UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-8568
NAME OF REGISTRANT: John Hancock Bank and Thrift
Opportunity Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2009 - 06/30/2010
2X21 John Hancock Funds Bank & Thrift Opportunity Fund
--------------------------------------------------------------------------------------------------------------------------
1ST UNITED BANCORP, INC. Agenda Number: 933164496
--------------------------------------------------------------------------------------------------------------------------
Security: 33740N105
Meeting Type: Special
Meeting Date: 08-Dec-2009
Ticker: FUBC
ISIN: US33740N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK OF THE COMPANY FROM 30,000,000
SHARES TO 60,000,000 SHARES.
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1ST UNITED BANCORP, INC. Agenda Number: 933250437
--------------------------------------------------------------------------------------------------------------------------
Security: 33740N105
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: FUBC
ISIN: US33740N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAULA BERLINER Mgmt For For
JEFFERY L. CARRIER Mgmt For For
RONALD A. DAVID Mgmt For For
JAMES EVANS Mgmt For For
ARTHUR S. LORING Mgmt For For
THOMAS E. LYNCH Mgmt Withheld Against
JOHN MARINO Mgmt For For
CARLOS MORRISON Mgmt For For
WARREN S. ORLANDO Mgmt For For
RUDY E. SCHUPP Mgmt For For
JOSEPH W. VECCIA, JR. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE COMPANY'S PRINCIPAL INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL
YEAR ENDING DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
BANK MARIN BANCORP Agenda Number: 933245955
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RUSSELL A. COLOMBO Mgmt Withheld Against
THOMAS M. FOSTER Mgmt For For
ROBERT HELLER Mgmt For For
NORMA J. HOWARD Mgmt For For
STUART D. LUM Mgmt For For
JOSEPH D. MARTINO Mgmt For For
WILLIAM H. MCDEVITT, JR Mgmt For For
JOEL SKLAR, MD Mgmt For For
BRIAN M. SOBEL Mgmt For For
J. DIETRICH STROEH Mgmt For For
JAN I. YANEHIRO Mgmt For For
02 APPROVAL OF THE BANK OF MARIN BANCORP 2010 DIRECTOR Mgmt Against Against
STOCK PLAN
03 RATIFICATION OF THE BOARD OF DIRECTORS' SELECTION Mgmt For For
OF INDEPENDENT AUDITORS
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933183218
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Special
Meeting Date: 23-Feb-2010
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA CORPORATION AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 10 BILLION TO 11.3 BILLION.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL SET FORTH IN ITEM 1.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933183218
--------------------------------------------------------------------------------------------------------------------------
Security: 060505559
Meeting Type: Special
Meeting Date: 23-Feb-2010
Ticker: BMLPRQ
ISIN: US0605055591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA CORPORATION AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 10 BILLION TO 11.3 BILLION.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL SET FORTH IN ITEM 1.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933203111
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2010
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 11.3
BILLION TO 12.8 BILLION
04 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
05 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN
06 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
07 STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY Shr For Against
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
09 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
10 STOCKHOLDER PROPOSAL - SUCCESSION PLANNING Shr For Against
11 STOCKHOLDER PROPOSAL - DERIVATIVES TRADING Shr For Against
12 STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933203111
--------------------------------------------------------------------------------------------------------------------------
Security: 060505559
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: BMLPRQ
ISIN: US0605055591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2010
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 11.3
BILLION TO 12.8 BILLION
04 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
05 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN
06 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
07 STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY Shr For Against
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
09 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
10 STOCKHOLDER PROPOSAL - SUCCESSION PLANNING Shr For Against
11 STOCKHOLDER PROPOSAL - DERIVATIVES TRADING Shr For Against
12 STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 933240549
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT C. CARTER Mgmt For For
THOMAS A. COLWELL Mgmt For For
JACQUELYN S. DEARBORN Mgmt For For
PETER DODGE Mgmt For For
MARTHA T. DUDMAN Mgmt For For
LAURI E. FERNALD Mgmt For For
GREGG S. HANNAH Mgmt For For
CLYDE H. LEWIS Mgmt For For
JOSEPH M. MURPHY Mgmt For For
ROBERT M. PHILLIPS Mgmt For For
CONSTANCE C. SHEA Mgmt For For
KENNETH E. SMITH Mgmt For For
SCOTT G. TOOTHAKER Mgmt For For
DAVID B. WOODSIDE Mgmt For For
02 TO SET THE NUMBER OF DIRECTORS FOR THE ENSUING Mgmt For For
YEAR AT 14.
03 TO RATIFY THE APPOINMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENEDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933205216
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. ALLISON IV Mgmt For For
JENNIFER S. BANNER Mgmt For For
K. DAVID BOYER, JR. Mgmt For For
ANNA R. CABLIK Mgmt For For
RONALD E. DEAL Mgmt For For
BARRY J. FITZPATRICK Mgmt For For
J.L. GLOVER, JR. Mgmt Withheld Against
L. VINCENT HACKLEY, PHD Mgmt For For
JANE P. HELM Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
KELLY S. KING Mgmt For For
JAMES H. MAYNARD Mgmt For For
ALBERT O. MCCAULEY Mgmt For For
J. HOLMES MORRISON Mgmt For For
NIDO R. QUBEIN Mgmt For For
THOMAS E. SKAINS Mgmt For For
THOMAS N. THOMPSON Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE CORPORATION'S Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF THE CORPORATION'S COMMON
STOCK, PAR VALUE $5.00 PER SHARE.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS BB&T'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
04 VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS Shr For Against
WITH RESPECT BB&T'S POLITICAL CONTRIBUTIONS
& RELATED POLICIES & PROCEDURES.
05 TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr Against For
AN AMENDMENT TO THE CORPORATION'S BYLAWS TO
REQUIRE AN INDEPENDENT CHAIR OF THE BOARD OF
DIRECTORS.
06 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
A REPORT ON BB&T'S OVERDRAFT POLICIES AND PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC. Agenda Number: 933214316
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN B. DAVIES Mgmt For For
RODNEY C. DIMOCK Mgmt For For
DAVID E. PHELPS Mgmt For For
02 THE ADVISORY (NON-BINDING) VOTE ON THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAMS AND POLICIES.
03 THE RATIFICATION OF THE APPOINTMENT OF WOLF Mgmt For For
& COMPANY, P.C. AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF BERKSHIRE HILLS BANCORP,
INC. FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
--------------------------------------------------------------------------------------------------------------------------
BRIDGE CAPITAL HOLDINGS Agenda Number: 933243317
--------------------------------------------------------------------------------------------------------------------------
Security: 108030107
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: BBNK
ISIN: US1080301070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD M. BRENNER Mgmt For For
