Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

__________

FORM 11-K

FOR ANNUAL REPORTS OF EMPLOYEE STOCK
PURCHASE, SAVINGS AND SIMILAR PLANS
PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

(Mark One):

x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2017

OR

¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from ______________ to ______________

Commission File Number 1-9936

EDISON 401(K) SAVINGS PLAN
(Full Title of the Plan)

EDISON INTERNATIONAL
(Name of Issuer)

2244 Walnut Grove Avenue (P.O. Box 976), Rosemead, California 91770
(Address of principal executive office)











Edison 401(k) Savings Plan
____________________________________________________________________________________________________

Financial Statements and Supplemental Schedule
As of December 31, 2017 and 2016 and for the Year Ended December 31, 2017
















2


TABLE OF CONTENTS
Report of Independent Registered Public Accounting Firm
 
 
Financial Statements
 
 
Statements of Net Assets Available for Plan Benefits as of December 31, 2017 and 2016
 
Statement of Changes in Net Assets Available for Plan Benefits for the year ended December 31, 2017
 
Notes to Financial Statements
 
 
 
 
 
Supplemental Schedule
 
 
Form 5500, Schedule H, Line 4i-Schedule of Assets (Held at End of Year)
 
 
 
 
 
Signature
 
 
Consent of Independent Registered Public Accounting Firm
Exhibit 23
Note: All schedules other than that listed above have been omitted since the information is either disclosed elsewhere in the financial statements or not required by 29 CFR 2520.103-10 of the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974, as amended.




3



Report of Independent Registered Public Accounting Firm

Plan Administrator and Participants
Edison 401(k) Savings Plan
Rosemead, California
Opinion on the Financial Statements
We have audited the accompanying statements of net assets available for plan benefits of the Edison 401(k) Savings Plan (the "Plan") as of December 31, 2017 and 2016, the related statement of changes in net assets available for plan benefits for the year ended December 31, 2017, and the related notes (collectively, the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the net assets available for plan benefits of the Plan as of December 31, 2017 and 2016, and the changes in net assets available for plan benefits for the year ended December 31, 2017, in conformity with accounting principles generally accepted in the United States of America.
Basis for Opinion
These financial statements are the responsibility of the Plan's management. Our responsibility is to express an opinion on the Plan's financial statements based on our audits. We are a public accounting firm registered with the Public Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.
We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. As part of our audits we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Plan's internal control over financial reporting. Accordingly, we express no such opinion.
Our audits included performing procedures to assess the risk of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by the Plan's management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.

4


Supplemental Information
The supplemental information in the accompanying schedule of assets (held at end of year) as of December 31, 2017 has been subjected to audit procedures performed in conjunction with the audit of the Plan's financial statements. The supplemental information is presented for the purpose of additional analysis and is not a required part of the financial statements but included supplemental information required by the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. The supplemental information is the responsibility of the Plan's management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming our opinion on the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, the supplemental information is fairly stated, in all material respects, in relation to the financial statements as a whole.


BDO USA, LLP
We have served as the Plan's auditor since 2001.
Costa Mesa, California
June 27, 2018


5










Financial Statements
____________________________________________________________________________________________________















6


Statements of Net Assets Available for Plan Benefits
Edison 401(k) Savings Plan
 
December 31,
(in thousands)
2017
 
2016
Assets
 
 
 
Investments, at fair value
$
4,351,785

 
$
4,030,786

Receivables
 
 
 
Notes receivable from participants
83,590

 
84,033

Dividends receivable
5,138

 
5,051

Receivable from brokers and other
4,199

 
2,284

Total receivables
92,927

 
91,368

Total assets
4,444,712

 
4,122,154

 
 
 
 
Liabilities
 
 
 
Payable to brokers and other
52,581

 
62,501

Total liabilities
52,581

 
62,501

 
 
 
 
Net assets available for plan benefits
$
4,392,131

 
$
4,059,653


See accompanying notes to financial statements.

7


Statement of Changes in Net Assets Available for Plan Benefits
Edison 401(k) Savings Plan
(in thousands)
For year ended
December 31, 2017
Additions
 
Investment income
 
Dividends
$
31,590

Interest income and other
11,197

Net appreciation in fair value of investments
464,104

Total investment income
506,891

Management fees
(7,916
)
Net investment income
498,975

Interest income on notes receivable from participants
3,646

Contributions
 
Employer contributions, net of forfeitures
70,479

Participant and rollover contributions
141,277

Total net contributions
211,756

Total additions
714,377

 
 
Deductions
 
Distributions to participants
381,899

Total deductions
381,899

 
 
Net increase
332,478

Net assets available for plan benefits
 
  Beginning of year
4,059,653

  End of year
$
4,392,131




See accompanying notes to financial statements.

8


NOTES TO FINANCIAL STATEMENTS
1. Plan Description
The following description of the Edison 401(k) Savings Plan (the "Plan") provides only general information. The Plan sponsor is the Southern California Edison Company (the "Plan Sponsor"). Participants should refer to the summary plan description and Plan document, as amended, for a more complete description of the Plan's provisions.
Nature of Plan
Eligibility
The Plan is a defined-contribution plan with a 401(k) feature, in which qualifying full-time and part-time employees of Edison International (the "Company") and many of its subsidiary companies are eligible to participate. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974 ("ERISA"), as amended. An employee, as defined by the Plan document, is eligible to participate in the Plan immediately upon employment.
Contributions

Subject to statutory limits, all participants may defer pre-tax and after-tax dollars up to 84% of eligible pay. Participating employers provide matching contributions up to 6% of a participant's eligible pay. The Company allows employees who have attained age fifty before the close of a Plan year to make catch up contributions subject to Internal Revenue Service ("IRS") limitations. The Plan also accepts rollover contributions from other qualified plans. Effective September 24, 2015 for employees represented by International Brotherhood of Electrical Workers (IBEW) and effective March 4, 2016 for non-represented employees, employees hired on or after December 31, 2017 will receive fixed profit sharing contributions in addition to the matching contributions mentioned above.

Vesting

Participants immediately vest in their contributions plus actual earnings thereon. Employer contributions plus actual earnings thereon vest at a rate of 20% per year. After five years of service or reaching age 65, all existing and future employer contributions and their related earnings are fully vested.

Forfeitures

At December 31, 2017 and 2016, the unused portion of forfeited non-vested accounts totaled $14,000 and $6,000, respectively. These accounts are used to reduce future employer contributions. During 2017, employer contributions were reduced by $1,184,000 from forfeited non-vested accounts.

Plan Trust

Plan assets are held in a trust with State Street Bank and Trust Company (the "Trustee") for the benefit of participants and their beneficiaries. The mutual covenants to which the Plan Sponsor and the Trustee agree are disclosed in the trust agreement between the Plan Sponsor and the Trustee.

Plan Administration

The Plan is administered by the Southern California Edison Company Benefits Committee (the "Plan Administrator") and Conduent Inc. is the Plan's record keeper. The Plan provides to participants a detailed description of each investment fund choice and lists the respective investment manager.


9


Administrative and Investment Expenses

The Plan Sponsor pays the cost of administering the Plan, including fees and expenses of the Trustee and record keeper. The fees, taxes and other expenses incurred by the Trustee or investment managers in making investments are paid out of the applicable investment funds. These expenses also include brokerage fees for sales or purchases of Edison International Common Stock on the open market. No additional costs are incurred in connection with sales of Edison International Common Stock within the trust or the transfer of assets between funds.

Mutual funds pay fees to the Plan record keeper for administrative services to participants that would otherwise have to be provided by the mutual funds. The majority of fees received by the Plan record keeper are used to reduce the record keeping and communication expenses of the Plan paid by the Plan Sponsor. See Note 7 for a discussion of related party transactions.
Participant Accounts
Each participant account is adjusted for certain activities, including participant's contribution, the employer's contribution, distributions, loan activities, if applicable, and allocation of investment earnings (losses). Allocation of earnings (losses) and expenses is based on account balances. The benefit to which a participant is entitled is the benefit that can be provided from the vested portion of the participant's account.
Notes Receivable from Participants
Participants may borrow from the vested portion of their account, a minimum of $1,000 to a maximum of $50,000, with certain restrictions. Loan transactions are treated as transfers from (to) the investment fund to (from) participant loans. Loan terms range from one to four years for general purpose loans or up to 15 years for the purchase of a primary residence. Loans bear interest at the prime rate in effect at time of loan issuance plus one percent. Interest rates on outstanding loans range from 4.23% to 10.51% as of December 31, 2017 and mature on various dates through January 2033. Principal and interest are paid ratably through payroll deductions. Some separated participants may repay loan obligations directly, rather than through payroll deductions. Participant loans amounted to approximately $83,590,000 and $84,033,000 as of December 31, 2017 and 2016, respectively.
Distributions to Participants
Account balances are distributed as soon as practicable after a participant dies, becomes entitled to and requests a distribution, or terminates employment with an account balance of $5,000 or less. Participants may otherwise delay distribution, subject to the minimum distribution requirements under Internal Revenue Code ("IRC") Section 401(a)-(9). Participants may receive lump sum distributions. An installment form of distribution payment is also available to certain participants. In-service withdrawals may be taken from after-tax contributions, upon attainment of age 59½, or for certain financial hardships. Participants taking in-service withdrawals will be required to pay all applicable taxes on the withdrawals and may be subject to penalty taxes for early withdrawals taken prior to age 59½. Participants who terminate employment with a vested account balance greater than $1,000 but less than or equal to $5,000 will have their vested account balance automatically rolled over to individual retirement accounts ("IRA") selected by the Chair or Secretary of the Plan Administrator, unless the participants make a timely distribution election.
2. Summary of Significant Accounting Policies
Basis of Accounting
The financial statements are prepared and presented on the accrual basis of accounting and in conformity with U.S. generally accepted accounting principles ("GAAP") applicable to employee benefit plans and ERISA.
Use of Estimates
The preparation of financial statements in conformity with GAAP requires management to make estimates and assumptions that affect the reported amounts of assets, liabilities, and changes therein, and disclosure of contingent assets and liabilities. Actual results could differ materially from those estimates.

10


Risks and Uncertainties
The Plan's investment in Edison International Common Stock amounted to approximately $542,680,000 and $638,628,000 as of December 31, 2017 and 2016, respectively. Such investments represented approximately 12% and 16% of the Plan's net assets as of December 31, 2017 and 2016, respectively. For risks and uncertainties regarding investment in the Company's common stock, participants should refer to the annual report on Form 10-K for the period ended December 31, 2017, and the quarterly report on Form 10-Q for the period ended March 31, 2018 of Edison International.

The Plan provides for various funds that hold investment securities. Investment securities are exposed to various risks such as interest rate, market, and credit risks. Due to the level of risk associated with certain investment securities and the level of uncertainty related to changes in the value of investment securities, it is at least reasonably possible that changes in risk in the near term could materially affect participants' account balances and the amounts reported in the Statements of Net Assets Available for Plan Benefits and the Statement of Changes in Net Assets Available for Plan Benefits.
The Plan participates in various investment options that include securities of foreign companies, which involve special risks and considerations not typically associated with investing in U.S. companies. These risks include devaluation of currencies, less reliable information about issuers, different securities transaction clearance and settlement practices, and possible adverse political and economic developments. Moreover, securities of many foreign companies and their markets may be less liquid and their prices more volatile than securities of comparable U.S. companies.
Investment Valuation and Income Recognition
The Plan's investments are stated at fair value. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. Purchases and sales of securities are recorded on a trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date.
Net Appreciation (Depreciation) in Fair Value of Investments
Realized and unrealized appreciation (depreciation) in the fair value of investments is based on the difference between the fair value of the assets at the beginning of the year, or at the time of assets purchased during the year, and the related fair value on the day investments are sold with respect to realized appreciation (depreciation), or on the last day of the year for unrealized appreciation (depreciation).
Notes Receivable from Participants
Notes receivable from participants are measured at their unpaid principal balance plus any accrued but unpaid interest.
Notes receivable from participants that are in default, as provided in the Plan document, are treated for tax purposes as deemed distributions for active participants or loan offsets for terminated participants and also reported as such in the Form 5500. For the year ended December 31, 2017, there were deemed distributions (excluding repayments) of $84,000 and loan offsets of $4,224,000 related to notes receivable from participants. The loan offsets are included in "Distributions to participants" in the Statements of Changes in Net Assets Available for Plan Benefits.
Distributions to Participants
Distributions to participants, other than notes receivable from participants, are recorded when paid.
New Accounting Guidance
Accounting Guidance Not Yet Adopted
On January 5, 2016, the FASB issued an accounting standards update that amends the guidance on the classification and measurement of financial instruments. The amendments require equity investments (excluding those accounted for under the equity method or those that result in consolidation) to be measured at fair value, with changes in fair value recognized in net income. It also amends certain disclosure requirements associated with the fair value of financial instruments. In addition, the new guidance requires financial assets and financial liabilities to be presented separately in the notes to the financial statements, grouped by measurement category and form of financial asset. This new guidance is effective January 1, 2019. The adoption of this standard is not expected to have a material impact on the Plan's financial statements.


