Annual | 07-Jun-18 | 13-Apr-18 | Share Holder | 4 | Amend Proxy Access Right | Against | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Gramercy Property Trust | GPT | USA | 385002308 | Annual | 12-Jun-18 | 16-Apr-18 | Management | 1.1 | Elect Director Charles E. Black | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Gramercy Property Trust | GPT | USA | 385002308 | Annual | 12-Jun-18 | 16-Apr-18 | Management | 1.2 | Elect Director Gordon F. DuGan | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Gramercy Property Trust | GPT | USA | 385002308 | Annual | 12-Jun-18 | 16-Apr-18 | Management | 1.3 | Elect Director Allan J. Baum | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Gramercy Property Trust | GPT | USA | 385002308 | Annual | 12-Jun-18 | 16-Apr-18 | Management | 1.4 | Elect Director Z. Jamie Behar | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Gramercy Property Trust | GPT | USA | 385002308 | Annual | 12-Jun-18 | 16-Apr-18 | Management | 1.5 | Elect Director Thomas D. Eckert | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Gramercy Property Trust | GPT | USA | 385002308 | Annual | 12-Jun-18 | 16-Apr-18 | Management | 1.6 | Elect Director James L. Francis | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Gramercy Property Trust | GPT | USA | 385002308 | Annual | 12-Jun-18 | 16-Apr-18 | Management | 1.7 | Elect Director Gregory F. Hughes | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Gramercy Property Trust | GPT | USA | 385002308 | Annual | 12-Jun-18 | 16-Apr-18 | Management | 1.8 | Elect Director Jeffrey E. Kelter | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Gramercy Property Trust | GPT | USA | 385002308 | Annual | 12-Jun-18 | 16-Apr-18 | Management | 1.9 | Elect Director Louis P. Salvatore | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Gramercy Property Trust | GPT | USA | 385002308 | Annual | 12-Jun-18 | 16-Apr-18 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Gramercy Property Trust | GPT | USA | 385002308 | Annual | 12-Jun-18 | 16-Apr-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Deutsche Wohnen SE | DWNI | Germany | D2046U176 | Annual | 15-Jun-18 | 24-May-18 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Deutsche Wohnen SE | DWNI | Germany | D2046U176 | Annual | 15-Jun-18 | 24-May-18 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Deutsche Wohnen SE | DWNI | Germany | D2046U176 | Annual | 15-Jun-18 | 24-May-18 | Management | 3 | Approve Discharge of Management Board for Fiscal 2017 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Deutsche Wohnen SE | DWNI | Germany | D2046U176 | Annual | 15-Jun-18 | 24-May-18 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Deutsche Wohnen SE | DWNI | Germany | D2046U176 | Annual | 15-Jun-18 | 24-May-18 | Management | 5 | Ratify KPMG AG as Auditors for Fiscal 2018 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Deutsche Wohnen SE | DWNI | Germany | D2046U176 | Annual | 15-Jun-18 | 24-May-18 | Management | 6 | Elect Tina Kleingarn to the Supervisory Board | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Deutsche Wohnen SE | DWNI | Germany | D2046U176 | Annual | 15-Jun-18 | 24-May-18 | Management | 7 | Approve Creation of EUR 110 Million Pool of Capital with Partial Exclusion of Preemptive Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Deutsche Wohnen SE | DWNI | Germany | D2046U176 | Annual | 15-Jun-18 | 24-May-18 | Management | 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 35 Million Pool of Capital to Guarantee Conversion Rights | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Deutsche Wohnen SE | DWNI | Germany | D2046U176 | Annual | 15-Jun-18 | 24-May-18 | Management | 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Deutsche Wohnen SE | DWNI | Germany | D2046U176 | Annual | 15-Jun-18 | 24-May-18 | Management | 10 | Authorize Use of Financial Derivatives when Repurchasing Shares | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kenedix Retail REIT Corp. | 3453 | Japan | J3243R101 | Special | 15-Jun-18 | 31-Mar-18 | Management | 1 | Amend Articles to Change Location of Head Office - Amend Permitted Investment Types - Amend Asset Management Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kenedix Retail REIT Corp. | 3453 | Japan | J3243R101 | Special | 15-Jun-18 | 31-Mar-18 | Management | 2 | Elect Executive Director Asano, Akihiro | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kenedix Retail REIT Corp. | 3453 | Japan | J3243R101 | Special | 15-Jun-18 | 31-Mar-18 | Management | 3 | Elect Alternate Executive Director Nobata, Koichiro | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kenedix Retail REIT Corp. | 3453 | Japan | J3243R101 | Special | 15-Jun-18 | 31-Mar-18 | Management | 4.1 | Elect Supervisory Director Yasu, Yoshitoshi | For | Against |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kenedix Retail REIT Corp. | 3453 | Japan | J3243R101 | Special | 15-Jun-18 | 31-Mar-18 | Management | 4.2 | Elect Supervisory Director Yamakawa, Akiko | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Kenedix Retail REIT Corp. | 3453 | Japan | J3243R101 | Special | 15-Jun-18 | 31-Mar-18 | Management | 5 | Elect Alternate Supervisory Director Hiyama, Satoshi | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ADO Properties S.A. | ADJ | Luxembourg | L0120V103 | Annual | 19-Jun-18 | 05-Jun-18 | Management | 1 | Receive Management Board Report on Financial Statements and Statutory Reports (Non-Voting) | ||
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ADO Properties S.A. | ADJ | Luxembourg | L0120V103 | Annual | 19-Jun-18 | 05-Jun-18 | Management | 2 | Approve Financial Statements | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ADO Properties S.A. | ADJ | Luxembourg | L0120V103 | Annual | 19-Jun-18 | 05-Jun-18 | Management | 3 | Approve Consolidated Financial Statements | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ADO Properties S.A. | ADJ | Luxembourg | L0120V103 | Annual | 19-Jun-18 | 05-Jun-18 | Management | 4 | Approve Allocation of Income and Dividends | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ADO Properties S.A. | ADJ | Luxembourg | L0120V103 | Annual | 19-Jun-18 | 05-Jun-18 | Management | 5 | Elect Yuval Dagim as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ADO Properties S.A. | ADJ | Luxembourg | L0120V103 | Annual | 19-Jun-18 | 05-Jun-18 | Management | 6 | Approve Discharge of Directors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | ADO Properties S.A. | ADJ | Luxembourg | L0120V103 | Annual | 19-Jun-18 | 05-Jun-18 | Management | 7 | Renew Appointment of KPMG Luxembourg as Auditor | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sabra Health Care REIT, Inc. | SBRA | USA | 78573L106 | Annual | 21-Jun-18 | 16-Apr-18 | Management | 1a | Elect Director Craig A. Barbarosh | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sabra Health Care REIT, Inc. | SBRA | USA | 78573L106 | Annual | 21-Jun-18 | 16-Apr-18 | Management | 1b | Elect Director Robert A. Ettl | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sabra Health Care REIT, Inc. | SBRA | USA | 78573L106 | Annual | 21-Jun-18 | 16-Apr-18 | Management | 1c | Elect Director Michael J. Foster | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sabra Health Care REIT, Inc. | SBRA | USA | 78573L106 | Annual | 21-Jun-18 | 16-Apr-18 | Management | 1d | Elect Director Ronald G. Geary | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sabra Health Care REIT, Inc. | SBRA | USA | 78573L106 | Annual | 21-Jun-18 | 16-Apr-18 | Management | 1e | Elect Director Raymond J. Lewis | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sabra Health Care REIT, Inc. | SBRA | USA | 78573L106 | Annual | 21-Jun-18 | 16-Apr-18 | Management | 1f | Elect Director Jeffrey A. Malehorn | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sabra Health Care REIT, Inc. | SBRA | USA | 78573L106 | Annual | 21-Jun-18 | 16-Apr-18 | Management | 1g | Elect Director Richard K. Matros | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sabra Health Care REIT, Inc. | SBRA | USA | 78573L106 | Annual | 21-Jun-18 | 16-Apr-18 | Management | 1h | Elect Director Milton J. Walters | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sabra Health Care REIT, Inc. | SBRA | USA | 78573L106 | Annual | 21-Jun-18 | 16-Apr-18 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Sabra Health Care REIT, Inc. | SBRA | USA | 78573L106 | Annual | 21-Jun-18 | 16-Apr-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Spirit Realty Capital, Inc. | SRC | USA | 84860W102 | Annual | 27-Jun-18 | 20-Apr-18 | Management | 1.1 | Elect Director Jackson Hsieh | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Spirit Realty Capital, Inc. | SRC | USA | 84860W102 | Annual | 27-Jun-18 | 20-Apr-18 | Management | 1.2 | Elect Director Kevin M. Charlton | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Spirit Realty Capital, Inc. | SRC | USA | 84860W102 | Annual | 27-Jun-18 | 20-Apr-18 | Management | 1.3 | Elect Director Todd A. Dunn | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Spirit Realty Capital, Inc. | SRC | USA | 84860W102 | Annual | 27-Jun-18 | 20-Apr-18 | Management | 1.4 | Elect Director Richard I. Gilchrist | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Spirit Realty Capital, Inc. | SRC | USA | 84860W102 | Annual | 27-Jun-18 | 20-Apr-18 | Management | 1.5 | Elect Director Sheli Z. Rosenberg | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Spirit Realty Capital, Inc. | SRC | USA | 84860W102 | Annual | 27-Jun-18 | 20-Apr-18 | Management | 1.6 | Elect Director Thomas D. Senkbeil | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Spirit Realty Capital, Inc. | SRC | USA | 84860W102 | Annual | 27-Jun-18 | 20-Apr-18 | Management | 1.7 | Elect Director Nicholas P. Shepherd | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Spirit Realty Capital, Inc. | SRC | USA | 84860W102 | Annual | 27-Jun-18 | 20-Apr-18 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Spirit Realty Capital, Inc. | SRC | USA | 84860W102 | Annual | 27-Jun-18 | 20-Apr-18 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Mitsui Fudosan Co. Ltd. | 8801 | Japan | J4509L101 | Annual | 28-Jun-18 | 31-Mar-18 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Mitsui Fudosan Co. Ltd. | 8801 | Japan | J4509L101 | Annual | 28-Jun-18 | 31-Mar-18 | Management | 2 | Approve Annual Bonus | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | Mitsui Fudosan Co. Ltd. | 8801 | Japan | J4509L101 | Annual | 28-Jun-18 | 31-Mar-18 | Management | 3 | Approve Compensation Ceilings for Directors and Statutory Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 1 | Adopt Financial Statements and Statutory Reports | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 2 | Approve Discharge of Board of Directors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 3 | Reelect Rob Ruijter as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 4 | Elect David Lister as Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 5 | Approve Grant of Shares under Restricted Stock Plan up to EUR 40,000 per Non-Executive Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 6 | Approve Award of Performance Shares to Executive Director | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 7 | Grant Board Authority to Issue Shares Re: Employee Incentive Schemes | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 7 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 9 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital for General Purposes | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 10 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9 | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 11 | Ratify KPMG Accountants N.V. as Auditors | For | For |
| ALPS, Inc. - Principal Real Estate Income Fund | 9712 | InterXion Holding NV | INXN | Netherlands | N47279109 | Annual | 29-Jun-18 | 01-Jun-18 | Management | 12 | Other Business (Non-Voting) | ||
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Principal Real Estate Income Fund | |||
| By: | /s/ Jeremy Held | ||
| Jeremy Held | |||
| President | |||
| Date: | August 29, 2018 | ||