LAWRENCE OWEN BROWN Mgmt For For
DAVID V. CAMPBELL Mgmt For For
HOWARD GOULD Mgmt For For
ALLAN C. KRAMER, M.D. Mgmt For For
ROBERT P. LATTA Mgmt For For
DANIEL P. MYERS Mgmt For For
THOMAS M. QUIGG Mgmt For For
BARRY A. TURKUS Mgmt For For
02 TO APPROVE AN ADVISORY PROPOSAL ON THE COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVES.
03 TO RATIFY THE APPOINTMENT OF VAVRINEK, TRINE, Mgmt For For
DAY & CO. LLP AS INDEPENDENT ACCOUNTANTS FOR
THE COMPANY'S 2010 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 933210130
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID C. FLANAGAN Mgmt For For
JAMES H. PAGE, PH.D. Mgmt For For
ROBIN A. SAWYER, CPA Mgmt For For
KAREN W. STANLEY Mgmt For For
02 TO RATIFY THE SELECTION OF BERRY, DUNN, MCNEIL Mgmt For For
& PARKER AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
03 TO CONSIDER A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE MEETING CONCERNING DECLASSIFICATION
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANKS, INC. Agenda Number: 933169167
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Special
Meeting Date: 15-Dec-2009
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt Against Against
ARTICLES OF INCORPORATION AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
02 APPROVAL TO GRANT THE PROXY HOLDERS DISCRETIONARY Mgmt Against Against
AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING
FOR UP TO 120 DAYS TO ALLOW FOR THE SOLICITATION
OF ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
SHARES VOTED AT THE SPECIAL MEETING, IN PERSON
OR BY PROXY, TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANKS, INC. Agenda Number: 933217160
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Annual
Meeting Date: 10-May-2010
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES H. BINGHAM Mgmt For For
G. ROBERT BLANCHARD, JR Mgmt For For
C. DENNIS CARLTON Mgmt For For
FRANK M. FOSTER, JR. Mgmt For For
BRYAN W. JUDGE Mgmt For For
SAMUEL L. LUPFER IV Mgmt For For
LAWRENCE W. MAXWELL Mgmt For For
RULON D. MUNNS Mgmt For For
G. TIERSO NUNEZ II Mgmt For For
THOMAS E. OAKLEY Mgmt For For
ERNEST S. PINNER Mgmt For For
J. THOMAS ROCKER Mgmt For For
GAIL GREGG-STRIMENOS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CITIZENS REPUBLIC BANCORP, INC. Agenda Number: 933210344
--------------------------------------------------------------------------------------------------------------------------
Security: 174420109
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: CRBC
ISIN: US1744201096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GEORGE J. BUTVILAS Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT S. CUBBIN Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD J. DOLINSKI Mgmt For For
1D ELECTION OF DIRECTOR: DENNIS J. IBOLD Mgmt For For
1E ELECTION OF DIRECTOR: BENJAMIN W. LAIRD Mgmt For For
1F ELECTION OF DIRECTOR: CATHLEEN H. NASH Mgmt For For
1G ELECTION OF DIRECTOR: KENDALL B. WILLIAMS Mgmt For For
1H ELECTION OF DIRECTOR: JAMES L. WOLOHAN Mgmt For For
02 TO APPROVE THE COMPENSATION OF CERTAIN OF OUR Mgmt For For
EXECUTIVE OFFICERS.
03 TO AMEND AND RESTATE THE CORPORATION'S STOCK Mgmt For For
COMPENSATION PLAN.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS SOUTH BANKING CORPORATION Agenda Number: 933287763
--------------------------------------------------------------------------------------------------------------------------
Security: 176682102
Meeting Type: Annual
Meeting Date: 24-Jun-2010
Ticker: CSBC
ISIN: US1766821029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD K. CRAIG Mgmt For For
EUGENE R. MATTHEWS, II Mgmt For For
KIM S. PRICE Mgmt For For
02 AN ADVISORY, NON-BINDING PROPOSAL TO APPROVE Mgmt For For
OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES.
03 THE RATIFICATION OF THE APPOINTMENT OF CHERRY, Mgmt For For
BEKAERT & HOLLAND, L.L.P. AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
04 THE APPROVAL OF THE ISSUANCE OF SHARES OF COMMON Mgmt For For
STOCK UPON THE CONVERSION OF OUR RECENTLY ISSUED
8,280 SHARES OF MANDATORILY CONVERTIBLE CUMULATIVE
NON-VOTING PERPETUAL PREFERRED STOCK, SERIES
B, AS CONTEMPLATED BY THE INVESTMENT AGREEMENTS
DESCRIBED IN THE PROXY STATEMENT AND FOR PURPOSES
OF NASDAQ STOCK MARKET RULE 5635.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 933228238
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
OSHEL B. CRAIGO Mgmt For For
WILLIAM H. FILE III Mgmt For For
TRACY W. HYLTON II Mgmt For For
C. DALLAS KAYSER Mgmt For For
SHARON H. ROWE Mgmt For For
02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND THE Mgmt For For
BOARD OF DIRECTORS' APPOINTMENT OF ERNST &
YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR CITY HOLDING COMPANY FOR
2010.
--------------------------------------------------------------------------------------------------------------------------
COBIZ FINANCIAL INC. Agenda Number: 933236057
--------------------------------------------------------------------------------------------------------------------------
Security: 190897108
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: COBZ
ISIN: US1908971088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN BANGERT Mgmt For For
MICHAEL B. BURGAMY Mgmt For For
MORGAN GUST Mgmt For For
EVAN MAKOVSKY Mgmt For For
DOUGLAS L. POLSON Mgmt For For
MARY K. RHINEHART Mgmt For For
NOEL N. ROTHMAN Mgmt For For
TIMOTHY J. TRAVIS Mgmt For For
MARY BETH VITALE Mgmt For For
MARY M. WHITE Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
03 NONBINDING SHAREHOLDER APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
04 PROPOSAL TO AMEND THE COMPANY'S 2005 EQUITY Mgmt Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED UNDER THE PLAN TO 3,750,000 SHARES
AND INCREASE THE RESTRICTED STOCK AWARD LIMIT
TO 2,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 933207614
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1B ELECTION OF DIRECTOR: JAMES F. CORDES Mgmt For For
1C ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS INDEPENDENT AUDITORS
03 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Mgmt Against Against
APPROVING EXECUTIVE COMPENSATION
04 APPROVAL OF THE COMERICA INCORPORATED 2006 AMENDED Mgmt Against Against
AND RESTATED LONG-TERM INCENTIVE PLAN
05 APPROVAL OF AMENDMENTS TO THE CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE THE CLASSIFIED STRUCTURE
OF THE BOARD OF DIRECTORS
06 SHAREHOLDER PROPOSAL-REQUESTING THAT THE BOARD Shr For Against
OF DIRECTORS TAKE STEPS TO ELIMINATE SHAREHOLDER
SUPERMAJORITY VOTING PROVISIONS
07 SHAREHOLDER PROPOSAL-REQUESTING THAT THE BOARD Shr For Against
OF DIRECTORS ADOPT A POLICY TO CONSIDER SEEKING
RECOUPMENT OF EXECUTIVE COMPENSATION AWARDS
08 SHAREHOLDER PROPOSAL-REQUESTING THAT A COMMITTEE Shr For Against
OF THE BOARD OF DIRECTORS ADOPT A PAY FOR SUPERIOR
PERFORMANCE PRINCIPLE
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 933211891
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAWFORD H. EDWARDS* Mgmt For For
RUBEN M. ESCOBEDO* Mgmt For For
PATRICK B. FROST* Mgmt For For
DAVID J. HAEMISEGGER* Mgmt For For
RICHARD W. EVANS, JR.** Mgmt For For
KAREN E. JENNINGS** Mgmt For For
R.M. KLEBERG, III** Mgmt For For
HORACE WILKINS JR.** Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST
BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN
JANUARY 1, 2010.
--------------------------------------------------------------------------------------------------------------------------
CVB FINANCIAL CORP. Agenda Number: 933246767
--------------------------------------------------------------------------------------------------------------------------
Security: 126600105
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: CVBF
ISIN: US1266001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE A. BORBA Mgmt Withheld Against
JOHN A. BORBA Mgmt Withheld Against
ROBERT M. JACOBY, C.P.A Mgmt Withheld Against
RONALD O. KRUSE Mgmt Withheld Against
CHRISTOPHER D. MYERS Mgmt For For
JAMES C. SELEY Mgmt Withheld Against
SAN E. VACCARO Mgmt Withheld Against
D. LINN WILEY Mgmt For For
02 AMENDMENT TO THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK TO 225,000,000.
03 APPROVAL OF THE 2010 EXECUTIVE INCENTIVE PLAN. Mgmt For For
04 RATIFICATION OF APPOINTMENT OF KPMG, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF
CVB FINANCIAL CORP. FOR THE YEAR ENDING DECEMBER
31, 2010.