11


In June 2016, the FASB issued an accounting standards update to amend the guidance on the impairment of financial instruments. The new guidance adds an impairment model, known as the current expected credit loss model, which is based on expected losses rather than incurred losses. This guidance applies to debt instruments and trade receivables. This guidance is effective on January 1, 2021. The impact of adopting this new guidance is being evaluated.
3. Fair Value Measurements
Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (referred to as an "exit price"). Fair value of an asset or liability considers assumptions that market participants would use in pricing the asset or liability, including assumptions about nonperformance risk. The Plan categorizes financial assets and liabilities into a three-level fair value hierarchy based on valuation inputs used to derive fair value. The hierarchy gives the highest priority to unadjusted quoted market prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). The three levels of the fair value hierarchy are:
•
Level 1: The fair value of Level 1 assets and liabilities is determined using unadjusted quoted prices in active markets that are available at the measurement date for identical assets and liabilities;
•
Level 2: Pricing inputs other than Level 1 that are observable, either directly or indirectly, such as quoted market prices for similar assets; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data for substantially the full term of the financial instrument; and
•
Level 3: The fair value of Level 3 assets and liabilities is determined using the income approach through various models and techniques that require significant unobservable inputs. The Plan does not have any Level 3 assets and liabilities.
The asset or liability's fair value measurement level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement. Valuation techniques maximize the use of observable inputs and minimize the use of unobservable inputs. There were no changes in the valuation methods during 2017 and 2016. Plan assets carried at fair value are described below.
Edison International Common Stock and investments in equity mutual funds are valued at the unadjusted quoted prices in active or highly liquid and transparent markets and are classified as Level 1.
Investments in separately managed accounts (separate accounts) are managed by external investment managers and include the following: Cash and short-term interest bearing investments with initial maturities of three months or less are recorded at cost, plus accrued interest, which approximates fair value. The value of equity investments, real estate investment trusts, and US Treasury investments in separate accounts is based on quoted market prices in active or highly liquid and transparent markets and is therefore classified as Level 1. The fair value of fixed income investments (including asset-backed securities) in separate accounts is based on evaluated prices that reflect significant observable market information but are classified as Level 2 because they trade in markets that are not considered active. Separate accounts also include minor investments in derivative contracts, including options and futures traded in active markets and swap contracts valued at fair value, as determined by the investment managers taking into consideration exchange quotations on underlying instruments, dealer quotations and other market information.
The self-directed brokerage accounts contain investments stated at quoted market prices for equities and mutual funds and therefore are classified as Level 1. Fixed income investments in this category are classified as Level 2.
The preceding methods described may produce a fair value calculation that may not be indicative of net realizable value or reflective of future fair values. Furthermore, although the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain financial instruments could result in a different fair value measurement at the reporting date.

12


The following presents information about the Plan's investments that are measured at fair value on a recurring basis as of December 31, 2017 and 2016, by level within the fair value hierarchy:
 
Investments at Fair Value as of December 31, 2017
(in thousands)
Level 1
 
Level 2
 
Level 3
 
NAV a
 
Total
Edison International common stock fund
$
534,864

 
$
—

 
$
—

 
$
7,816

 
$
542,680

Money market fund
4,417

 
—

 
—

 
368,333

 
372,750

Self-directed brokerage accounts
425,284

 
7,316

 
—

 
—

 
432,600

Mutual fund
226,813

 
—

 
—

 
—

 
226,813

Collective investment funds
26,092

 
—

 
—

 
1,989,332

 
2,015,424

Separate managed funds:
 
 
 
 
 
 
 
 
 
Cash and other short-term investments
1,426

 
—

 
—

 
11,707

 
13,133

Mutual funds
—

 
—

 
—

 
172

 
172

Fixed income securities b
59,537

 
172,537

 
—

 
—

 
232,074

Common and preferred stocks
505,182

 
—

 
—

 
—

 
505,182

Other
6,662

 
4,295

 
—

 
—

 
10,957

Total separate managed funds
572,807

 
176,832

 
—

 
11,879

 
761,518

Total investments at fair value
$
1,790,277

 
$
184,148

 
$
—

 
$
2,377,360

 
$
4,351,785

 
Investments at Fair Value as of December 31, 2016
(in thousands)
Level 1
 
Level 2
 
Level 3
 
NAV a
 
Total
Edison International common stock fund
$
635,952

 
$
—

 
$
—

 
$
2,676

 
$
638,628

Money market fund
—

 
—

 
—

 
457,729

 
457,729

Self-directed brokerage accounts
369,540

 
7,417

 
—

 
—

 
376,957

Mutual fund
181,527

 
—

 
—

 
—

 
181,527

Collective investment funds
179,636

 
—

 
—

 
1,594,584

 
1,774,220

Separate managed funds:
 
 
 
 
 
 
 
 
 
Cash and other short-term investments
—

 
—

 
—

 
15,214

 
15,214

Mutual funds
2,337

 
—

 
—

 
169

 
2,506

Fixed income securities b
48,563

 
168,896

 
—

 
—

 
217,459

Common and preferred stocks
345,772

 
—

 
—

 
—

 
345,772

Other
—

 
20,774

 
—

 
—

 
20,774

Total separate managed funds
396,672

 
189,670

 
—

 
15,383

 
601,725

Total investments at fair value
$
1,763,327

 
$
197,087

 
$
—

 
$
2,070,372

 
$
4,030,786

a 
These investments are measured at fair value using the net asset value per share practical expedient and have not been classified in the fair value hierarchy. The fair value amounts presented in this table are intended to permit reconciliation of the fair value hierarchy to the amounts in the Statement of Net Assets Available for Plan Benefits.
b 
The majority of dollar amounts of these securities consist of corporate bonds, U.S. government securities and agency securities including U.S. treasury notes and bonds.
The Plan determines the fair value for transfers in and transfers out of each level at the end of each reporting period. There were no transfers between level 1, 2 or 3 during 2017 and 2016.

13


Fund Investments Valued at Net Asset per Share as a Practical Expedient
The following table summarizes investments measured at fair value based on NAV per share:
 
December 31, 2017
(in thousands)
Fair Value
 
Unfunded Commitments
 
Redemption Frequency
(if currently eligible)
 
Redemption Notice Period
Money market fund 1
$
387,856

 
Not applicable
 
Daily
 
None
Mutual fund 2
172

 
Not applicable
 
Daily
 
None
Collective investment funds 3
1,989,332

 
Not applicable
 
Daily
 
None
Total
$
2,377,360

 
 
 
 
 
 
 
December 31, 2016
(in thousands)
Fair Value
 
Unfunded Commitments
 
Redemption Frequency
(if currently eligible)
 
Redemption Notice Period
Money market fund 1
$
475,619

 
Not applicable
 
Daily
 
None
Mutual fund 2
169

 
Not applicable
 
Daily
 
None
Collective investment funds 3
1,594,584

 
Not applicable
 
Daily
 
None
Total
$
2,070,372

 
 
 
 
 
 
1 
For the years ended December 31, 2017 and 2016, the combined money market fund investments of $387,856 and $457,619, respectively, are all invested in the State Street Money Market Fund, including $11,707 and $15,214, respectively, in separate managed funds "Cash and short-term investments," and $7,816 and $2,676, respectively, in the "Edison International common stock fund."
The State Street Money Market Fund seeks to provide safety of principal, daily liquidity and a competitive yield over the long term. The fund invests in a diversified portfolio of securities including securities guaranteed by the U.S. Government or its agencies; debt securities of domestic or foreign corporations, mortgage-backed and other asset-backed securities, municipal bonds, structured notes, loan participations, revolving credit facilities, repurchase agreements and bank certificates of deposit.
2 
The investment objective of the bond mutual fund within the separately managed accounts is to seek maximum current income, consistent with preservation of capital and daily liquidity.
3 
For the years ended December 31, 2017 and 2016, collective investment funds consist of fixed income index funds that seek to track the Barclays Capital Aggregate Bond Index, equity index funds that seek to track the performance of the Standard and Poor's 500 index, the Russell 2500 index, and the MSCI AC World Index (excluding the U.S.). The collective investment funds also consist of equity index funds that seek to track the Russell 1000 value index for the year ended December 31, 2016.
4. Investment Elections
The Trustee invests contributions in accordance with participant instructions.
Participants may elect changes to their investment mix effective each business day, with certain restrictions. The Plan imposes a seven-day trading restriction for most participants that applies to all funds except the Edison International Common Stock Fund. Reallocation elections are also subject to trading restrictions, redemption fees, or other measures imposed by investment fund managers. Participants may effect changes to their deferral percentages and deferral investment elections coincident with their pay frequency.
5. Investment Options
The transfer of a participant's investment from one fund to any other fund is based on the net asset value of the units allocated to the participant's account, as of close of market on the date of transfer.
As of December 31, 2017, all participants were able to choose from among 19 investment fund offerings. These investment funds consisted of the following:
•
Tier 1 – Ten Target Date Funds: Premixed allocation of stocks, bonds and cash. Each Target Date fund is built from a combination of the Tier 2 core funds and designed to be more conservative over time as each fund approaches its target date.

14


•
Tier 2 – Edison International Common Stock Fund and Seven Institutional Funds representing a range of asset classes: large and small U.S. stocks (including Edison International Common Stock), cash equivalents, non-U.S. stocks, real assets and fixed income instruments, with varying degrees of risk and return.
•
Tier 3 – Self-Directed Brokerage Accounts: Allows participants to select investments from among thousands of publicly traded securities including individual equities, mutual funds, fixed income products, exchange traded funds, real estate investment trusts, and taxable unit investment trusts.
The Plan Sponsor's Trust Investment Committee may direct the Trustee to establish new investment funds or discontinue existing ones as well as change the investment medium for each investment fund. Participants should refer to the summary plan description for a more complete discussion of the various investment options.
6. Reconciliation of Financial Statements to Form 5500
The following is a reconciliation of net assets available for plan benefits per the financial statements to the Form 5500:
 
December 31,
(in thousands)
2017
 
2016
Net assets available for plan benefits per the financial statements
$
4,392,131

 
$
4,059,653

Less: Amounts allocated to withdrawing participants
(1,557
)
 
(1,662
)
Net assets available for plan benefits per the Form 5500
$
4,390,574

 
$
4,057,991

 
 
 
 
The following is a reconciliation of total deductions per the financial statements to the Form 5500:

(in thousands)
 
 
For year ended
December 31, 2017
Total deductions per the financial statements
 
 
$
381,899

Add: Amounts allocated to withdrawing participants at December 31, 2017
 
 
1,557

Less: Amounts allocated to withdrawing participants at December 31, 2016
 
 
(1,662
)
Benefits paid to participants per the Form 5500
 
 
$
381,794

Amounts allocated to withdrawing participants are recorded on the Form 5500 for benefit claims that have been processed and approved for payment prior to December 31 but not paid as of that date.
7. Related-Party Transactions
Certain Plan investments, including investments held in the trust, are shares of funds managed by the Trustee. The Plan also invests in the Edison International Common Stock Fund and receives services from the Plan Sponsor. In addition, the Plan issues loans to participants, see "Notes Receivable from Participants" in Note 1 for more details. These transactions qualify as party-in-interest transactions under ERISA.
The Money Market Fund is managed by State Street Bank and Trust Company, which also serves as the Plan's Trustee. Fees earned by the Trustee in its capacity as fund manager for the Plan were $207,000 for 2017 and were reported as "Management fees" on the Statement of Changes in Net Assets Available for Plan Benefits.
The Plan's investment options include the Company's Common Stock as a fund option. See Note 2 for a discussion of the amount of the Plan's investment in the Company's Common Stock. In addition, State Street Global Advisors, an affiliate of State Street Bank and Trust Company, is the investment manager of the Edison International Common Stock Fund. Fees earned by State Street Global Advisors in its capacity as the investment manager of the Edison International Common Stock Fund were $104,000 for 2017 and were reported as "Management fees" on the Statement of Changes in Net Assets Available for Plan Benefits.
Certain investment fund managers have provided credits to Conduent Inc. of $677,000 for administrative and other services rendered to the Plan by the Plan Sponsor. These credits were used to reduce Conduent Inc.'s charge to the Plan Sponsor for services provided to the Plan.
See Note 10 below regarding Edison International Common Stock Fund dividend payments.

15


8. Plan Termination
Although it has not expressed intent to do so, the Plan Sponsor has the right under the Plan to discontinue its contributions at any time and to terminate the Plan subject to the provisions of ERISA. In the event of Plan termination, participants will become fully vested in their accounts. The Trust will continue after termination until all Trust assets have been distributed to participants and their beneficiaries.
9. Tax Status
The IRS has determined and informed the Plan Sponsor by a letter dated June 15, 2017 that the Plan and related trust are designed in accordance with the applicable qualification sections of the IRC. The Plan has been amended since receiving the determination letter. However, the Plan Administrator believes that the Plan, as amended, is designed in compliance with the applicable qualification requirements of the IRC, and that the Plan continues to be tax exempt. In addition, the Plan Administrator is not aware of any unaddressed operational issues for which corrective action is not being taken that will prevent the continuation of the Plan's qualified tax status.
10. Employee Stock Ownership Plan
The Edison International Common Stock Fund constitutes an employee stock ownership plan that allows for the current distribution of dividends to the accounts of all participants through the Plan. Such distributions amounted to approximately $2,620,000 for the year ended December 31, 2017. On December 7, 2017, the Board of Directors of Edison International declared a common stock dividend of $0.6050 per share which was paid on January 31, 2018 to the shareholders of record as of December 29, 2017. As the record date was at year end, dividend income of $0.6050 per share amounting to approximately $5,137,000 was accrued and included in "Dividends receivable" in the accompanying financial statements at December 31, 2017. For the year ended December 31, 2016, $4,778,000 was accrued in dividend receivable and paid on January 31, 2017.

16










Supplemental Schedule
____________________________________________________________________________________________________















17




Form 5500 Schedule H, Line 4i - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
(a)
(b)
 
(c)
(d)
(e)
 
Identity of Issue, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
Cost**
Current Value
(in thousands)
Edison International common stock fund
* 
Edison International
 
Common stock - no par value
 
$
542,680

Money market fund
* 
State Street Bank & Trust Co.
 