--------------------------------------------------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC. Agenda Number: 933235853
--------------------------------------------------------------------------------------------------------------------------
Security: 253922108
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: DCOM
ISIN: US2539221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VINCENT F. PALAGIANO Mgmt Withheld Against
PATRICK E. CURTIN Mgmt Withheld Against
OMER S.J. WILLIAMS Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 933224557
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MILDRED C. JOYNER Mgmt For For
WILLIAM S. LATOFF Mgmt For For
02 TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION Mgmt Against Against
CONCERNING THE CORPORATION'S EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC Mgmt For For
AS THE REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP, INC. Agenda Number: 933240905
--------------------------------------------------------------------------------------------------------------------------
Security: 268948106
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: EGBN
ISIN: US2689481065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LESLIE M. ALPERSTEIN Mgmt For For
DUDLEY C. DWORKEN Mgmt For For
HARVEY M. GOODMAN Mgmt For For
NEAL R. GROSS Mgmt For For
RONALD D. PAUL Mgmt For For
ROBERT P. PINCUS Mgmt Withheld Against
NORMAN R. POZEZ Mgmt For For
DONALD R. ROGERS Mgmt Withheld Against
LELAND M. WEINSTEIN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF STEGMAN Mgmt For For
& COMPANY AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 NON-BINDING ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF OUR EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EASTERN VIRGINIA BANKSHARES, INC. Agenda Number: 933122753
--------------------------------------------------------------------------------------------------------------------------
Security: 277196101
Meeting Type: Special
Meeting Date: 20-Aug-2009
Ticker: EVBS
ISIN: US2771961016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER BY AND BETWEEN EASTERN VIRGINIA BANKSHARES,
INC. AND FIRST CAPITAL BANCORP, INC. AND THE
TRANSACTIONS CONTEMPLATED THEREBY. THE MERGER
AGREEMENT PROVIDES THAT FIRST CAPITAL BANCORP,
INC. WILL MERGE WITH AND INTO EASTERN VIRGINIA
BANKSHARES, INC., UPON THE TERMS AND SUBJECT
TO THE CONDITIONS SET FORTH IN THE AGREEMENT.
02 A PROPOSAL TO ADJOURN THE MEETING TO A LATER Mgmt For For
DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE MATTERS TO BE CONSIDERED
BY THE SHAREHOLDERS AT THE MEETING, AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
--------------------------------------------------------------------------------------------------------------------------
EASTERN VIRGINIA BANKSHARES, INC. Agenda Number: 933206218
--------------------------------------------------------------------------------------------------------------------------
Security: 277196101
Meeting Type: Annual
Meeting Date: 15-Apr-2010
Ticker: EVBS
ISIN: US2771961016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. RAND COOK Mgmt For For
JOE A. SHEARIN Mgmt For For
F. WARREN HAYNIE, JR. Mgmt For For
J.T. THOMPSON, III Mgmt For For
ERIC A. JOHNSON Mgmt Withheld Against
CHARLES R. REVERE Mgmt For For
IRA C. HARRIS Mgmt For For
LESLIE E. TAYLOR Mgmt For For
W. GERALD COX Mgmt For For
W. LESLIE KILDUFF, JR. Mgmt For For
F.L. GARRETT, III Mgmt For For
H.R. STRAUGHAN, JR. Mgmt For For
WILLIAM L. LEWIS Mgmt Withheld Against
MICHAEL E. FIORE Mgmt For For
02 RESOLVED, THAT THE SHAREHOLDERS APPROVE THE Mgmt For For
COMPENSATION OF EXECUTIVE OFFICERS AS DISCLOSED
IN THIS PROXY STATEMENT PURSUANT TO THE RULES
OF THE SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
ECB BANCORP, INC. Agenda Number: 933213679
--------------------------------------------------------------------------------------------------------------------------
Security: 268253101
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: ECBE
ISIN: US2682531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH T. LAMB, JR. Mgmt For For
A. DWIGHT UTZ Mgmt For For
MICHAEL D. WEEKS Mgmt For For
02 PROPOSAL TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION TO ENDORSE AND APPROVE COMPENSATION
PAID OR PROVIDED TO BANCORP'S EXECUTIVE OFFICERS
AND ITS EXECUTIVE COMPENSATION POLICIES AND
PRACTICES.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES PLLC AS BANCORP'S INDEPENDENT ACCOUNTANTS
FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
ESSA BANCORP, INC. Agenda Number: 933182278
--------------------------------------------------------------------------------------------------------------------------
Security: 29667D104
Meeting Type: Annual
Meeting Date: 11-Feb-2010
Ticker: ESSA
ISIN: US29667D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM P. DOUGLAS Mgmt For For
GARY S. OLSON Mgmt For For
WILLIAM A. VIECHNICKI Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF S.R. Mgmt For For
SNODGRASS AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2010.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 933224456
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM B. CAMPBELL Mgmt For For
PHILIP E. GINGERICH Mgmt For For
ROBERT B. GOLDSTEIN Mgmt For For
STEPHEN J. GURGOVITS Mgmt For For
DAVID J. MALONE Mgmt For For
HARRY F. RADCLIFFE Mgmt For For
ARTHUR J. ROONEY, II Mgmt Withheld Against
JOHN W. ROSE Mgmt For For
STANTON R. SHEETZ Mgmt Withheld Against
WILLIAM J. STRIMBU Mgmt For For
2 RATIFICATION OF ERNST & YOUNG LLP AS F.N.B. Mgmt For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933197837
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DARRYL F. ALLEN Mgmt For For
ULYSSES L. BRIDGEMAN Mgmt For For
EMERSON L. BRUMBACK Mgmt For For
JAMES P. HACKETT Mgmt For For
GARY R. HEMINGER Mgmt For For
JEWELL D. HOOVER Mgmt For For
KEVIN T. KABAT Mgmt For For
MITCHEL D. LIVINGSTON Mgmt For For
HENDRIK G. MEIJER Mgmt For For
JOHN J. SCHIFF, JR. Mgmt For For
DUDLEY S. TAFT Mgmt For For
MARSHA C. WILLIAMS Mgmt For For
2 TO AMEND THE ARTICLES OF INCORPORATION AND CODE Mgmt For For
OF REGULATIONS TO PROVIDE FOR MAJORITY VOTING
IN UNCONTESTED ELECTIONS OF DIRECTORS.
3 TO AMEND THE ARTICLES OF INCORPORATION AND CODE Mgmt For For
OF REGULATIONS TO ELIMINATE CUMULATIVE VOTING
IN ELECTIONS OF DIRECTORS.
4 THE PROPOSAL DESCRIBED IN THE PROXY STATEMENT Mgmt For For
TO AMEND THE CODE OF REGULATIONS TO PERMIT
THE DIRECTORS TO FURTHER AMEND THE CODE OF
REGULATIONS WITHOUT SHAREHOLDER CONSENT TO
THE EXTENT PERMITTED BY OHIO LAW.
5 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
6 APPROVAL OF THE APPOINTMENT OF THE FIRM OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR 2010.
7 PROPOSAL TO REQUEST THAT THE BOARD OF DIRECTORS Shr Against For
ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD
SHALL BE A DIRECTOR WHO IS INDEPENDENT FROM
FIFTH THIRD.
--------------------------------------------------------------------------------------------------------------------------
FIRST CALIFORNIA FINANCIAL GROUP, INC. Agenda Number: 933264878
--------------------------------------------------------------------------------------------------------------------------
Security: 319395109
Meeting Type: Annual
Meeting Date: 26-May-2010
Ticker: FCAL
ISIN: US3193951098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD D. ALDRIDGE Mgmt For For
DONALD E. BENSON Mgmt For For
JOHN W. BIRCHFIELD Mgmt For For
JOSEPH N. COHEN Mgmt For For
ROBERT E. GIPSON Mgmt For For
ANTOINETTE T. HUBENETTE Mgmt For For
C.G. KUM Mgmt For For
SUNG WON SOHN, PH.D. Mgmt For For
THOMAS TIGNINO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
03 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Mgmt Against Against
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC. Agenda Number: 933175019
--------------------------------------------------------------------------------------------------------------------------
Security: 320239106
Meeting Type: Annual
Meeting Date: 28-Jan-2010
Ticker: FFCH
ISIN: US3202391062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PAULA HARPER BETHEA Mgmt For For
PAUL G. CAMPBELL, JR. Mgmt For For
RONNIE M. GIVENS Mgmt For For
HUGH L. WILLCOX, JR. Mgmt For For
2 TO PROVIDE ADVISORY APPROVAL OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF GRANT THORNTON, Mgmt For For
LLP AS OUR INDEPENDENT ACCOUNTING FIRM FOR
FISCAL 2010.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 933201662
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN H. BAER Mgmt For For
KAREN S. BELDEN Mgmt For For
R. CARY BLAIR Mgmt For For
JOHN C. BLICKLE Mgmt For For
ROBERT W. BRIGGS Mgmt For For
RICHARD COLELLA Mgmt For For
GINA D. FRANCE Mgmt For For
PAUL G. GREIG Mgmt For For
TERRY L. HAINES Mgmt For For
J.M. HOCHSCHWENDER Mgmt For For
CLIFFORD J. ISROFF Mgmt For For
PHILIP A. LLOYD II Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS FIRSTMERIT CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2010.
03 TO APPROVE THE AMENDMENTS TO ARTICLE FOURTH Mgmt For For
AND ANNEX A OF FIRSTMERIT CORPORATION'S SECOND
AMENDED AND RESTATED ARTICLES.
04 TO APPROVE THE AMENDMENTS TO ARTICLE III, SECTION Mgmt For For
2 OF FIRSTMERIT CORPORATION'S SECOND AMENDED
AND RESTATED CODE OF REGULATIONS.
05 TO APPROVE THE AMENDMENTS TO ARTICLE SEVENTH Mgmt For For
OF FIRSTMERIT CORPORATION'S SECOND AMENDED
AND RESTATED ARTICLES OF INCORPORATION.
06 TO APPROVE THE AMENDMENTS TO ARTICLE EIGHTH Mgmt For For
OF FIRSTMERIT CORPORATION'S SECOND AMENDED
AND RESTATED ARTICLES.
07 TO APPROVE THE AMENDMENTS TO ARTICLE III, SECTION Mgmt For For
4 OF FIRSTMERIT CORPORATION'S SECOND AMENDED
AND RESTATED CODE OF REGULATIONS.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 933240107
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERARD P. TULLY, SR. Mgmt For For
JOHN R. BURAN Mgmt For For
JAMES D. BENNETT Mgmt For For
VINCENT F. NICOLOSI Mgmt For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2010.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 40 MILLION
TO 100 MILLION.
04 RE-APPROVAL OF THE PERFORMANCE CRITERIA OF THE Mgmt For For
COMPANY'S AMENDED AND RESTATED 2005 OMNIBUS
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933226171
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
JAMES M. ENGLISH Mgmt Withheld Against
ALLEN J. FETSCHER Mgmt Withheld Against
DALLAS I. HERRON Mgmt Withheld Against
JON W. HIPPLER Mgmt For For
CRAIG A. LANGEL Mgmt Withheld Against
L. PETER LARSON Mgmt Withheld Against
DOUGLAS J. MCBRIDE Mgmt Withheld Against
JOHN W. MURDOCH Mgmt Withheld Against
EVERIT A. SLITER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF BKD, LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY Agenda Number: 933195023
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 18-Mar-2010
Ticker: HBHC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DON P. DESCANT Mgmt For For
JAMES B. ESTABROOK, JR. Mgmt For For
RANDALL W. HANNA Mgmt For For
ROBERT W. ROSEBERRY Mgmt For For
ANTHONY J. TOPAZI Mgmt Withheld Against
02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
HEARTLAND FINANCIAL USA, INC. Agenda Number: 933244232
--------------------------------------------------------------------------------------------------------------------------
Security: 42234Q102
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: HTLF
ISIN: US42234Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK C. FALB Mgmt For For
JOHN K. SCHMIDT Mgmt For For
JAMES R. HILL Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS HEARTLAND Mgmt For For
FINANCIAL USA, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2010.
03 APPROVE EXECUTIVE COMPENSATION (ADVISORY VOTE) Mgmt For For
RELATED TO THE COMPENSATION OF HEARTLAND EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 933209327
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRIAN S. CHARNESKI Mgmt For For
PETER N. FLUETSCH Mgmt For For
BRIAN L. VANCE Mgmt For For
02 APPROVAL OF AN ADVISORY (NONBINDING) VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS HERITAGE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
04 AMENDMENT OF HERITAGE'S ARTICLES OF INCORPORATION Mgmt Against Against
TO INCREASE THE AUTHORIZED NUMBER OF SHARES
OF COMMON STOCK FROM 15,000,000 TO 50,000,000
SHARES.
05 ADOPTION OF THE HERITAGE FINANCIAL CORPORATION Mgmt For For
2010 OMNIBUS EQUITY PLAN.
06 A SHAREHOLDER PROPOSAL REGARDING THE DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE OAKS BANCORP Agenda Number: 933264373
--------------------------------------------------------------------------------------------------------------------------
Security: 42724R107
Meeting Type: Annual
Meeting Date: 10-Jun-2010
Ticker: HEOP
ISIN: US42724R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. MORRIS Mgmt For For
DONALD CAMPBELL Mgmt Withheld Against
MICHAEL J. BEHRMAN Mgmt For For
KENNETH DEWAR Mgmt For For
MARK C. FUGATE Mgmt For For
DANIEL J. O'HARE Mgmt For For
DEE LACEY Mgmt For For
MERLE F. MILLER Mgmt For For
MICHAEL E. PFAU Mgmt For For
ALEXANDER F. SIMAS Mgmt For For
LAWRENCE P. WARD Mgmt For For
02 INCREASE IN AUTHORIZED COMMON STOCK. TO APPROVE Mgmt For For
AN AMENDMENT TO OUR AMENDED ARTICLES OF INCORPORATION
TO INCREASED THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 20 MILLION TO 100 MILLION,
AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO APPROVE FOR PURPOSES OF NASDAQ LISTING RULE Mgmt For For
5635 THE ISSUANCE OF SHARES OF COMMON STOCK
UPON THE CONVERSION OF OUR UP TO 56,160 SHARES
OF SERIES B MANDATORILY CONVERTIBLE ADJUSTABLE
RATE CUMULATIVE PERPETUAL PREFERRED STOCK ("SERIES
B PREFERRED STOCK") AND UP TO 2,442,461 SHARES
OF SERIES C CONVERTIBLE PERPETUAL PREFERRED
STOCK ("SERIES C PREFERRED STOCK").
04 TO APPROVE AN AMENDMENT TO THE BYLAWS SUCH THAT Mgmt For For
THE RANGE OF THE NUMBER OF AUTHORIZED DIRECTORS
BE INCREASED TO FROM 9 TO 15.