Money market fund - collective instrument in the State Street Bank short-term income fund
 
372,750

Investment funds
 
BlackRock Global Investors
 
Collective investment in the core Standard & Poor 500 index fund
 
876,530

 
PIMCO***
 
Separate managed account in the core bond fund
 
148,809

 
BlackRock Global Investors
 
Collective investment in the core bond fund
 
99,134

 
Dodge & Cox***
 
Separate managed account in the core bond fund
 
100,994

 
Harding Loevner
 
Collective investment in the core international stock fund
 
224,882

 
Dodge & Cox
 
Mutual fund in the core international stock fund
 
226,813

 
BlackRock Global Investors
 
Collective investment in the core international stock fund
 
219,239

 
BlackRock Global Investors
 
Collective investment in the core Standard & Poor 500 index (large company stock) fund
 
200,529

 
Jackson Square Partners***
 
Separate managed account in the core U.S. small-medium company stock fund
 
52,738

 
BlackRock Global Investors
 
Collective investment in the core U.S. small-medium company stock fund
 
220,989

 
Next Century***
 
Separate managed account in the core U.S. small-medium company stock fund
 
9

 
AJO Partners***
 
Separate managed account in the core U.S. small-medium company stock fund
 
52,623

 
Loomis Sayles***
 
Separate managed account in the core U.S. large company stock fund
 
209,408

 
T. Rowe Price***
 
Separate managed account in the core U.S. large company stock fund
 
196,937

 
Blackrock Global Investors
 
Collective Investment in core real assets fund
 
65,494

 
Blackrock Global Investors
 
Collective Investment in global real estate investment trust fund
 
26,092

 
Blackrock Global Investors
 
Collective Investment in short term treasury inflation protected securities fund
 
60,004

 
Blackrock Global Investors
 
Collective Investment in the commodities fund
 
22,531

 
 
 
Total common collective and separate managed funds
 
3,003,755

Self-directed brokerage accounts
 
Charles Schwab
 
Self-directed brokerage accounts
 
432,600

 
 
 
Total investments
 
4,351,785

Notes receivable from participants
* 
Notes receivable from participants
 
Loans with maturities varying from one to four years (or up to 15 years for purchase of a primary residence) and interest rates of 4.23% to 10.51%
 
83,590

 
 
 
Total
 
$
4,435,375

*  
Party-in-interest
** 
Investments are participant-directed; therefore, disclosure of cost is not required.
*** See investment details of the separate managed investments in the appendix of the Schedule of Assets.



18


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)

(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value

Current Value
(in thousands)
 
PIMCO
 
AT+T INC SR UNSECURED 03/24 3.8
 
$
922

 
 
 
AT+T INC SR UNSECURED 07/21 VAR
 
811

 
 
 
AT+T INC SR UNSECURED 08/24 3.4
 
804

 
 
 
ABBOTT LABORATORIES SR UNSECURED 11/19 2.35
 
200

 
 
 
ABBVIE INC SR UNSECURED 05/23 2.85
 
299

 
 
 
ACTIVISION BLIZZARD SR UNSECURED 06/22 2.6
 
298

 
 
 
AETNA INC SR UNSECURED 11/24 3.5
 
558

 
 
 
AIR LEASE CORP SR UNSECURED 09/23 3
 
298

 
 
 
AIR LEASE CORP SR UNSECURED 01/20 2.125
 
496

 
 
 
ALIBABA GROUP HOLDING SR UNSECURED 06/23 2.8
 
199

 
 
 
FNMA TBA 30 YR 3 SINGLE FAMILY MORTGAGE
 
9,088

 
 
 
FNMA TBA 15 YR 3.5 SINGLE FAMILY MORTGAGE
 
1,031

 
 
 
FNMA TBA 30 YR 3.5 SINGLE FAMILY MORTGAGE
 
5,126

 
 
 
FNMA TBA 30 YR 3.5 SINGLE FAMILY MORTGAGE
 
409

 
 
 
FNMA TBA 30 YR 4 SINGLE FAMILY MORTGAGE
 
4,797

 
 
 
ALLY FINANCIAL INC COMPANY GUAR 09/18 4.75
 
304

 
 
 
ALLY FINANCIAL INC COMPANY GUAR 01/19 3.5
 
302

 
 
 
ALLY FINANCIAL INC SR UNSECURED 03/20 4.125
 
408

 
 
 
AMERICAN TOWER CORP SR UNSECURED 01/22 2.25
 
292

 
 
 
AMGEN INC SR UNSECURED 05/19 2.2
 
650

 
 
 
AMGEN INC SR UNSECURED 05/20 VAR
 
301

 
 
 
ANTHEM INC SR UNSECURED 12/22 2.95
 
500

 
 
 
VEREIT OPERATING PARTNER COMPANY GUAR 02/19 3
 
201

 
 
 
BP CAPITAL MARKETS PLC COMPANY GUAR 08/18 VAR
 
400

 
 
 
BANK OF AMERICA CORP SR UNSECURED 05/18 5.65
 
304

 
 
 
BANK OF AMERICA CORP SR UNSECURED 01/23 3.3
 
307

 
 
 
BANK OF AMERICA CORP SR UNSECURED 01/23 VAR
 
507

 
 
 
BANK OF AMERICA CORP SR UNSECURED 07/21 VAR
 
299

 
 
 
BANK OF NY MELLON CORP SR UNSECURED 10/23 VAR
 
308

 
 
 
BANK OF NOVA SCOTIA COVERED 04/21 1.875
 
490

 
 
 
BARCLAYS PLC SR UNSECURED 08/21 3.2
 
302

 
 
 
BARCLAYS BANK PLC
 
300

 
 
 
BARCLAYS BANK PLC
 
300

 
 
 
BARCLAYS BANK PLC
 
500

 
 
 
BEAR STEARNS ADJUSTABLE RATE M BSARM 2004 10 11A1
 
288

 
 
 
BECTON DICKINSON AND CO SR UNSECURED 06/22 VAR
 
302

 
 
 
BOC AVIATION LTD SR UNSECURED REGS 09/22 2.75
 
196

 
 
 
CBS CORP COMPANY GUAR 02/23 2.5
 
293

 
 
 
CIT GROUP INC SR UNSECURED 02/19 3.875
 
303

 
 
 
CSAIL COMMERCIAL MORTGAGE TRUS CSAIL 2015 C3 ASB
 
514


19


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)

(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value

Current Value
(in thousands)
 
PIMCO
 
COUNTRYWIDE ALTERNATIVE LOAN T CWALT 2004 28CB 5A1
 
$
184

 
 
 
COUNTRYWIDE HOME LOANS CWHL 2004 HYB2 6A
 
114

 
 
 
CALIFORNIA ST CAS 04/47 FLOATING VAR
 
404

 
 
 
CAPITAL ONE FINANCIAL CO SR UNSECURED 05/20 VAR
 
502

 
 
 
CAPITAL ONE MULTI ASSET EXECUT COMET 2016 A1 A1
 
301

 
 
 
CARDINAL HEALTH INC SR UNSECURED 11/19 2.4
 
500

 
 
 
CARDINAL HEALTH INC SR UNSECURED 06/22 2.616
 
393

 
 
 
CARLISLE COS INC SR UNSECURED 12/24 3.5
 
101

 
 
 
CHICAGO IL CHI 01/22 FIXED 5.63
 
203

 
 
 
CHICAGO IL CHI 01/42 FIXED OID 7.75
 
222

 
 
 
CITIGROUP INC SR UNSECURED 06/19 VAR
 
302

 
 
 
CITIGROUP INC SR UNSECURED 04/22 2.75
 
599

 
 
 
CITIGROUP INC SR UNSECURED 07/23 VAR
 
199

 
 
 
CITIGROUP MORTGAGE LOAN TRUST CMLTI 2005 8 3A1
 
203

 
 
 
CONSTELLATION BRANDS INC COMPANY GUAR 05/22 2.7
 
299

 
 
 
EXELON CORP SR UNSECURED 12/20 5.15
 
319

 
 
 
CRED SUIS GP FUN LTD COMPANY GUAR 09/22 3.8
 
619

 
 
 
CROWN CASTLE INTL CORP SR UNSECURED 04/22 4.875
 
107

 
 
 
D.R. HORTON INC COMPANY GUAR 02/20 4
 
309

 
 
 
DXC TECHNOLOGY CO SR UNSECURED 03/21 VAR
 
601

 
 
 
DELTA AIR LINES INC SR UNSECURED 03/22 3.625
 
102

 
 
 
DELTA AIR LINES INC SR UNSECURED 03/20 2.875
 
201

 
 
 
DEUTSCHE BANK NY SR UNSECURED 11/22 3.3
 
497

 
 
 
DEUTSCHE BANK AG SR UNSECURED 05/19 VAR
 
509

 
 
 
DISCOVERY COMMUNICATIONS COMPANY GUAR 09/19 VAR
 
101

 
 
 
DISCOVERY COMMUNICATIONS COMPANY GUAR 03/23 2.95
 
99

 
 
 
DISH DBS CORP COMPANY GUAR 09/19 7.875
 
428

 
 
 
DISH DBS CORP COMPANY GUAR 04/18 4.25
 
703

 
 
 
EMC CORP SR UNSECURED 06/18 1.875
 
796

 
 
 
EMC CORP SR UNSECURED 06/20 2.65
 
99

 
 
 
EQT CORP SR UNSECURED 10/22 3
 
594

 
 
 
EBAY INC SR UNSECURED 01/23 VAR
 
502

 
 
 
EMERA US FINANCE LP COMPANY GUAR 06/21 2.7
 
100

 
 
 
ENBRIDGE INC SR UNSECURED 06/20 VAR
 
303

 
 
 
ENBRIDGE INC SR UNSECURED 01/20 VAR
 
200

 
 
 
ENERGY TRANSFER PARTNERS COMPANY GUAR 04/19 9
 
324

 
 
 
EXELON GENERATION CO LLC SR UNSECURED 03/22 3.4
 
203

 
 
 
FREDDIE MAC NOTES 09/18 1.15
 
498

 
 
 
FANNIE MAE NOTES 08/19 1.25
 
297

 
 
 
FANNIE MAE FNR 2012 55 PC
 
1,748


20


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
FANNIE MAE FNR 2013 36 JI
 
$
161

 
 
 
FANNIE MAE FNR 2015 38 DF
 
161

 
 
 
FANNIE MAE FNR 2015 87 BF
 
178

 
 
 
FNMA POOL 257290 FN 07/18 FIXED 4.5
 
35

 
 
 
FHLMC MULTIFAMILY STRUCTURED P FHMS KF11 A
 
283

 
 
 
FREDDIE MAC NOTES 10/19 1.25
 
593

 
 
 
FNMA POOL 469379 FN 11/21 FIXED 3.14
 
3,328

 
 
 
FNMA POOL 471600 FN 06/22 FIXED 2.64
 
289

 
 
 
FNMA POOL AH8434 FN 04/41 FIXED 5
 
10

 
 
 
FNMA POOL AL1983 FN 05/22 FIXED VAR
 
437

 
 
 
FNMA POOL AL5853 FN 05/44 FIXED VAR
 
563

 
 
 
FNMA POOL AL8946 FN 08/46 FIXED VAR
 
2,574

 
 
 
FNMA POOL AW3558 FN 05/29 FIXED 3
 
271

 
 
 
FANNIE MAE FNR 2004 10 ZB
 
64

 
 
 
FREDDIE MAC FHR 2882 ZC
 
13

 
 
 
FNMA POOL 725236 FN 03/34 FIXED VAR
 
9

 
 
 
FNMA POOL 888638 FN 09/37 FIXED VAR
 
226

 
 
 
FNMA POOL 894948 FN 08/36 FIXED 6
 
17

 
 
 
FNMA POOL 995279 FN 12/38 FIXED VAR
 
12

 
 
 
FNMA POOL AE0515 FN 04/40 FIXED VAR
 
18

 
 
 
FIDELITY NATIONAL INFORM SR UNSECURED 10/20 3.625
 
44

 
 
 
FIDELITY NATIONAL INFORM SR UNSECURED 08/21 2.25
 
25

 
 
 
FIRSTENERGY CORP SR UNSECURED 07/22 2.85
 
297

 
 
 
FLEX LTD SR UNSECURED 02/23 5
 
321

 
 
 
FORD MOTOR CREDIT CO LLC SR UNSECURED 01/18 VAR
 
500

 
 
 
FORD MOTOR CREDIT CO LLC SR UNSECURED 10/18 2.551
 
301

 
 
 
FORD MOTOR CREDIT CO LLC SR UNSECURED 01/21 3.2
 
304

 
 
 
GATX CORP SR UNSECURED 07/19 2.5
 
299

 
 
 
GENERAL MOTORS CO SR UNSECURED 10/18 3.5
 
202

 
 
 
GENERAL MOTORS CO SR UNSECURED 08/20 VAR
 
101

 
 
 
GENERAL MOTORS FINL CO COMPANY GUAR 01/19 3.1
 
302

 
 
 
GENERAL MOTORS FINL CO COMPANY GUAR 01/22 VAR
 
102

 
 
 
GENERAL MOTORS FINL CO COMPANY GUAR 01/22 3.45
 
405

 
 
 
GENESIS ENERGY LP/GENESI COMPANY GUAR 02/21 5.75
 
204

 
 
 
GOLDMAN SACHS GROUP INC SR UNSECURED 07/24 3.85
 
985

 
 
 
GOLDMAN SACHS GROUP INC SR UNSECURED 07/23 VAR
 
303

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2016 H11 F
 
281

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2017 H09 FB
 
412

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H16 FM
 
333

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H20 FB
 
167


21


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H20 FC
 
$
517

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H22 FC
 
412

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H30 FB
 
350

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2015 H29 FA
 
463

 
 
 
HSBC HOLDINGS PLC SR UNSECURED 05/21 2.95
 
503

 
 
 
HSBC USA INC SR UNSECURED 08/18 VAR
 
502

 
 
 
HARRIS CORPORATION SR UNSECURED 12/20 4.4
 
314

 
 
 
HOSPITALITY PROPERTIES T SR UNSECURED 02/21 4.25
 
207

 
 
 
IMPAC SECURED ASSETS CORP. IMSA 2006 5 2A
 
173

 
 
 
INDYMAC INDA MORTGAGE LOAN TRU INDA 2005 AR1 3A1
 
319

 
 
 
INTERCONTINENTALEXCHANGE COMPANY GUAR 12/20 2.75
 
404

 
 
 
INTL BK RECON + DEVELOP SR UNSECURED 10/20 2
 
795

 
 
 
INTL LEASE FINANCE CORP SR UNSECURED 05/19 6.25
 
314

 
 
 
INTL LEASE FINANCE CORP SR UNSECURED 01/22 8.625
 
241

 
 
 
JP MORGAN MORTGAGE TRUST JPMMT 2005 A5 2A2
 
821

 
 
 
JPMORGAN CHASE + CO SR UNSECURED 03/21 VAR
 
309

 
 
 
JPMORGAN CHASE + CO SR UNSECURED 06/21 2.4
 
398

 
 
 
JPMORGAN CHASE + CO SR UNSECURED 04/23 VAR
 
601

 
 
 
KLA TENCOR CORP SR UNSECURED 11/21 4.125
 
104

 
 
 
KLA TENCOR CORP SR UNSECURED 11/24 4.65
 
325

 
 
 
KINDER MORGAN INC COMPANY GUAR 01/23 VAR
 
203

 
 
 
LAM RESEARCH CORP SR UNSECURED 03/25 3.8
 
520

 
 
 
MASCO CORP SR UNSECURED 03/20 7.125
 
43

 
 
 
MASTR ASSET BACKED SECURITIES MABS 2006 AM1 A3
 
101

 
 
 
MCCORMICK + CO SR UNSECURED 08/24 3.15
 
302

 
 
 
MERRILL LYNCH MORTGAGE INVESTO MLMI 2003 A2 2A2
 
41

 
 
 
MLCC MORTGAGE INVESTORS INC MLCC 2004 G A1
 
66

 
 
 
MITSUBISHI UFJ FIN GRP SR UNSECURED 09/21 2.19
 
491

 
 
 
MITSUBISHI UFJ FIN GRP SR UNSECURED 07/22 2.665
 
297

 
 
 
MIZUHO FINANCIAL GROUP SR UNSECURED 09/21 2.273
 
491

 
 
 
MIZUHO FINANCIAL GROUP SR UNSECURED 02/22 VAR
 
202

 
 
 
MIZUHO FINANCIAL GROUP SR UNSECURED 09/22 VAR
 
503

 
 
 
MOLSON COORS BREWING CO COMPANY GUAR 07/21 2.1
 
98

 
 
 
MORGAN STANLEY SR UNSECURED 07/22 VAR
 
302

 
 
 
MORGAN STANLEY SR UNSECURED 01/22 VAR
 
305

 
 
 
MORGAN STANLEY CAPITAL INC MSAC 2004 WMC2 M1
 
204

 
 
 
MORGAN STANLEY SR UNSECURED 05/19 7.3
 
426

 
 
 
MORGAN STANLEY SR UNSECURED 10/24 3.7
 
387

 
 
 
MYLAN NV COMPANY GUAR 12/18 3
 
402

 
 
 
NABORS INDUSTRIES INC COMPANY GUAR 09/20 5
 
299


22


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
NASDAQ INC SR UNSECURED 03/19 VAR
 
$
500

 
 
 
NATIONAL AUSTRALIA BK/NY SR UNSECURED 07/21 1.875
 
391

 
 
 
NAVIENT CORP SR UNSECURED 07/21 6.625
 
317

 
 
 
NEW JERSEY ST ECON DEV AUTH RE NJSDEV 06/21 FIXED 4.521
 
308

 
 
 
NORTHROP GRUMMAN CORP SR UNSECURED 01/25 2.93
 
298

 
 
 
NORTHROP GRUMMAN CORP SR UNSECURED 10/22 2.55
 
298

 
 
 
OWENS CORNING COMPANY GUAR 12/24 4.2
 
262

 
 
 
PETROBRAS GLOBAL FINANCE COMPANY GUAR 01/22 6.125
 
637

 
 
 
PIMCO FDS SHORT TERM FLTG NAV MUTUAL FUND
 
173

 
 
 
PLAINS ALL AMER PIPELINE SR UNSECURED 01/20 5.75
 
316

 
 
 
PLAINS ALL AMER PIPELINE SR UNSECURED 11/24 3.6
 
292

 
 
 
PROGRESS ENERGY INC SR UNSECURED 03/19 7.05
 
317

 
 
 
QVC INC SR SECURED 07/22 5.125
 
212

 
 
 
QUALCOMM INC SR UNSECURED 01/23 VAR
 
300

 
 
 
REALTY INCOME CORP SR UNSECURED 10/22 3.25
 
102

 
 
 
RELX CAPITAL INC COMPANY GUAR 01/19 8.625
 
212

 
 
 
ENRGY TRANS PT/REG FIN COMPANY GUAR 09/20 5.75
 
319

 
 
 
SLC STUDENT LOAN TRUST SLCLT 2006 2 A5
 
534

 
 
 
NAVIENT CORP SR UNSECURED 01/19 5.5
 
305

 
 
 
SLM STUDENT LOAN TRUST SLMA 2005 3 A5
 
357

 
 
 
SLM CORP SR UNSECURED 04/22 5.125
 
104

 
 
 
SLC STUDENT LOAN TRUST SLCLT 2010 1 A
 
64

 
 
 
SABINE PASS LIQUEFACTION SR SECURED 02/21 5.625
 
322

 
 
 
SABINE PASS LIQUEFACTION SR SECURED 03/22 6.25
 
111

 
 
 
SAN FRANCISCO CITY CNTY CA C SFOCTF 11/41 FIXED 6.487
 
2,041

 
 
 
SANTANDER UK GROUP HLDGS SR UNSECURED 08/21 2.875
 
200

 
 
 
SHIRE ACQ INV IRELAND DA COMPANY GUAR 09/21 2.4
 
689

 
 
 
SOUTHERN CO SR UNSECURED 06/20 2.75
 
403

 
 
 
SOUTHWESTERN ENERGY CO SR UNSECURED 01/25 6.7
 
338

 
 
 
SPECTRA ENERGY PARTNERS SR UNSECURED 06/20 VAR
 
101

 
 
 
SPRINGLEAF FINANCE CORP COMPANY GUAR 12/19 5.25
 
412

 
 
 
SPRINT CAPITAL CORP COMPANY GUAR 05/19 6.9
 
314

 
 
 
STRUCTURED ADJUSTABLE RATE MOR SARM 2004 12 9A
 
265

 
 
 
STRUCTURED ADJUSTABLE RATE MOR SARM 2005 2 A2
 
94

 
 
 
STRUCTURED ASSET SECURITIES CO SASC 2004 13 2A1
 
394

 
 
 
SUMITOMO MITSUI FINL GRP SR UNSECURED 07/21 2.058
 
490

 
 
 
SUMITOMO MITSUI FINL GRP SR UNSECURED 10/21 2.442
 
396

 
 
 
SUMITOMO MITSUI FINL GRP SR UNSECURED 07/22 VAR
 
301

 
 
 
TECH DATA CORP SR UNSECURED 02/22 3.7
 
301

 
 
 
TELEFONICA EMISIONES SAU COMPANY GUAR 07/19 5.877
 
315


23


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
TELEFONICA EMISIONES SAU COMPANY GUAR 04/20 5.134
 
$
318

 
 
 
TEVA PHARMACEUTICALS NE COMPANY GUAR 07/18 1.4
 
397

 
 
 
TEVA PHARMACEUTICALS NE COMPANY GUAR 07/19 1.7
 
97

 
 
 
TEVA PHARMACEUTICALS NE COMPANY GUAR 07/23 2.8
 
435

 
 
 
THORNBURG MORTGAGE SECURITIES TMST 2006 5 A1
 
84

 
 
 
TIME WARNER CABLE LLC SR SECURED 02/19 8.75
 
640

 
 
 
TIME WARNER CABLE LLC SR SECURED 04/19 8.25
 
534

 
 
 
TRIUMPH GROUP INC COMPANY GUAR 04/21 4.875
 
197

 
 
 
TYSON FOODS INC SR UNSECURED 06/20 VAR
 
302

 
 
 
UBS AG STAMFORD CT SR UNSECURED 06/20 VAR
 
304

 
 
 
TSY INFL IX N/B 04/28 3.625
 
400

 
 
 
TSY INFL IX N/B 01/25 2.375
 
137

 
 
 
TSY INFL IX N/B 01/29 2.5
 
557

 
 
 
US TREASURY N/B 02/40 4.625
 
1,064

 
 
 
US TREASURY N/B 05/40 4.375
 
387

 
 
 
TSY INFL IX N/B 02/42 0.75
 
110

 
 
 
US TREASURY N/B 11/42 2.75
 
1,308

 
 
 
US TREASURY N/B 05/43 2.875
 
206

 
 
 
US TREASURY N/B 05/44 3.375
 
4,376

 
 
 
US TREASURY N/B 08/44 3.125
 
4,944

 
 
 
US TREASURY N/B 11/44 3
 
2,521

 
 
 
TSY INFL IX N/B 02/45 0.75
 
526

 
 
 
TSY INFL IX N/B 02/46 1
 
2,180

 
 
 
US TREASURY N/B 07/24 2.125
 
1,414

 
 
 
US TREASURY N/B 08/27 2.25
 
2,859

 
 
 
US TREASURY N/B 11/27 2.25
 
1,112

 
 
 
US TREASURY N/B 12/21 2.125
 
2,314

 
 
 
US TREASURY N/B 03/22 1.75
 
205

 
 
 
US TREASURY N/B 08/22 1.875
 
505

 
 
 
US TREASURY N/B 09/22 1.75
 
1,185

 
 
 
US TREASURY N/B 11/21 1.75
 
6,114

 
 
 
US TREASURY N/B 02/27 2.25
 
5,039

 
 
 
US TREASURY N/B 08/23 2.5
 
709

 
 
 
US TREASURY N/B 04/22 1.75
 
253

 
 
 
US TREASURY N/B 05/27 2.375
 
393

 
 
 
US TREASURY N/B 06/22 2.125
 
892

 
 
 
US TREASURY N/B 07/22 2
 
330

 
 
 
UNITED TECHNOLOGIES CORP SR UNSECURED 05/20 1.9
 
297

 
 
 
UNITEDHEALTH GROUP INC SR UNSECURED 12/19 2.3
 
602

 
 
 
SWAP CCPC BANK OF AMERICA COC SWAP CASH COLLATERAL
 
49


24


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
VERIZON COMMUNICATIONS SR UNSECURED 09/23 5.15
 
$
334

 
 
 
VERIZON COMMUNICATIONS SR UNSECURED 03/22 3.125
 
608

 
 
 
VERIZON COMMUNICATIONS SR UNSECURED 03/22 VAR
 
306

 
 
 
VERIZON COMMUNICATIONS SR UNSECURED 05/20 VAR
 
201

 
 
 
VIACOM INC SR UNSECURED 12/19 2.75
 
257

 
 
 
CCBOSZUS6 BOA CCPC COC CCBOSZUS6 BOA CCPC COC
 
343

 
 
 
VMWARE INC SR UNSECURED 08/20 2.3
 
298

 
 
 
VMWARE INC SR UNSECURED 08/22 2.95
 
199

 
 
 
WAMU MORTGAGE PASS THROUGH CER WAMU 2005 AR11 A1A
 
29

 
 
 
WAMU MORTGAGE PASS THROUGH CER WAMU 2005 AR2 2A21
 
296

 
 
 
WELLS FARGO + COMPANY SR UNSECURED 01/23 VAR
 
306

 
 
 
WELLS FARGO + COMPANY SR UNSECURED 02/22 VAR
 
405

 
 
 
WELLS FARGO + COMPANY SR UNSECURED 12/20 2.55
 
402

 
 
 
WELLS FARGO MORTGAGE BACKED SE WFMBS 2003 E A1
 
241

 
 
 
WELLS FARGO HOME EQUITY TRUST WFHET 2005 2 M5
 
116

 
 
 
WELLS FARGO MORTGAGE BACKED SE WFMBS 2005 AR12 1A1
 
239

 
 
 
WELLS FARGO BANK NA SR UNSECURED 12/19 VAR
 
505

 
 
 
WESTPAC BANKING CORP SR UNSECURED 08/21 2
 
393

 
 
 
WEYERHAEUSER CO SR UNSECURED 10/19 7.375
 
433

 
 
 
WILLIAMS PARTNERS LP SR UNSECURED 03/22 3.6
 
511

 
 
 
BOA FUTURES COC BOA FUTURES CCBOSXUS1
 
175

 
 
 
ZIMMER BIOMET HOLDINGS SR UNSECURED 11/21 3.375
 
101

 
 
 
EUROSAIL PLC ESAIL 2006 2X A2C REGS
 
245

 
 
 
ALBA PLC ALBA 2006 2 A3B REGS
 
261

 
 
 
RMAC SECURITIES PLC RMACS 2006 NS4X A3A REGS
 
332

 
 
 
SWAP JP MORGAN BOC SWAP CASH COLLATERAL USD
 
(70
)
 
 
 
SWAP UBS COC SWAP CASH COLLATERAL USD
 
60

 
 
 
SWPC02DJ8 CDS USD R F 1.00000
 
2,317

 
 
 
SWPC02DJ8 CDS USD P V 03MOTC
 
(2,300
)
 
 
 
SWPC02J45 CDS USD R F .11000 1 ABX
 
901

 
 
 
SWPC02J45 CDS USD P V 01MEVENT 2 ABX
 
(978
)
 
 
 
SWPC02J52 CDS USD R F .11000 1 ABX
 
258

 
 
 
SWPC02J52 CDS USD P V 01MEVENT 2 ABX
 
(279
)
 