05 TO ADOPT A NON-BINDING RESOLUTION APPROVING Mgmt For For
THE EXECUTIVE COMPENSATION DISCLOSED IN THE
PROXY STATEMENT.
06 TO RATIFY THE APPOINTMENT OF VAVRINEK, TRINE, Mgmt For For
DAY & CO. LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE 2010 FISCAL YEAR.
07 APPROVE ADJOURNMENT OF THE MEETING, IF NECESSARY Mgmt Against Against
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT AT THE TIME
OF THE MEETING TO ADOPT PROPOSALS 1-6.
--------------------------------------------------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS Agenda Number: 933215495
--------------------------------------------------------------------------------------------------------------------------
Security: 433323102
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: HIFS
ISIN: US4333231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD M. BERGER, ESQ.* Mgmt For For
MARION J. FAHEY* Mgmt Withheld Against
KEVIN W. GAUGHEN, ESQ.* Mgmt For For
J.R. HERNANDO, ESQ.* Mgmt For For
EDWARD L. SPARDA* Mgmt For For
DONALD M. TARDIFF M.D.* Mgmt For For
MICHAEL J. DESMOND** Mgmt For For
02 TO ELECT MARION J. FAHEY AS THE CLERK OF THE Mgmt For For
BANK TO HOLD OFFICE UNTIL THE 2011 ANNUAL MEETING
OF STOCKHOLDERS AND UNTIL HER SUCCESSOR IS
DULY ELECTED AND QUALIFIED.
--------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 933127804
--------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Special
Meeting Date: 24-Aug-2009
Ticker: IBKC
ISIN: US4508281080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSED AMENDMENT TO THE ARTICLES OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 25 MILLION TO 50 MILLION.
--------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 933180818
--------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Special
Meeting Date: 29-Jan-2010
Ticker: IBKC
ISIN: US4508281080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF PROPOSED 2010 STOCK INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 933228733
--------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: IBKC
ISIN: US4508281080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ELAINE D. ABELL Mgmt Withheld Against
WILLIAM H. FENSTERMAKER Mgmt Withheld Against
O. MILES POLLARD JR. Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
2010.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 933235827
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BENJAMIN A. GILMORE, II Mgmt Withheld Against
EILEEN C. MISKELL Mgmt Withheld Against
CARL RIBEIRO Mgmt For For
JOHN H. SPURR, JR. Mgmt For For
THOMAS R. VENABLES Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR 2010.
03 APPROVE THE 2010 INDEPENDENT BANK CORP. NON-EMPLOYEE Mgmt For For
DIRECTOR STOCK PLAN.
4A APPROVE RESTATED ARTICLES OF ORGANIZATION FOR Mgmt For For
INDEPENDENT BANK CORP., TO APPROVE PROVISIONS
TO INCREASE THE AMOUNT OF AUTHORIZED SHARES
OF COMMON STOCK TO 75,000,000.
4B APPROVE RESTATED ARTICLES OF ORGANIZATION FOR Mgmt For For
INDEPENDENT BANK CORP., TO APPROVE PROVISIONS
RELATING TO INDEMNIFICATION OF DIRECTORS AND
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INVESTORS BANCORP, INC. Agenda Number: 933147781
--------------------------------------------------------------------------------------------------------------------------
Security: 46146P102
Meeting Type: Annual
Meeting Date: 27-Oct-2009
Ticker: ISBC
ISIN: US46146P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PATRICK J. GRANT Mgmt For For
KEVIN CUMMINGS Mgmt For For
JOSEPH H. SHEPARD III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR INVESTORS BANCORP, INC. FOR THE FISCAL
YEAR ENDING JUNE 30, 2010.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933226501
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 POLITICAL NON-PARTISANSHIP Shr Against For
05 SPECIAL SHAREOWNER MEETINGS Shr For Against
06 COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING Shr For Against
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
08 INDEPENDENT CHAIRMAN Shr For Against
09 PAY DISPARITY Shr Against For
10 SHARE RETENTION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933237047
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM G. BARES Mgmt For For
JOSEPH A. CARRABBA Mgmt For For
CAROL A. CARTWRIGHT Mgmt For For
ALEXANDER M. CUTLER Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
KRISTEN L. MANOS Mgmt For For
EDUARDO R. MENASCE Mgmt For For
HENRY L. MEYER III Mgmt For For
EDWARD W. STACK Mgmt For For
THOMAS C. STEVENS Mgmt For For
02 APPROVAL OF 2010 EQUITY COMPENSATION PLAN. Mgmt For For
03 AMENDMENT TO ARTICLES AND REGULATIONS TO REVISE Mgmt For For
THE VOTING RIGHTS OF THE SERIES B PREFERRED
STOCK.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
05 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt Against Against
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933237059
--------------------------------------------------------------------------------------------------------------------------
Security: 493267405
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: KEYPRG
ISIN: US4932674058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
03 AMENDMENT TO ARTICLES AND REGULATIONS TO REVISE Mgmt For For
THE VOTING RIGHTS OF THE SERIES B PREFERRED
STOCK.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION Agenda Number: 933197938
--------------------------------------------------------------------------------------------------------------------------
Security: 511656100
Meeting Type: Annual
Meeting Date: 13-Apr-2010
Ticker: LKFN
ISIN: US5116561003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
L. CRAIG FULMER Mgmt Withheld Against
CHARLES E. NIEMIER Mgmt Withheld Against
TERRY L. TUCKER Mgmt Withheld Against
02 RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2010.
03 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LSB CORPORATION Agenda Number: 933210471
--------------------------------------------------------------------------------------------------------------------------
Security: 50215P100
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: LSBX
ISIN: US50215P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MALCOLM W. BRAWN Mgmt For For
RICHARD HART HARRINGTON Mgmt For For
FRED P. SHAHEEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF WOLF & COMPANY, Mgmt For For
P.C. AS LSB CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 933198839
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRENT D. BAIRD Mgmt For For
ROBERT J. BENNETT Mgmt For For
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt Withheld Against
MICHAEL D. BUCKLEY Mgmt For For
T.J. CUNNINGHAM III Mgmt For For
MARK J. CZARNECKI Mgmt For For
COLM E. DOHERTY Mgmt For For
GARY N. GEISEL Mgmt For For
PATRICK W.E. HODGSON Mgmt For For
RICHARD G. KING Mgmt For For
JORGE G. PEREIRA Mgmt For For
MICHAEL P. PINTO Mgmt For For
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt For For
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
02 TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
MAINSOURCE FINANCIAL GROUP, INC. Agenda Number: 933217057
--------------------------------------------------------------------------------------------------------------------------
Security: 56062Y102
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: MSFG
ISIN: US56062Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM G. BARRON Mgmt For For
ARCHIE M. BROWN, JR. Mgmt For For
BRAIN J. CRALL Mgmt For For
PHILIP A. FRANTZ Mgmt For For
RICK S. HARTMAN Mgmt For For
D.J. HINES Mgmt For For
ROBERT E. HOPTRY Mgmt For For
DOUGLAS I. KUNKEL Mgmt For For
THOMAS M. O'BRIEN Mgmt For For
02 APPROVAL OF AN ADVISORY PROPOSAL ON THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION POLICIES AND PROCEDURES.