 
 
SWPC31J02 CDS USD R F 5.00000 FIX CDXTRANCHE
 
274

 
 
 
SWPC31J02 CDS USD P V 03MEVENT FLO CDXTRANCHE
 
(250
)
 
 
 
BWU00D7P7 IRS USD R V 03MLIBOR CCP CME
 
8,700

 
 
 
BWU00D7P7 IRS USD P F 2.75000 CCP CME
 
(9,021
)
 
 
 
BWU00DAF5 IRS USD R V 03MLIBOR SWUV0DAF7 CCPVANILLA
 
2,800

 
 
 
BWU00DAF5 IRS USD P F 2.00000 SWU00DAF5 CCPVANILLA
 
(2,797
)
 
 
 
SWPC0AJI6 CDS USD R F 1.00000 FIX CORPORATE
 
298


25


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
SWPC0AJI6 CDS USD P V 03MEVENT FLO CORPORATE
 
$
(300
)
 
 
 
BWU00FDQ3 IRS USD R V 03MLIBOR SWUV0FDQ5 CCPVANILLA
 
600

 
 
 
BWU00FDQ3 IRS USD P F 2.15000 SWU00FDQ3 CCPVANILLA
 
(591
)
 
 
 
BWU00FLJ0 IRS USD R V 03MLIBOR SWUV0FLJ2 CCPVANILLA
 
400

 
 
 
BWU00FLJ0 IRS USD P F 2.50000 SWU00FLJ0 CCPVANILLA
 
(394
)
 
 
 
SWPC0C0U5 CDS USD R F .50000 1 CMBX
 
503

 
 
 
SWPC0C0U5 CDS USD P V 01MEVENT 2 CMBX
 
(500
)
 
 
 
SWPC0C1D2 CDS USD R F .50000 1 CMBX
 
701

 
 
 
SWPC0C1D2 CDS USD P V 01MEVENT 2 CMBX
 
(700
)
 
 
 
SWU00GP62 IRS MXN R F 5.99000 SWU00GP62 CCPVANILLA
 
36

 
 
 
SWU00GP62 IRS MXN P V 01MTIIE SWUV0GP64 CCPVANILLA
 
(41
)
 
 
 
SWPC0CRI3 CDS USD R F 1.00000 FIX SOVEREIGN
 
101

 
 
 
SWPC0CRI3 CDS USD P V 03MEVENT FLO SOVEREIGN
 
(100
)
 
 
 
SWPC0D819 CDS USD R F 1.00000 FIX SOVEREIGN
 
609

 
 
 
SWPC0D819 CDS USD P V 03MEVENT FLO SOVEREIGN
 
(600
)
 
 
 
BWU00INI4 IRS USD R V 03MLIBOR SWUV0INI6 CCPVANILLA
 
300

 
 
 
BWU00INI4 IRS USD P F 2.25000 SWU00INI4 CCPVANILLA
 
(279
)
 
 
 
BWU00INB9 IRS USD R V 03MLIBOR SWUV0INB1 CCPVANILLA
 
5,900

 
 
 
BWU00INB9 IRS USD P F 1.75000 SWU00INB9 CCPVANILLA
 
(5,602
)
 
 
 
SWPC0CJV3 CDS USD R F 1.00000 FIX SOVEREIGN
 
406

 
 
 
SWPC0CJV3 CDS USD P V 03MEVENT FLO SOVEREIGN
 
(400
)
 
 
 
BWU00ISZ1 IRS USD R V 03MLIBOR SWUV0ISZ3 CCPVANILLA
 
3,300

 
 
 
BWU00ISZ1 IRS USD P F 1.45000 SWU00ISZ1 CCPVANILLA
 
(3,243
)
 
 
 
SWU00HEY1 IRS MXN R F 6.08000 SWU00HEY1 CCPVANILLA
 
399

 
 
 
SWU00HEY1 IRS MXN P V 01MTIIE SWUV0HEY3 CCPVANILLA
 
(450
)
 
 
 
SWPC0DU30 CDS USD R F 1.00000 1 CCPCORPORATE
 
102

 
 
 
SWPC0DU30 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(100
)
 
 
 
SWPCCDX67 CDS USD R F 5.00000 FIX CDXTRANCHE
 
58

 
 
 
SWPCCDX67 CDS USD P V 03MEVENT FLO CDXTRANCHE
 
(50
)
 
 
 
SWPC0E4G8 CDS USD R F 5.00000 1 CCPCORPORATE
 
215

 
 
 
SWPC0E4G8 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(200
)
 
 
 
SWPC0EAN6 CDS USD R F 5.00000 1 CCPCORPORATE
 
108

 
 
 
SWPC0EAN6 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(100
)
 
 
 
SWPC0E882 CDS USD R F 1.00000 1 CCPCORPORATE
 
204

 
 
 
SWPC0E882 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(200
)
 
 
 
SWPC0DQH4 CDS USD R F 1.00000 1 CCPCORPORATE
 
304

 
 
 
SWPC0DQH4 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(300
)
 
 
 
SWPC0F152 CDS USD R F 5.00000 1 CCPCORPORATE
 
118

 
 
 
SWPC0F152 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(100
)
 
 
 
BWU00KWQ1 IRS GBP R V 06MLIBOR SWUV0KWQ3 CCPVANILLA
 
1,488


26


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
BWU00KWQ1 IRS GBP P F 1.75000 SWU00KWQ1 CCPVANILLA
 
$
(1,606
)
 
 
 
SWU00K7W6 IRS MXN R F 7.32000 SWU00K7W6 CCPVANILLA
 
452

 
 
 
SWU00K7W6 IRS MXN P V 01MTIIE SWUV0K7W8 CCPVANILLA
 
(460
)
 
 
 
BWU00KLH3 IRS USD R V 03MLIBOR SWUV0KLH5 CCPVANILLA
 
4,800

 
 
 
BWU00KLH3 IRS USD P F 1.25000 SWU00KLH3 CCPVANILLA
 
(4,648
)
 
 
 
SWU00L506 IRS MXN R F 7.74000 SWU00L506 CCPVANILLA
 
272

 
 
 
SWU00L506 IRS MXN P V 01MTIIE SWUV0L508 CCPVANILLA
 
(276
)
 
 
 
SWPC0FA52 CDS USD R F 1.00000 1 CCPCDX
 
3,680

 
 
 
SWPC0FA52 CDS USD P V 03MEVENT 2 CCPCDX
 
(3,600
)
 
 
 
BWU00JF67 IRS JPY R V 06MLIBOR SWUV0JF69 CCPVANILLA
 
2,841

 
 
 
BWU00JF67 IRS JPY P F .00000 SWU00JF67 CCPVANILLA
 
(2,777
)
 
 
 
SWPC0FJM6 CDS USD R F 1.00000 FIX SOVEREIGN
 
201

 
 
 
SWPC0FJM6 CDS USD P V 03MEVENT FLO SOVEREIGN
 
(200
)
 
 
 
SWPC0FIV7 CDS USD R F 1.00000 1 CCPCORPORATE
 
306

 
 
 
SWPC0FIV7 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(300
)
 
 
 
BWU00LT75 IRS USD R V 03MLIBOR SWUV0LT77 CCPVANILLA
 
10,600

 
 
 
BWU00LT75 IRS USD P F 2.00000 SWU00LT75 CCPVANILLA
 
(10,586
)
 
 
 
SWPC0FY98 CDS USD R F 1.00000 FIX SOVEREIGN
 
201

 
 
 
SWPC0FY98 CDS USD P V 03MEVENT FLO SOVEREIGN
 
(200
)
 
 
 
BWU00M7Q5 IRS USD R V 03MLIBOR SWUV0M7Q7 CCPVANILLA
 
2,000

 
 
 
BWU00M7Q5 IRS USD P F 2.00000 SWU00M7Q5 CCPVANILLA
 
(1,972
)
 
 
 
BWU00M7R3 IRS USD R V 03MLIBOR SWUV0M7R5 CCPVANILLA
 
4,400

 
 
 
BWU00M7R3 IRS USD P F 2.00000 SWU00M7R3 CCPVANILLA
 
(4,341
)
 
 
 
BWU00MID2 IRS GBP R V 06MLIBOR SWUV0MID4 CCPVANILLA
 
2,300

 
 
 
BWU00MID2 IRS GBP P F 1.00000 SWU00MID2 CCPVANILLA
 
(2,292
)
 
 
 
BWU00MO45 IRS JPY R V 06MLIBOR SWUV0MO47 CCPVANILLA
 
2,841

 
 
 
BWU00MO45 IRS JPY P F .30000 SWU00MO45 CCPVANILLA
 
(2,848
)
 
 
 
BWPC0G6Z9 CDS EUR R V 03MEVENT 2 CCPITRAXX
 
1,261

 
 
 
BWPC0G6Z9 CDS EUR P F 1.00000 1 CCPITRAXX
 
(1,295
)
 
 
 
SWPC0G796 CDS USD R F 1.00000 1 CCPCDX
 
102

 
 
 
SWPC0G796 CDS USD P V 03MEVENT 2 CCPCDX
 
(100
)
 
 
 
SWU00MX45 IRS BRL R F 8.18000 SWU00MX45 CCPNDFPREDISWAP
 
3,238

 
 
 
SWU00MX45 IRS BRL P V 00MBRCDI SWUV0MX47 CCPNDFPREDISWAP
 
(3,226
)
 
 
 
SWPCDX027 CDS USD R F 5.00000 FIX CDXTRANCHE
 
117

 
 
 
SWPCDX027 CDS USD P V 03MEVENT FLO CDXTRANCHE
 
(100
)
 
 
 
SWPC0GCR0 CDS USD R F 1.00000 1 CCPCORPORATE
 
204

 
 
 
SWPC0GCR0 CDS USD P V 03MEVENT 2 CCPCORPORATE
 
(200
)
 
 
 
90DAY EUR FUTR SEP18 XCME 20180917
 
(4,898
)
 
 
 
317U393M9 IRO USD 5Y P 2.25000 OCT19 2.25 PUT
 
(147
)
 
 
 
317U394M8 IRO USD 30Y P 2.5400 OCT19 2.54 PUT
 
113


27


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
317U516M1 IRO USD 5Y P 2.75000 NOV19 2.75 PUT
 
$
(69
)
 
 
 
317U517M0 IRO USD 30Y P 2.9000 NOV19 2.90 PUT
 
59

 
 
 
317U540M1 IRO USD 2Y C 1.65000 NOV18 1.65 CALL
 
2

 
 
 
317U541M0 IRO USD 10Y C 2.0000 NOV18 2 CALL
 
(6
)
 
 
 
31750C4X5 OTC ECAL USD VS JPY APR17 120 CALL
 
34

 
 
 
317U455N2 IRO USD 10Y P 2.6950 JUN18 2.695 PUT
 
7

 
 
 
317U457N0 IRO USD 10Y P 2.7000 JUN18 2.7 PUT
 
5

 
 
 
317U857N6 IRO USD 5Y P 2.74000 SEP19 2.74 PUT
 
(89
)
 
 
 
317U858N5 IRO USD 30Y P 3.1535 SEP19 3.1535 PUT
 
56

 
 
 
RXH8C165.50 MAR18 165.50 CALL FSO
 
(1
)
 
 
 
317U222P9 IRO USD 10Y C 2.2000 NOV18 2.2 CALL
 
(11
)
 
 
 
317U223P8 IRO USD 2Y C 2.00000 NOV18 2 CALL
 
24

 
 
 
317U224P7 IRO USD 10Y C 2.2100 NOV18 2.21 CALL
 
(11
)
 
 
 
31750CM49 OTC ECAL EUR VS USD JAN18 1.216 CALL
 
(1
)
 
 
 
317U257P7 IRO USD 10Y C 2.1800 NOV18 2.18 CALL
 
(11
)
 
 
 
317U265P7 IRO USD 10Y CB DEC18 2.17250 CALL
 
(11
)
 
 
 
317U264P8 IRO USD 2Y C 2.00000 DEC18 2 CALL
 
8

 
 
 
RXH8P161.5 MAR18 161.5 PUT FSO
 
(9
)
 
 
 
317U292P4 IRO USD 30Y P 2.9300 DEC19 2.93 PUT
 
47

 
 
 
317U291P5 IRO USD 5Y P 2.75000 DEC19 2.75 PUT
 
(50
)
 
 
 
31750CO88 OTC ECAL USD VS MXN 19.6 GLM
 
(4
)
 
 
 
31750COU9 OTC ECAL USD VS BRL JAN18 3.4 CALL
 
(2
)
 
 
 
KBC BANK NV SUBORDINATED REGS 01/23 VAR
 
201

 
 
 
OOREDOO TAMWEEL LTD SR UNSECURED REGS 12/18 3.039
 
201

 
 
 
LETRA TESOURO NACIONAL BILLS 04/18 0.00000
 
771

 
 
 
REPUBLIC OF ARGENTINA BONDS 04/22 VAR
 
3

 
 
 
REPUBLIC OF ARGENTINA BONDS 06/20 VAR
 
51

 
 
 
JAPAN TREASURY DISC BILL BILLS 01/18 0.00000
 
1,154

 
 
 
JAPAN TREASURY DISC BILL BILLS 01/18 0.00000
 
1,997

 
 
 
90DAY STERLING FU MAR18 IFLL 20180321
 
(6,558
)
 
 
 
US 2YR NOTE (CBT) MAR18 XCBT 20180329
 
(24,837
)
 
 
 
US 5YR NOTE (CBT) MAR18 XCBT 20180329
 
12,081

 
 
 
US LONG BOND(CBT) MAR18 XCBT 20180320
 
1,071

 
 
 
US 10YR FUT OPTN MAR18P 122.5 EXP 02/23/2018
 
(1
)
 
 
 
US 10YR FUT OPTN MAR18P 123 EXP 02/23/2018
 
(1
)
 