03 RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP.
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 933208577
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MITCHELL FEIGER Mgmt For For
CHARLES J. GRIES Mgmt For For
JAMES N. HALLENE Mgmt For For
02 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
03 RATIFICATION OF THE APPOINTMENT OF MCGLADREY Mgmt For For
& PULLEN, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
04 STOCKHOLDER PROPOSAL REQUESTING THE BOARD TO Shr Against For
TAKE THE NECESSARY STEPS TO PROVIDE EXPENSE
REIMBURSEMENT IN CONTESTED DIRECTOR ELECTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING THE BOARD TO Shr For Against
TAKE THE NECESSARY STEPS TO DECLASSIFY THE
BOARD.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 933205076
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LINDA WALKER BYNOE Mgmt For For
NICHOLAS D. CHABRAJA Mgmt For For
SUSAN CROWN Mgmt For For
DIPAK C. JAIN Mgmt For For
ROBERT W. LANE Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
EDWARD J. MOONEY Mgmt For For
JOHN W. ROWE Mgmt For For
DAVID H.B. SMITH, JR. Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
ENRIQUE J. SOSA Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
FREDERICK H. WADDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 933219974
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. MARC LANGLAND Mgmt Withheld Against
LARRY S. CASH Mgmt For For
MARK G. COPELAND Mgmt For For
RONALD A. DAVIS Mgmt For For
ANTHONY DRABEK Mgmt For For
CHRISTOPHER N. KNUDSON Mgmt Withheld Against
RICHARD L. LOWELL Mgmt For For
IRENE SPARKS ROWAN Mgmt For For
JOHN C. SWALLING Mgmt For For
DAVID G. WIGHT Mgmt For For
02 TO APPROVE THE NORTHRIM BANCORP, INC. 2010 STOCK Mgmt For For
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF MOSS ADAMS LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR NORTHRIM BANCORP, INC. FOR FISCAL
YEAR 2010.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION Agenda Number: 933213643
--------------------------------------------------------------------------------------------------------------------------
Security: 69412V108
Meeting Type: Annual
Meeting Date: 19-Apr-2010
Ticker: PCBK
ISIN: US69412V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT BALLIN Mgmt For For
MICHAEL E. HEIJER Mgmt For For
DONALD KRAHMER, JR. Mgmt For For
HAL BROWN Mgmt For For
MICHAEL HOLCOMB Mgmt For For
DONALD MONTGOMERY Mgmt For For
CATHI HATCH Mgmt For For
MICHAEL HOLZGANG Mgmt For For
JOHN RICKMAN Mgmt For For
02 AMENDMENT TO THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK FROM 25,000,000 TO 50,000,000.
03 AMENDMENT TO THE ARTICLES OF INCORPORATION TO Mgmt Against Against
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
PREFERRED STOCK FROM 20,000 TO 1,000,000.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM. TO APPROVE THE APPOINTMENT
OF MOSS ADAMS LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR 2010.
--------------------------------------------------------------------------------------------------------------------------
PARKVALE FINANCIAL CORPORATION Agenda Number: 933145826
--------------------------------------------------------------------------------------------------------------------------
Security: 701492100
Meeting Type: Annual
Meeting Date: 22-Oct-2009
Ticker: PVSA
ISIN: US7014921008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREA F. FITTING Mgmt For For
ROBERT D. PFISCHNER Mgmt Withheld Against
STEPHEN M. GAGLIARDI Mgmt Withheld Against
02 ADOPT A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 APPOINTMENT OF PARENTE RANDOLPH, LLC AS THE Mgmt For For
CORPORATION'S INDEPENDENT AUDITORS FOR FISCAL
2010.
--------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 933207753
--------------------------------------------------------------------------------------------------------------------------
Security: 712704105
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: PBCT
ISIN: US7127041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN K. DWIGHT Mgmt For For
JANET M. HANSEN Mgmt For For
MARK W. RICHARDS Mgmt For For
2 VOTE TO RATIFY APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2010.
3 VOTE ON SHAREHOLDER PROPOSAL TO CHANGE THE VOTING Shr For
STANDARD FOR DIRECTOR ELECTIONS THAT ARE NOT
CONTESTED.
--------------------------------------------------------------------------------------------------------------------------
S&T BANCORP, INC. Agenda Number: 933210370
--------------------------------------------------------------------------------------------------------------------------
Security: 783859101
Meeting Type: Annual
Meeting Date: 19-Apr-2010
Ticker: STBA
ISIN: US7838591011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN N. BRENZIA Mgmt For For
THOMAS A. BRICE Mgmt For For
JOHN J. DELANEY Mgmt For For
MICHAEL J. DONNELLY Mgmt For For
JEFFREY D. GRUBE Mgmt For For
FRANK W. JONES Mgmt For For
JOSEPH A. KIRK Mgmt For For
DAVID L. KRIEGER Mgmt For For
JAMES C. MILLER Mgmt For For
ALAN PAPERNICK Mgmt For For
ROBERT REBICH, JR. Mgmt For For
CHRISTINE J. TORETTI Mgmt For For
CHARLES G. URTIN Mgmt For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2010.
3 TO APPROVE THE NON-BINDING, ADVISORY PROPOSAL Mgmt For For
ON THE COMPENSATION OF S&T BANCORP INC.'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
S.Y. BANCORP, INC. Agenda Number: 933212110
--------------------------------------------------------------------------------------------------------------------------
Security: 785060104
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: SYBT
ISIN: US7850601045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE ACTION OF THE BOARD Mgmt For For
OF DIRECTORS FIXING THE NUMBER OF DIRECTORS
AT TWELVE (12).
02 DIRECTOR
DAVID H. BROOKS Mgmt For For
JAMES E. CARRICO Mgmt For For
CHARLES R. EDINGER, III Mgmt For For
DAVID P. HEINTZMAN Mgmt For For
CARL G. HERDE Mgmt For For
JAMES A. HILLEBRAND Mgmt For For
RICHARD A. LECHLEITER Mgmt For For
BRUCE P. MADISON Mgmt For For
NICHOLAS X. SIMON Mgmt For For
NORMAN TASMAN Mgmt For For
KATHY C. THOMPSON Mgmt For For
03 THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR S.Y.
BANCORP, INC. FOR THE YEAR ENDING DECEMBER
31, 2010.
04 A PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S Mgmt Against Against
2005 STOCK INCENTIVE PLAN
05 OTHER BUSINESS: TO CONSIDER AND ACT UPON SUCH Mgmt Against Against
OTHER MATTERS AS MAY PROPERLY BE BROUGHT BEFORE
THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 933198447
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN TAMBERLANE Mgmt For For
YACOV LEVY Mgmt For For
FRANK R. SELVAGGI Mgmt For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010.
03 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOUTHCOAST FINANCIAL CORPORATION Agenda Number: 933248672
--------------------------------------------------------------------------------------------------------------------------
Security: 84129R100
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: SOCB
ISIN: US84129R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
L. WAYNE PEARSON Mgmt For For
ROBERT M. SCOTT Mgmt For For
02 TO APPROVE ADOPTION OF THE 2010 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933226234
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: D. GRUBER Mgmt For For
1F ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I ELECTION OF DIRECTOR: C. LAMANTIA Mgmt For For
1J ELECTION OF DIRECTOR: R. LOGUE Mgmt For For
1K ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1L ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1M ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1N ELECTION OF DIRECTOR: R. WEISSMAN Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2010.
04 TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
THE SEPARATION OF THE ROLES OF CHAIRMAN AND
CEO.
05 TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
A REVIEW OF PAY DISPARITY.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 933200064
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: ROBERT M.
BEALL, II
1B ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: ALSTON D.
CORRELL
1C ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: JEFFREY C.
CROWE
1D ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: PATRICIA C.
FRIST
1E ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: BLAKE P. GARRETT,
JR.
1F ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: DAVID H. HUGHES
1G ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: M. DOUGLAS
IVESTER
1H ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: J. HICKS LANIER
1I ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: WILLIAM A.
LINNENBRINGER
1J ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: G. GILMER
MINOR, III
1K ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: LARRY L. PRINCE
1L ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: FRANK S. ROYAL,
M.D.