 
 
US 10YR NOTE (CBT)MAR18 XCBT 20180320
 
18,359

 
 
 
ARGENTINE PESO
 
3

 
 
 
AUBURN SECURITIES PLC AUBN 5 A2 REGS
 
185

 
 
 
TESCO PLC SR UNSECURED REGS 03/23 5
 
608

 
 
 
NEWGATE FUNDING PLC NGATE 2006 3X A3A REGS
 
298


28


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
PIMCO
 
ALPHA STAR HOLDING LTD COMPANY GUAR REGS 04/19 4.97
 
$
302

 
 
 
VALEANT PHARMACEUTICALS COMPANY GUAR REGS 05/23 4.5
 
215

 
 
 
CANADIAN DOLLAR
 
25

 
 
 
DANISH KRONE
 
1

 
 
 
EURO CURRENCY
 
28

 
 
 
CSN ISLANDS XI CORP COMPANY GUAR REGS 09/19 6.875
 
95

 
 
 
POUND STERLING
 
198

 
 
 
NEW ISRAELI SHEQEL
 
1

 
 
 
MEXICAN PESO (NEW)
 
103

 
 
 
CENT ELET BRASILEIRAS SA SR UNSECURED REGS 07/19 6.875
 
105

 
 
 
US DOLLAR
 
997

 
 
 
Total PIMCO
 
$
148,809

 
 
 
 
 
 
 
Dodge & Cox
 
AT+T INC SR UNSECURED 02/39 6.55
 
$
601

 
 
 
AT+T INC SR UNSECURED 05/25 3.4
 
418

 
 
 
AT+T INC SR UNSECURED 05/46 4.75
 
147

 
 
 
AT+T INC SR UNSECURED 02/47 5.65
 
219

 
 
 
ALLERGAN FUNDING SCS COMPANY GUAR 03/22 3.45
 
279

 
 
 
ALLERGAN FUNDING SCS COMPANY GUAR 03/25 3.8
 
204

 
 
 
AMERICAN EXPRESS CREDIT ACCOUN AMXCA 2017 3 A
 
595

 
 
 
AMERICAN EXPRESS CREDIT ACCOUN AMXCA 2017 4 A
 
404

 
 
 
AT+T INC SR UNSECURED 09/40 5.35
 
185

 
 
 
BNP PARIBAS COMPANY GUAR 10/24 4.25
 
1,320

 
 
 
BAC CAPITAL TRUST XI LIMITD GUARA 05/36 6.625
 
712

 
 
 
BANK OF AMERICA CORP SUBORDINATED 08/24 4.2
 
511

 
 
 
BANK OF AMERICA CORP SR UNSECURED 07/23 VAR
 
823

 
 
 
BARCLAYS PLC SUBORDINATED 09/24 4.375
 
307

 
 
 
BARCLAYS PLC SUBORDINATED 05/28 4.836
 
208

 
 
 
BOSTON PROPERTIES LP SR UNSECURED 05/21 4.125
 
627

 
 
 
BOSTON PROPERTIES LP SR UNSECURED 09/23 3.125
 
353

 
 
 
BURLINGTN NORTH SANTA FE SR UNSECURED 06/21 4.1
 
947

 
 
 
CIGNA CORP SR UNSECURED 06/20 5.125
 
557

 
 
 
CALIFORNIA ST CAS 10/39 FIXED 7.3
 
261

 
 
 
CALIFORNIA ST CAS 03/40 FIXED 7.625
 
1,510

 
 
 
CAPITAL ONE FINANCIAL CO SR UNSECURED 07/21 4.75
 
481

 
 
 
CAPITAL ONE FINANCIAL CO SUBORDINATED 10/25 4.2
 
257

 
 
 
CHARTER COMM OPT LLC/CAP SR SECURED 07/25 4.908
 
159

 
 
 
CHARTER COMM OPT LLC/CAP SR SECURED 10/45 6.484
 
204

 
 
 
CITIGROUP CAPITAL XIII PREFERRED STOCK 10/40 VAR
 
1,006


29


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Dodge & Cox
 
COMCAST CORP COMPANY GUAR 02/18 5.875
 
$
251

 
 
 
CONOCOPHILLIPS COMPANY COMPANY GUAR 11/24 3.35
 
1,004

 
 
 
COX COMMUNICATIONS INC SR UNSECURED 08/28 6.8
 
649

 
 
 
DOMINION ENERGY INC JR SUBORDINA 04/21 VAR
 
156

 
 
 
DOMINION ENERGY INC JR SUBORDINA 07/19 VAR
 
126

 
 
 
DOMINION ENERGY INC JR SUBORDINA 10/54 VAR
 
513

 
 
 
DOW CHEMICAL CO/THE SR UNSECURED 11/29 7.375
 
367

 
 
 
DOW CHEMICAL CO/THE SR UNSECURED 05/39 9.4
 
427

 
 
 
ERP OPERATING LP SR UNSECURED 12/21 4.625
 
96

 
 
 
ERP OPERATING LP SR UNSECURED 04/23 3
 
582

 
 
 
FED HM LN PC POOL G30689 FG 07/32 FIXED 4.5
 
2,053

 
 
 
FED HM LN PC POOL G01976 FG 12/33 FIXED 6
 
93

 
 
 
FED HM LN PC POOL G07338 FG 10/38 FIXED 6
 
75

 
 
 
FED HM LN PC POOL G07480 FG 05/39 FIXED 6
 
419

 
 
 
FED HM LN PC POOL G07598 FG 11/43 FIXED 4.5
 
123

 
 
 
FED HM LN PC POOL G07857 FG 04/40 FIXED 4.5
 
1,421

 
 
 
FED HM LN PC POOL G12511 FG 02/22 FIXED 6
 
295

 
 
 
FED HM LN PC POOL G13824 FG 12/24 FIXED 5.5
 
285

 
 
 
FED HM LN PC POOL G14585 FG 10/26 FIXED 4
 
375

 
 
 
FED HM LN PC POOL G14678 FG 12/26 FIXED 4
 
110

 
 
 
FED HM LN PC POOL G15257 FG 05/27 FIXED 4
 
156

 
 
 
FED HM LN PC POOL G08768 FG 06/47 FIXED 4.5
 
592

 
 
 
FED HM LN PC POOL 1G2201 FH 09/37 FLOATING VAR
 
78

 
 
 
FED HM LN PC POOL 849254 FH 01/42 FLOATING VAR
 
163

 
 
 
FED HM LN PC POOL 849330 FH 05/44 FLOATING VAR
 
358

 
 
 
FED HM LN PC POOL 849505 FH 10/44 FLOATING VAR
 
2,406

 
 
 
FED HM LN PC POOL 849536 FH 11/44 FLOATING VAR
 
423

 
 
 
FED HM LN PC POOL Q02552 FG 08/41 FIXED 4.5
 
84

 
 
 
FED HM LN PC POOL Q03086 FG 09/41 FIXED 4.5
 
206

 
 
 
FED HM LN PC POOL V80953 FG 01/44 FIXED 4.5
 
185

 
 
 
FED HM LN PC POOL V83108 FG 03/47 FIXED 4.5
 
1,030

 
 
 
FED HM LN PC POOL V83156 FG 04/47 FIXED 4.5
 
793

 
 
 
FEDEX CORP 1998 PASS TST PASS THRU CE 07/23 6.72
 
300

 
 
 
FED HM LN PC POOL G60034 FG 02/45 FIXED 4.5
 
148

 
 
 
FED HM LN PC POOL G60153 FG 10/44 FIXED 4.5
 
282

 
 
 
FED HM LN PC POOL G60384 FG 12/45 FIXED 4.5
 
426

 
 
 
FED HM LN PC POOL G60920 FG 04/46 FIXED 4.5
 
444

 
 
 
FED HM LN PC POOL G61060 FG 06/47 FIXED 4.5
 
2,496

 
 
 
FANNIE MAE FNR 2013 106 MA
 
137

 
 
 
FREDDIE MAC FHR 4283 EW
 
700


30


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Dodge & Cox
 
FNMA POOL 467786 FN 04/18 FIXED 3.81
 
$
664

 
 
 
FNMA POOL AL0238 FN 03/26 FIXED VAR
 
1,663

 
 
 
FNMA POOL AL1845 FN 06/39 FLOATING VAR
 
65

 
 
 
FNMA POOL AL6209 FN 07/21 FIXED VAR
 
87

 
 
 
FNMA POOL AL6240 FN 12/44 FLOATING VAR
 
1,252

 
 
 
FNMA POOL AL5957 FN 05/27 FIXED VAR
 
359

 
 
 
FNMA POOL AL7147 FN 02/45 FIXED VAR
 
173

 
 
 
FNMA POOL AL6377 FN 01/45 FLOATING VAR
 
389

 
 
 
FNMA POOL AL6872 FN 05/45 FLOATING VAR
 
468

 
 
 
FNMA POOL AL7205 FN 12/29 FIXED VAR
 
194

 
 
 
FNMA POOL AL7384 FN 09/45 FIXED VAR
 
337

 
 
 
FNMA POOL AL9781 FN 02/46 FIXED VAR
 
666

 
 
 
FNMA POOL AL9096 FN 10/42 FIXED VAR
 
651

 
 
 
FNMA POOL AL9407 FN 09/42 FIXED VAR
 
191

 
 
 
FNMA POOL AL8830 FN 10/34 FIXED VAR
 
896

 
 
 
FNMA POOL AL8816 FN 09/45 FIXED VAR
 
704

 
 
 
FNMA POOL AS5602 FN 08/45 FIXED 4.5
 
505

 
 
 
FNMA POOL AS9299 FN 03/37 FIXED 3.5
 
440

 
 
 
FNMA POOL AW4688 FN 05/44 FLOATING VAR
 
140

 
 
 
FREDDIE MAC FHR 2957 VZ
 
389

 
 
 
FANNIE MAE FNR 2009 66 ET
 
62

 
 
 
FREDDIE MAC REFERENCE REMIC FHRR R008 ZA
 
114

 
 
 
FANNIE MAE FNR 2007 50 DZ
 
180

 
 
 
FNMA POOL 704235 FN 05/33 FIXED 5.5
 
49

 
 
 
FNMA POOL 725228 FN 03/34 FIXED VAR
 
1

 
 
 
FNMA POOL 725229 FN 03/34 FIXED VAR
 
96

 
 
 
FNMA POOL 735503 FN 04/35 FIXED VAR
 
2

 
 
 
FNMA POOL BF0045 FN 03/52 FIXED 4.5
 
777

 
 
 
FNMA POOL BM1357 FN 01/43 FIXED VAR
 
798

 
 
 
FNMA POOL 888368 FN 03/37 FIXED VAR
 
413

 
 
 
FNMA POOL 888560 FN 11/35 FIXED VAR
 
97

 
 
 
FNMA POOL 889072 FN 12/37 FIXED VAR
 
306

 
 
 
FNMA POOL 889984 FN 10/38 FIXED VAR
 
273

 
 
 
FNMA POOL 965097 FN 09/38 FLOATING VAR
 
211

 
 
 
FNMA POOL 976853 FN 11/29 FIXED 5.5
 
174

 
 
 
FNMA POOL 995006 FN 10/38 FLOATING VAR
 
63

 
 
 
FNMA POOL 995051 FN 03/37 FIXED VAR
 
74

 
 
 
FNMA POOL AB1763 FN 11/30 FIXED 4
 
62

 
 
 
FNMA POOL AB3301 FN 07/26 FIXED 4
 
60

 
 
 
FNMA POOL MA0792 FN 07/31 FIXED 4.5
 
511


31


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Dodge & Cox
 
FNMA POOL MA2508 FN 01/36 FIXED 4
 
$
349

 
 
 
FNMA POOL AD0198 FN 09/38 FIXED VAR
 
79

 
 
 
FNMA POOL AD0244 FN 10/24 FIXED VAR
 
449

 
 
 
FORD MOTOR CREDIT CO LLC SR UNSECURED 01/20 8.125
 
305

 
 
 
FORD MOTOR CREDIT CO LLC SR UNSECURED 08/21 5.875
 
1,180

 
 
 
FREDDIE MAC SCRT SCRT 2017 4 M45T
 
743

 
 
 
GOVERNMENT NATIONAL MORTGAGE A GNR 2017 H22 FH
 
1,742

 
 
 
HSBC HOLDINGS PLC SUBORDINATED 05/36 6.5
 
294

 
 
 
HSBC HOLDINGS PLC SUBORDINATED 09/37 6.5
 
756

 
 
 
HSBC HOLDINGS PLC SR UNSECURED 04/21 5.1
 
188

 
 
 
HSBC HOLDINGS PLC SR UNSECURED 03/26 4.3
 
213

 
 
 
ILLINOIS ST ILS 06/33 FIXED 5.1
 
524

 
 
 
ILLINOIS ST ILS 03/18 FIXED 5.665
 
754

 
 
 
JPMORGAN CHASE + CO SUBORDINATED 05/23 3.375
 
508

 
 
 
JPMORGAN CHASE + CO SUBORDINATED 10/27 4.25
 
266

 
 
 
KINDER MORGAN ENER PART COMPANY GUAR 03/43 5
 
254

 
 
 
KINDER MORGAN ENER PART COMPANY GUAR 02/24 4.15
 
233

 
 
 
KINDER MORGAN ENER PART COMPANY GUAR 03/44 5.5
 
612

 
 
 
KINDER MORGAN ENER PART COMPANY GUAR 09/44 5.4
 
344

 
 
 
LLOYDS BANKING GROUP PLC SUBORDINATED 11/24 4.5
 
498

 
 
 
LLOYDS BANKING GROUP PLC SUBORDINATED 03/26 4.65
 
211

 
 
 
MACYS RETAIL HLDGS INC COMPANY GUAR 12/34 4.5
 
85

 
 
 
MACYS RETAIL HLDGS INC COMPANY GUAR 07/24 6.65
 
1,055

 
 
 
NEW JERSEY ST TURNPIKE AUTH NJSTRN 01/41 FIXED 7.102
 
486

 
 
 
NOKIA OYJ SR UNSECURED 05/19 5.375
 
102

 
 
 
PETROLEOS MEXICANOS COMPANY GUAR 06/35 6.625
 
935

 
 
 
PETROBRAS GLOBAL FINANCE COMPANY GUAR 05/23 4.375
 
99

 
 
 
PETROBRAS GLOBAL FINANCE COMPANY GUAR 03/24 6.25
 
790

 
 
 
PETROLEOS MEXICANOS COMPANY GUAR 01/24 4.875
 
466

 
 
 
PETROLEOS MEXICANOS COMPANY GUAR 01/45 6.375
 
126

 
 
 
RELX CAPITAL INC COMPANY GUAR 01/19 8.625
 
636

 
 
 
ROYAL BK SCOTLND GRP PLC SUBORDINATED 12/23 6
 
578

 
 
 
ROYAL BK SCOTLND GRP PLC SUBORDINATED 12/22 6.125
 
438

 
 
 
NAVIENT CORP SR UNSECURED 06/18 8.45
 
723

 
 
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
2,574

 
 
 
TELECOM ITALIA CAPITAL COMPANY GUAR 06/19 7.175
 
674

 
 
 
TELECOM ITALIA CAPITAL COMPANY GUAR 07/36 7.2
 
280

 
 
 
TELECOM ITALIA CAPITAL COMPANY GUAR 06/18 6.999
 
306

 
 
 
TELECOM ITALIA CAPITAL COMPANY GUAR 06/38 7.721
 
258

 
 
 
TIME WARNER CABLE LLC SR SECURED 05/37 6.55
 
294


32


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Dodge & Cox

 
TIME WARNER CABLE LLC SR SECURED 04/19 8.25
 
$
962

 
 
 
TIME WARNER CABLE LLC SR SECURED 06/39 6.75
 
690

 
 
 
TRANSCANADA TRUST COMPANY GUAR 05/75 VAR
 
500

 
 
 
TRANSCANADA TRUST COMPANY GUAR 08/76 VAR
 
217

 
 
 
TRANSCANADA TRUST COMPANY GUAR 03/77 VAR
 
232

 
 
 
21ST CENTURY FOX AMERICA COMPANY GUAR 03/37 6.15
 
196

 
 
 
21ST CENTURY FOX AMERICA COMPANY GUAR 11/37 6.65
 
309

 
 
 
UNUM GROUP SR UNSECURED 12/28 6.75
 
275

 
 
 
UNION PACIFIC RR CO 07 3 PASS THRU CE 01/31 6.176
 
496

 
 
 
US TREASURY N/B 02/47 3
 
316

 
 
 
US TREASURY N/B 10/22 2
 
2,181

 
 
 
US TREASURY N/B 11/24 2.125
 
3,084

 
 
 
TSY INFL IX N/B 04/20 0.125
 
1,030

 
 
 
US TREASURY N/B 11/20 1.625
 
2,272

 
 
 
US TREASURY N/B 12/20 1.75
 
2,488

 
 
 
TSY INFL IX N/B 04/21 0.125
 
762

 
 
 
US TREASURY N/B 10/21 1.25
 
1,792

 
 
 
US TREASURY N/B 12/21 2
 
2,249

 
 
 
US TREASURY N/B 01/22 1.875
 
3,122

 
 
 
US TREASURY N/B 06/22 1.75
 
3,142

 
 
 
VERIZON COMMUNICATIONS SR UNSECURED 01/36 4.272
 
497

 
 
 
VERIZON COMMUNICATIONS SR UNSECURED 09/48 4.522
 
1,083

 
 
 
WELLS FARGO + COMPANY SR UNSECURED 04/21 4.6
 
319

 
 
 
WELLS FARGO + COMPANY SUBORDINATED 07/27 4.3
 
506

 
 
 
WELLS FARGO BANK NA SR UNSECURED 12/19 2.15
 
624

 
 
 
WELLS FARGO BANK NA SR UNSECURED 12/19 VAR
 
328

 
 
 
XEROX CORPORATION SR UNSECURED 05/21 4.5
 
758

 
 
 
ZOETIS INC SR UNSECURED 11/20 3.45
 
154

 
 
 
ZOETIS INC SR UNSECURED 11/25 4.5
 
325

 
 
 
Total Dodge & Cox
 
$
100,994

 
 
 
 
 
 
 
Jackson Square Partners
 
ABIOMED INC COMMON STOCK USD.01
 
$
2,318

 
 
 
AFFILIATED MANAGERS GROUP COMMON STOCK USD.01
 
2,085

 
 
 
ATHENAHEALTH INC COMMON STOCK USD.01
 
1,511

 
 
 
BIO TECHNE CORP COMMON STOCK USD.01
 
2,646

 
 
 
BIOVERATIV INC COMMON STOCK USD.001
 
1,861

 
 
 
BLACKBAUD INC COMMON STOCK USD.001
 
2,406

 
 
 
CARS.COM INC COMMON STOCK USD.01
 
1,567

 
 
 
DUNKIN BRANDS GROUP INC COMMON STOCK USD.001
 
2,478


33


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Jackson Square Partners
 
ELEMENT FLEET MANAGEMENT COR COMMON STOCK
 
$
1,285

 
 
 
EQUITY COMMONWEALTH REIT USD.01
 
2,601

 
 
 
EXPEDITORS INTL WASH INC COMMON STOCK USD.01
 
1,485

 
 
 
GRACO INC COMMON STOCK USD1.0
 
1,978

 
 
 
J2 GLOBAL INC COMMON STOCK USD.01
 
2,104

 
 
 
LENDINGCLUB CORP COMMON STOCK USD.01
 
913

 
 
 
LENDINGTREE INC COMMON STOCK USD.01
 
3,098

 
 
 
LIBERTY TRIPADVISOR HDG A COMMON STOCK USD.01
 
1,189

 
 
 
MSCI INC COMMON STOCK USD.01
 
1,902

 
 
 
OUTFRONT MEDIA INC REIT USD.01
 
1,627

 
 
 
PAYCOM SOFTWARE INC COMMON STOCK USD.01
 
1,915

 
 
 
REDFIN CORP COMMON STOCK
 
1,060

 
 
 
SHUTTERSTOCK INC COMMON STOCK USD.01
 
1,676

 
 
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
1,298

 
 
 
UBIQUITI NETWORKS INC COMMON STOCK USD.001
 
1,841

 
 
 
WISDOMTREE INVESTMENTS INC COMMON STOCK USD.01
 
836

 
 
 
YELP INC COMMON STOCK USD.000001
 
1,929

 
 
 
ZEBRA TECHNOLOGIES CORP CL A COMMON STOCK USD.01
 
1,739

 
 
 
LOGITECH INTERNATIONAL REG COMMON STOCK CHF.25
 
2,485

 
 
 
CANADIAN DOLLAR
 
11

 
 
 
SWISS FRANC
 
125

 
 
 
WIX.COM LTD COMMON STOCK ILS.01
 
1,569

 
 
 
CORE LABORATORIES N.V. COMMON STOCK EUR.02
 
1,200

 
 
 
Total Jackson Square Partners
 
$
52,738

 
 
 
 
 
 
 
Next Century
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
9

 
 
 
Total Next Century
 
$
9

 
 
 
 
 
 
 
AJO Partners
 
AES CORP COMMON STOCK USD.01
 
$
461

 
 
 
AARON S INC COMMON STOCK USD.5
 
317

 
 
 
ABERCROMBIE + FITCH CO CL A COMMON STOCK USD.01
 
172

 
 
 
ADVANSIX INC COMMON STOCK USD.01
 
240

 
 
 
ALAMO GROUP INC COMMON STOCK USD.1
 
113

 
 
 
AMERICAN EQUITY INVT LIFE HL COMMON STOCK USD1.0
 
512

 
 
 
AMKOR TECHNOLOGY INC COMMON STOCK USD.001
 
164

 
 
 
APPLIED GENETIC TECHNOLOGIES COMMON STOCK USD.001
 
60

 
 
 
ARCBEST CORP COMMON STOCK USD.01
 
198

 
 
 
ARCHROCK INC COMMON STOCK USD.01
 
206

 
 
 
ARGAN INC COMMON STOCK USD.15
 
249

 
 
 
ASHFORD HOSPITALITY PRIME IN REIT USD.01
 
55


34


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
AJO Partners
 
ASHFORD HOSPITALITY TRUST REIT USD.01
 
$
328

 
 
 
ASPEN TECHNOLOGY INC COMMON STOCK USD.1
 
558

 
 
 
ATLANTIC POWER CORP COMMON STOCK
 
94

 
 
 
BANCORP INC/THE COMMON STOCK USD1.0
 
310

 
 
 
BILL BARRETT CORP COMMON STOCK USD.001
 
108

 
 
 
BIOSPECIFICS TECHNOLOGIES COMMON STOCK USD.001
 
144

 
 
 
BOISE CASCADE CO COMMON STOCK USD.01
 
416

 
 
 
CAI INTERNATIONAL INC COMMON STOCK USD.0001
 
204

 
 
 
CRA INTERNATIONAL INC COMMON STOCK
 
180

 
 
 
CNO FINANCIAL GROUP INC COMMON STOCK USD.01
 
612

 
 
 
CVR ENERGY INC COMMON STOCK USD.01
 
88

 
 
 
CABOT CORP COMMON STOCK USD1.0
 
548

 
 
 
CATALENT INC COMMON STOCK USD.01
 
356

 
 
 
CENTRAL PACIFIC FINANCIAL CO COMMON STOCK
 
494

 
 
 
CENTURY BANCORP INC CL A COMMON STOCK USD1.0
 
163

 
 
 
CENTURY CASINOS INC COMMON STOCK USD.01
 
181

 
 
 
CHICO S FAS INC COMMON STOCK USD.01
 
160

 
 
 
CITI TRENDS INC COMMON STOCK USD.01
 
176

 
 
 
CLOUD PEAK ENERGY INC COMMON STOCK USD.01
 
147

 
 
 
COLLIERS INTERNATIONAL GROUP COMMON STOCK
 
279

 
 
 
COMMERCIAL VEHICLE GROUP INC COMMON STOCK USD.01
 
240

 
 
 
CONTINENTAL BUILDING PRODUCT COMMON STOCK USD.001
 
409

 
 
 
COVENANT TRANSPORT GRP CL A COMMON STOCK USD.01
 
164

 
 
 
DHI GROUP INC COMMON STOCK USD.01
 
136

 
 
 
DANA INC COMMON STOCK USD.01
 
612

 
 
 
DEAN FOODS CO COMMON STOCK USD.01
 
276

 
 
 
DIAMONDROCK HOSPITALITY CO REIT USD.01
 
475

 
 
 
EAGLE PHARMACEUTICALS INC COMMON STOCK USD.001
 
36

 
 
 
EL PASO ELECTRIC CO COMMON STOCK
 
300

 
 
 
ELECTRO SCIENTIFIC INDS INC COMMON STOCK
 
272

 
 
 
ENANTA PHARMACEUTICALS INC COMMON STOCK USD.01
 
206

 
 
 
ENNIS INC COMMON STOCK USD2.5
 
72

 
 
 
ENOVA INTERNATIONAL INC COMMON STOCK USD.00001
 
209

 
 
 
EVOLUTION PETROLEUM CORP COMMON STOCK USD.001
 
51

 
 
 
EXTERRAN CORP COMMON STOCK USD.01
 
280

 
 
 
FS BANCORP INC COMMON STOCK
 
171

 
 
 
FEDERAL AGRIC MTG CORP CL C COMMON STOCK USD1.0
 
25

 
 
 
FINANCIAL INSTITUTIONS INC COMMON STOCK USD.01
 
280

 
 
 
FIRST CONNECTICUT BANCORP COMMON STOCK USD.01
 
81

 
 
 
FIRST INTERNET BANCORP COMMON STOCK
 
8



35


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
AJO Partners
 
FIRSTSERVICE CORP COMMON STOCK
 
$
425

 
 
 
FORWARD AIR CORP COMMON STOCK USD.01
 
317

 
 
 
FRANKLIN STREET PROPERTIES C REIT USD.0001
 
241

 
 
 
FREIGHTCAR AMERICA INC COMMON STOCK USD.01
 
112

 
 
 
FUTUREFUEL CORP COMMON STOCK USD.0001
 
170

 
 
 
GAMING AND LEISURE PROPERTIE REIT
 
626

 
 
 
GANNETT CO INC COMMON STOCK USD.01
 
198

 
 
 
GARRISON CAPITAL INC COMMON STOCK USD.001
 
31

 
 
 
GLOBAL BRASS + COPPER HOLDIN COMMON STOCK USD.01
 
296

 
 
 
GOLDFIELD CORP COMMON STOCK USD.1
 
75

 
 
 
H+E EQUIPMENT SERVICES INC COMMON STOCK USD.01
 
162

 
 
 
HAVERTY FURNITURE COMMON STOCK USD1.0
 
174

 
 
 
HEARTLAND FINANCIAL USA INC COMMON STOCK USD1.0
 
194

 
 
 
HEIDRICK + STRUGGLES INTL COMMON STOCK USD.01
 
168

 
 
 
HERITAGE COMMERCE CORP COMMON STOCK
 
152

 
 
 
HERC HOLDINGS INC COMMON STOCK USD.01
 
157

 
 
 
HERITAGE FINANCIAL CORP COMMON STOCK
 
374

 
 
 
HERSHA HOSPITALITY TRUST REIT USD.01
 
299

 
 
 
HUDBAY MINERALS INC COMMON STOCK NPV
 
79

 
 