1M ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: THOMAS R.
WATJEN
1N ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: JAMES M. WELLS
III
1O ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: KAREN HASTIE
WILLIAMS
1P ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Mgmt For For
MEETING OF SHAREHOLDERS IN 2011: DR. PHAIL
WYNN, JR.
02 PROPOSAL TO APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
THE SUNTRUST BANKS, INC. MANAGEMENT INCENTIVE
PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR 2010.
04 TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL: "RESOLVED, THAT THE HOLDERS OF COMMON
STOCK OF SUNTRUST BANKS, INC. APPROVE THE COMPENSATION
OF THE COMPANY'S EXECUTIVES AS DESCRIBED IN
THE SUMMARY COMPENSATION TABLE AS WELL AS IN
THE COMPENSATION DISCUSSION AND ANALYSIS AND
THE OTHER EXECUTIVE COMPENSATION TABLES AND
RELATED DISCUSSION"
05 SHAREHOLDER PROPOSAL REGARDING PREPARATION AND Shr For Against
DISCLOSURE OF SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933197318
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
G. FELDA HARDYMON Mgmt For For
ALEX W. 'PETE' HART Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
KATE MITCHELL Mgmt For For
MICHAELA K. RODENO Mgmt For For
KEN P. WILCOX Mgmt For For
KYUNG H. YOON Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 1999 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO RESERVE AN
ADDITIONAL 1,000,000 SHARES OF COMMON STOCK
FOR ISSUANCE THEREUNDER.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2010.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 933197849
--------------------------------------------------------------------------------------------------------------------------
Security: 872275102
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: TCB
ISIN: US8722751026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER BELL Mgmt For For
WILLIAM F. BIEBER Mgmt Withheld Against
THEODORE J. BIGOS Mgmt Withheld Against
WILLIAM A. COOPER Mgmt For For
THOMAS A. CUSICK Mgmt For For
LUELLA G. GOLDBERG Mgmt Withheld Against
GEORGE G. JOHNSON Mgmt For For
VANCE K. OPPERMAN Mgmt Withheld Against
GREGORY J. PULLES Mgmt For For
GERALD A. SCHWALBACH Mgmt Withheld Against
DOUGLAS A. SCOVANNER Mgmt For For
RALPH STRANGIS Mgmt Withheld Against
BARRY N. WINSLOW Mgmt For For
02 VOTE ON A STOCKHOLDER PROPOSAL TO REQUIRE SIMPLE Shr For Against
MAJORITY VOTING
03 ADVISORY VOTE ON THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2010
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 933212223
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHERINE M. BOYD Mgmt For For
DANIEL R. DAIGNEAULT Mgmt For For
ROBERT B. GREGORY Mgmt For For
TONY C. MCKIM Mgmt For For
CARL S. POOLE, JR. Mgmt For For
MARK N. ROSBOROUGH Mgmt For For
DAVID B. SOULE, JR. Mgmt For For
STUART G. SMITH Mgmt For For
BRUCE B. TINDAL Mgmt For For
02 TO APPROVE (ON A NON BINDING BASIS), AS REQUIRED Mgmt For For
UNDER THE AMERICAN RECOVERY AND REINVESTMENT
ACT OF 2009, THE COMPENSATION OF THE COMPANY'S
EXECUTIVES, AS DISCLOSED IN THE COMPANY'S ANNUAL
REPORT AND PROXY STATEMENT.
03 TO APPROVE THE 2010 EQUITY INCENTIVE PLAN AS Mgmt For For
DISCLOSED IN THE COMPANY'S PROXY STATEMENT
AND THE RESERVATION OF 400,000 SHARES OF COMMON
STOCK FOR ISSUANCE THEREUNDER.
04 TO RATIFY THE BOARD OF DIRECTORS AUDIT COMMITTEE'S Mgmt For For
SELECTION OF BERRY, DUNN, MCNEIL & PARKER AS
INDEPENDENT AUDITORS FOR THE COMPANY FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933204884
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT N. CLAY Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1N ELECTION OF DIRECTOR: STEPHEN G. THIEKE Mgmt For For
1O ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1P ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1Q ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
3 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 A SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr For Against
SEVERANCE AGREEMENTS, IF PROPERLY PRESENTED
BEFORE THE MEETING.
5 A SHAREHOLDER PROPOSAL REGARDING A REPORT OF Shr For Against
EXECUTIVE COMPENSATION THAT IS NOT TAX DEDUCTIBLE,
IF PROPERLY PRESENTED BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
THE SOUTH FINANCIAL GROUP, INC. Agenda Number: 933129341
--------------------------------------------------------------------------------------------------------------------------
Security: 837841105
Meeting Type: Special
Meeting Date: 11-Sep-2009
Ticker: TSFG
ISIN: US8378411057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION WHICH WOULD INCREASE
OUR NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200,000,000 TO 325,000,000 ("PROPOSAL
NO. 1").
02 TO APPROVE THE CONVERSION OF OUR SERIES 2009 Mgmt For For
PREFERRED STOCK INTO COMMON STOCK IN ACCORDANCE
WITH THE TERMS OF THE SERIES 2009 PREFERRED
STOCK ("PROPOSAL NO. 2").
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF (I) THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT
PROPOSAL NO. 1 OR PROPOSAL NO. 2, OR (II) A
QUORUM IS NOT PRESENT AT THE TIME OF THE SPECIAL
MEETING ("PROPOSAL NO. 3").
--------------------------------------------------------------------------------------------------------------------------
THE SOUTH FINANCIAL GROUP, INC. Agenda Number: 933129341
--------------------------------------------------------------------------------------------------------------------------
Security: 837841204
Meeting Type: Special
Meeting Date: 11-Sep-2009
Ticker: TSFGP
ISIN: US8378412048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION WHICH WOULD INCREASE
OUR NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200,000,000 TO 325,000,000 ("PROPOSAL
NO. 1").
02 TO APPROVE THE CONVERSION OF OUR SERIES 2009 Mgmt For For
PREFERRED STOCK INTO COMMON STOCK IN ACCORDANCE
WITH THE TERMS OF THE SERIES 2009 PREFERRED
STOCK ("PROPOSAL NO. 2").
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF (I) THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT
PROPOSAL NO. 1 OR PROPOSAL NO. 2, OR (II) A
QUORUM IS NOT PRESENT AT THE TIME OF THE SPECIAL
MEETING ("PROPOSAL NO. 3").
--------------------------------------------------------------------------------------------------------------------------
THE SOUTH FINANCIAL GROUP, INC. Agenda Number: 933129341
--------------------------------------------------------------------------------------------------------------------------
Security: 837841303
Meeting Type: Special
Meeting Date: 11-Sep-2009
Ticker: TSFGO
ISIN: US8378413038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION WHICH WOULD INCREASE
OUR NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 200,000,000 TO 325,000,000 ("PROPOSAL
NO. 1").
02 TO APPROVE THE CONVERSION OF OUR SERIES 2009 Mgmt For For
PREFERRED STOCK INTO COMMON STOCK IN ACCORDANCE
WITH THE TERMS OF THE SERIES 2009 PREFERRED
STOCK ("PROPOSAL NO. 2").
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF (I) THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT
PROPOSAL NO. 1 OR PROPOSAL NO. 2, OR (II) A
QUORUM IS NOT PRESENT AT THE TIME OF THE SPECIAL
MEETING ("PROPOSAL NO. 3").
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 933244561
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. CASEY Mgmt For For
DONALD J. AMARAL Mgmt For For
L. GAGE CHRYSLER III Mgmt For For
CRAIG S. COMPTON Mgmt For For
JOHN S.A. HASBROOK Mgmt For For
MICHAEL W. KOEHNEN Mgmt For For
DONALD E. MURPHY Mgmt For For
STEVE G. NETTLETON Mgmt For For
RICHARD P. SMITH Mgmt For For
CARROLL R. TARESH Mgmt For For
ALEX A. VERESCHAGIN, JR Mgmt For For
W. VIRGINIA WALKER Mgmt For For
02 TO APPROVE THE PROPOSAL TO RATIFY THE SELECTION Mgmt For For
OF MOSS ADAMS, LLP AS THE PRINCIPAL INDEPENDENT
AUDITOR OF THE COMPANY FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933203159
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., Mgmt For For
M.P.H.
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Mgmt For For
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITOR FOR THE 2010 FISCAL YEAR.
03 APPROVAL OF THE U.S. BANCORP AMENDED AND RESTATED Mgmt For For
2007 STOCK INCENTIVE PLAN.
04 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
UNION FIRST MARKET BANKSHARES CORP Agenda Number: 933212398
--------------------------------------------------------------------------------------------------------------------------
Security: 90662P104
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: UBSH
ISIN: US90662P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL I. HANSEN Mgmt For For
RONALD L. HICKS Mgmt For For
W. TAYLOE MURPHY JR. Mgmt For For
JAMES E. UKROP Mgmt For For
02 TO ELECT ONE (1) DIRECTOR TO SERVE AS CLASS Mgmt For For
III DIRECTOR FOR ONE-YEAR TERM: STEVEN A. MARKEL
03 TO ELECT ONE (1) DIRECTOR TO SERVE AS CLASS Mgmt For For
I DIRECTOR FOR TWO-YEAR TERM: DAVID J. FAIRCHILD
04 TO RATIFY THE APPOINTMENT OF YOUNT, HYDE & BARBOUR, Mgmt For For
P. C. AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
05 TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt For For
THE COMPENSATION OF EXECUTIVES DISCLOSED IN
THE PROXY STATEMENT.
06 TO CONSIDER A SHAREHOLDER PROPOSAL TO RECOMMEND Shr For Against
THAT THE COMPANY'S BOARD OF DIRECTORS TAKE
ACTION TO DECLASSIFY THE BOARD SUCH THAT ALL
DIRECTORS STAND FOR ELECTION ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
UNIVEST CORPORATION OF PENNSYLVANIA Agenda Number: 933204682
--------------------------------------------------------------------------------------------------------------------------
Security: 915271100
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: UVSP
ISIN: US9152711001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES H. HOEFLICH* Mgmt Withheld Against
WILLIAM G. MORRAL, CPA* Mgmt For For
JOHN U. YOUNG* Mgmt For For
DOUGLAS C. CLEMENS** Mgmt For For
K. LEON MOYER** Mgmt For For
MARGARET K. ZOOK** Mgmt For For
02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON BANKING COMPANY Agenda Number: 933232958
--------------------------------------------------------------------------------------------------------------------------
Security: 937303105
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: WBCO
ISIN: US9373031056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT T. SEVERNS Mgmt For For
JOHN L. WAGNER Mgmt For For
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
A PROPOSAL TO CONSIDER AND APPROVE THE COMPENSATION
OF EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPENSATION
DISCUSSION & ANALYSIS AND TABULAR DISCLOSURE
REGARDING NAMED EXECUTIVE OFFICER COMPENSATION
IN THE PROXY STATEMENT.
03 NON-BINDING RATIFICATION OF AUDITOR APPOINTMENT. Mgmt For For
A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S
APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2010.
04 SHAREHOLDER PROPOSAL. A PROPOSAL TO REQUEST Shr For Against
THAT THE BOARD OF DIRECTORS TAKE THE NECESSARY
STEPS TO DECLASSIFY THE BOARD OF DIRECTORS
AND REQUIRE THE ANNUAL ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933204593
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1H ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1I ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1J ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1K ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt Against Against
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1P ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt Against Against
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVES.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
COMPANY'S AUTHORIZED SHARES OF COMMON STOCK
FROM 6 BILLION TO 9 BILLION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2010.
05 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr For Against
ON EXECUTIVE AND DIRECTOR COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE Shr For Against
AN INDEPENDENT CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE Shr Against For
CONTRIBUTIONS.
08 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
WESBANCO, INC. Agenda Number: 933209240
--------------------------------------------------------------------------------------------------------------------------
Security: 950810101
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: WSBC
ISIN: US9508101014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTOPHER V. CRISS Mgmt For For
R.M. D'ALESSANDRI, M.D. Mgmt For For
JAMES C. GARDILL Mgmt For For
VAUGHN L. KIGER Mgmt For For
HENRY L. SCHULHOFF Mgmt For For
NEIL S. STRAWSER Mgmt For For
02 TO CONSIDER AND VOTE UPON THE PROPOSAL TO AMEND Mgmt For For
THE WESBANCO, INC. INCENTIVE BONUS, OPTION
AND RESTRICTED STOCK PLAN AND TO INCREASE THE
AUTHORIZED SHARES FOR ISSUANCE UNDER THE PLAN.
03 TO CONSIDER AND VOTE UPON THE SHAREHOLDER PROPOSAL Shr For Against
DESCRIBED IN THE ENCLOSED PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION Agenda Number: 933200153
--------------------------------------------------------------------------------------------------------------------------
Security: 957090103
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: WABC
ISIN: US9570901036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E. ALLEN Mgmt For For
L. BARTOLINI Mgmt For For
E.J. BOWLER Mgmt For For
A. LATNO, JR. Mgmt For For
P. LYNCH Mgmt For For
C. MACMILLAN Mgmt For For
R. NELSON Mgmt For For
D. PAYNE Mgmt For For
E. SYLVESTER Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 933224696
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. DOWNEY* Mgmt For For
ANAT M. BIRD** Mgmt For For
C.A. MORGAN, JR.*** Mgmt For For
THOMAS P. PRESTON*** Mgmt Withheld Against
MARVIN N. SCHOENHALS*** Mgmt For For
R. TED WESCHLER*** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG, LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010
03 APPROVAL OF AMENDMENTS TO THE WSFS FINANCIAL Mgmt For For
CORPORATION 2005 INCENTIVE PLAN
04 RE-APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS
UNDER THE WSFS FINANCIAL CORPORATION 2005 INCENTIVE
PLAN
05 ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 933244321
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 28-May-2010
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1B ELECTION OF DIRECTOR: L.E. SIMMONS Mgmt For For
1C ELECTION OF DIRECTOR: STEVEN C. WHEELWRIGHT Mgmt For For
02 APPROVAL OF AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE NUMBER
OF AUTHORIZED SHARES.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
04 APPROVAL, ON A NONBINDING ADVISORY BASIS, OF Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE
OFFICERS NAMED IN THE PROXY STATEMENT WITH
RESPECT TO THE FISCAL YEAR ENDED DECEMBER 31,
2009.
05 SHAREHOLDER PROPOSAL - THAT THE BOARD ADOPT Shr For Against
A POLICY PROHIBITING EMPLOYMENT DISCRIMINATION
BASED ON SEXUAL ORIENTATION OR GENDER IDENTITY.
06 SHAREHOLDER PROPOSAL - THAT THE BOARD ADOPT Shr For Against
A POLICY TO SEPARATE THE POSITIONS OF CHAIRMAN
OF THE BOARD AND CEO.
07 SHAREHOLDER PROPOSAL - THAT THE BOARD ADOPT Shr For Against
"SAY ON PAY" POLICY.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Bank and Thrift Opportunity Fund
By (Signature) /s/ Keith F. Hartstein
Name Keith F. Hartstein
Title President
Date 08/27/2010