 
INDEPENDENT BANK CORP MICH COMMON STOCK USD1.0
 
309

 
 
 
INFINITY PROPERTY + CASUALTY COMMON STOCK
 
183

 
 
 
INGREDION INC COMMON STOCK USD.01
 
576

 
 
 
INNOVIVA INC COMMON STOCK
 
384

 
 
 
INTERFACE INC COMMON STOCK USD.1
 
77

 
 
 
INTL SPEEDWAY CORP CL A COMMON STOCK USD.01
 
60

 
 
 
INTEST CORP COMMON STOCK USD.01
 
147

 
 
 
INTL FCSTONE INC COMMON STOCK USD.01
 
40

 
 
 
JABIL INC COMMON STOCK USD.001
 
439

 
 
 
JOHNSON OUTDOORS INC A COMMON STOCK USD.05
 
151

 
 
 
JONES LANG LASALLE INC COMMON STOCK USD.01
 
589

 
 
 
KIMBALL ELECTRONICS INC COMMON STOCK
 
230

 
 
 
KOPPERS HOLDINGS INC COMMON STOCK USD.01
 
206

 
 
 
KORN/FERRY INTERNATIONAL COMMON STOCK USD.01
 
33

 
 
 
KULICKE + SOFFA INDUSTRIES COMMON STOCK
 
291

 
 
 
LPL FINANCIAL HOLDINGS INC COMMON STOCK
 
413

 
 
 
LEAR CORP COMMON STOCK USD.01
 
615

 
 
 
LEUCADIA NATIONAL CORP COMMON STOCK USD1.0
 
361

 
 
 
LIBERTY PROPERTY TRUST REIT USD.001
 
292

 
 
 
LOUISIANA PACIFIC CORP COMMON STOCK USD1.0
 
403

 
 
 
MCBC HOLDINGS INC COMMON STOCK USD.01
 
369



36


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
AJO Partners
 
MEI PHARMA INC COMMON STOCK USD.00000002
 
$
10

 
 
 
MGIC INVESTMENT CORP COMMON STOCK USD1.0
 
161

 
 
 
M/I HOMES INC COMMON STOCK USD.01
 
536

 
 
 
MARTEN TRANSPORT LTD COMMON STOCK USD.01
 
361

 
 
 
MCDERMOTT INTL INC COMMON STOCK USD1.0
 
313

 
 
 
MEDIFAST INC COMMON STOCK USD.001
 
136

 
 
 
MERCER INTERNATIONAL INC COMMON STOCK USD1.0
 
325

 
 
 
MERIDIAN BANCORP INC COMMON STOCK
 
33

 
 
 
MERITOR INC COMMON STOCK USD1.0
 
115

 
 
 
MILLER INDUSTRIES INC/TENN COMMON STOCK USD.01
 
150

 
 
 
MONARCH CASINO + RESORT INC COMMON STOCK USD.01
 
70

 
 
 
MONMOUTH REAL ESTATE INV COR REIT USD.01
 
270

 
 
 
MOOG INC CLASS A COMMON STOCK USD1.0
 
546

 
 
 
NEWS CORP CLASS A COMMON STOCK USD.01
 
420

 
 
 
NEXPOINT RESIDENTIAL REIT USD.01
 
305

 
 
 
OLD SECOND BANCORP INC COMMON STOCK USD1.0
 
256

 
 
 
OPHTHOTECH CORP COMMON STOCK USD.001
 
62

 
 
 
OPPENHEIMER HOLDINGS CL A COMMON STOCK USD.001
 
189

 
 
 
OWENS CORNING COMMON STOCK USD.001
 
794

 
 
 
PBF ENERGY INC CLASS A COMMON STOCK USD.001
 
283

 
 
 
PAR PACIFIC HOLDINGS INC COMMON STOCK USD.01
 
318

 
 
 
PARK HOTELS + RESORTS INC REIT USD.01
 
587

 
 
 
PEAPACK GLADSTONE FINL CORP COMMON STOCK
 
266

 
 
 
PEBBLEBROOK HOTEL TRUST REIT USD.01
 
78

 
 
 
PEOPLES BANCORP INC COMMON STOCK
 
243

 
 
 
PHIBRO ANIMAL HEALTH CORP A COMMON STOCK USD.001
 
275

 
 
 
PORTLAND GENERAL ELECTRIC CO COMMON STOCK
 
613

 
 
 
PROGRESS SOFTWARE CORP COMMON STOCK USD.01
 
580

 
 
 
PROVIDENCE SERVICE CORP COMMON STOCK USD.001
 
318

 
 
 
PSYCHEMEDICS CORP COMMON STOCK USD.005
 
53

 
 
 
QCR HOLDINGS INC COMMON STOCK USD1.0
 
253

 
 
 
QAD INC A COMMON STOCK
 
235

 
 
 
QEP RESOURCES INC COMMON STOCK USD.01
 
207

 
 
 
QUINSTREET INC COMMON STOCK USD.001
 
34

 
 
 
RMR GROUP INC/THE A COMMON STOCK
 
286

 
 
 
RPX CORP COMMON STOCK USD.0001
 
375

 
 
 
RTI SURGICAL INC COMMON STOCK USD.001
 
125

 
 
 
RADIANT LOGISTICS INC COMMON STOCK USD.001
 
141

 
 
 
REINSURANCE GROUP OF AMERICA COMMON STOCK USD.01
 
777

 
 
 
RENEWABLE ENERGY GROUP INC COMMON STOCK USD.0001
 
276



37


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
AJO Partners
 
REPUBLIC BANCORP INC CLASS A COMMON STOCK
 
$
41

 
 
 
RETROPHIN INC COMMON STOCK USD.0001
 
136

 
 
 
REX AMERICAN RESOURCES CORP COMMON STOCK USD.01
 
294

 
 
 
REXFORD INDUSTRIAL REALTY IN REIT USD.01
 
511

 
 
 
RIGNET INC COMMON STOCK USD.001
 
94

 
 
 
RIVERVIEW BANCORP INC COMMON STOCK USD.01
 
175

 
 
 
RUSH ENTERPRISES INC CL A COMMON STOCK USD.01
 
266

 
 
 
RYDER SYSTEM INC COMMON STOCK USD.5
 
640

 
 
 
RYMAN HOSPITALITY PROPERTIES REIT USD.01
 
524

 
 
 
SRC ENERGY INC COMMON STOCK USD.001
 
152

 
 
 
SANDERSON FARMS INC COMMON STOCK USD1.0
 
368

 
 
 
SHILOH INDUSTRIES INC COMMON STOCK USD.01
 
65

 
 
 
SHOE CARNIVAL INC COMMON STOCK USD.01
 
136

 
 
 
SIERRA BANCORP COMMON STOCK
 
202

 
 
 
SOLAR SENIOR CAPITAL LTD COMMON STOCK USD.01
 
67

 
 
 
SOUTHERN MISSOURI BANCORP COMMON STOCK USD.01
 
56

 
 
 
SOUTHWEST GAS HOLDINGS INC COMMON STOCK USD1.0
 
483

 
 
 
SOUTHWESTERN ENERGY CO COMMON STOCK USD.01
 
228

 
 
 
SPIRIT AEROSYSTEMS HOLD CL A COMMON STOCK USD.01
 
107

 
 
 
STATE BANK FINANCIAL CORP COMMON STOCK USD.01
 
380

 
 
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
706

 
 
 
SYNOVUS FINANCIAL CORP COMMON STOCK USD1.0
 
51

 
 
 
TCF FINANCIAL CORP COMMON STOCK USD.01
 
78

 
 
 
TASEKO MINES LTD COMMON STOCK
 
166

 
 
 
TELEPHONE AND DATA SYSTEMS COMMON STOCK USD.01
 
167

 
 
 
TENNECO INC COMMON STOCK USD.01
 
411

 
 
 
TOWER INTERNATIONAL INC COMMON STOCK USD.01
 
316

 
 
 
TRICO BANCSHARES COMMON STOCK
 
310

 
 
 
TRONC INC COMMON STOCK USD.01
 
224

 
 
 
TRUSTCO BANK CORP NY COMMON STOCK USD1.0
 
226

 
 
 
TURNING POINT BRANDS INC COMMON STOCK USD.01
 
60

 
 
 
UGI CORP COMMON STOCK
 
571

 
 
 
USA TRUCK INC COMMON STOCK USD.01
 
162

 
 
 
UNITED COMMUNITY FINANCIAL COMMON STOCK
 
169

 
 
 
VANDA PHARMACEUTICALS INC COMMON STOCK USD.001
 
146

 
 
 
VECTREN CORP COMMON STOCK
 
525

 
 
 
VECTRUS INC COMMON STOCK USD.01
 
164

 
 
 
VERSO CORP A COMMON STOCK
 
199

 
 
 
VISHAY INTERTECHNOLOGY INC COMMON STOCK USD.1
 
586

 
 
 
VIVUS INC COMMON STOCK USD.001
 
49



38


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
AJO Partners
 
VOYA FINANCIAL INC COMMON STOCK USD.01
 
$
751

 
 
 
W+T OFFSHORE INC COMMON STOCK USD.00001
 
210

 
 
 
WABASH NATIONAL CORP COMMON STOCK USD.01
 
200

 
 
 
WADDELL + REED FINANCIAL A COMMON STOCK USD.01
 
456

 
 
 
WEB.COM GROUP INC COMMON STOCK USD.001
 
249

 
 
 
WILEY (JOHN) + SONS CLASS A COMMON STOCK USD1.0
 
275

 
 
 
WORLD FUEL SERVICES CORP COMMON STOCK USD.01
 
288

 
 
 
XENIA HOTELS + RESORTS INC REIT USD.01
 
584

 
 
 
ZAGG INC COMMON STOCK USD.001
 
199

 
 
 
ZIX CORP COMMON STOCK USD.01
 
176

 
 
 
ASSURED GUARANTY LTD COMMON STOCK USD.01
 
505

 
 
 
ENDO INTERNATIONAL PLC COMMON STOCK USD.0001
 
240

 
 
 
ICHOR HOLDINGS LTD COMMON STOCK USD.0001
 
123

 
 
 
LAZARD LTD CL A COMMON STOCK USD.01
 
605

 
 
 
MICHAEL KORS HOLDINGS LTD COMMON STOCK
 
336

 
 
 
ALPHA + OMEGA SEMICONDUCTOR COMMON STOCK
 
139

 
 
 
OM ASSET MANAGEMENT PLC COMMON STOCK USD.001
 
438

 
 
 
THIRD POINT REINSURANCE LTD COMMON STOCK USD.1
 
391

 
 
 
ALTISOURCE PORTFOLIO SOL COMMON STOCK USD1.0
 
71

 
 
 
ORION ENGINEERED CARBONS SA COMMON STOCK
 
318

 
 
 
TRINSEO SA COMMON STOCK USD.01
 
364

 
 
 
ORBOTECH LTD COMMON STOCK USD.14
 
270

 
 
 
POINTER TELOCATION LTD COMMON STOCK ILS3.0
 
175

 
 
 
TARO PHARMACEUTICAL INDUS COMMON STOCK ILS.0001
 
254

 
 
 
ORTHOFIX INTERNATIONAL NV COMMON STOCK USD.1
 
406

 
 
 
Total AJO Partners
 
$
52,623

 
 
 
 
 
 
 
Loomis Sayles
 
ALIBABA GROUP HOLDING SP ADR ADR USD.000025
 
$
12,901

 
 
 
ALPHABET INC CL C COMMON STOCK USD.001
 
5,283

 
 
 
ALPHABET INC CL A COMMON STOCK USD.001
 
5,160

 
 
 
AMAZON.COM INC COMMON STOCK USD.01
 
12,849

 
 
 
AMERICAN EXPRESS CO COMMON STOCK USD.2
 
3,292

 
 
 
AMGEN INC COMMON STOCK USD.0001
 
3,848

 
 
 
ANALOG DEVICES INC COMMON STOCK USD.167
 
953

 
 
 
AUTODESK INC COMMON STOCK USD.01
 
7,164

 
 
 
AUTOMATIC DATA PROCESSING COMMON STOCK USD.1
 
1,818

 
 
 
CERNER CORP COMMON STOCK USD.01
 
4,979

 
 
 
CISCO SYSTEMS INC COMMON STOCK USD.001
 
9,654

 
 
 
COCA COLA CO/THE COMMON STOCK USD.25
 
5,894




39


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
Loomis Sayles
 
DANONE SPONS ADR ADR
 
$
7,168

 
 
 
DEERE + CO COMMON STOCK USD1.0
 
6,528

 
 
 
EXPEDITORS INTL WASH INC COMMON STOCK USD.01
 
6,278

 
 
 
FACEBOOK INC A COMMON STOCK USD.000006
 
11,807

 
 
 
FACTSET RESEARCH SYSTEMS INC COMMON STOCK USD.01
 
3,618

 
 
 
MERCK + CO. INC. COMMON STOCK USD.5
 
2,136

 
 
 
MICROSOFT CORP COMMON STOCK USD.00000625
 
6,204

 
 
 
MONSTER BEVERAGE CORP COMMON STOCK
 
9,243

 
 
 
NOVARTIS AG SPONSORED ADR ADR
 
3,961

 
 
 
NOVO NORDISK A/S SPONS ADR ADR
 
7,466

 
 
 
ORACLE CORP COMMON STOCK USD.01
 
10,349

 
 
 
PROCTER + GAMBLE CO/THE COMMON STOCK
 
5,916

 
 
 
QUALCOMM INC COMMON STOCK USD.0001
 
7,210

 
 
 
REGENERON PHARMACEUTICALS COMMON STOCK USD.001
 
5,285

 
 
 
SEI INVESTMENTS COMPANY COMMON STOCK USD.01
 
7,338

 
 
 
SCHLUMBERGER LTD COMMON STOCK USD.01
 
6,514

 
 
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
1,660

 
 
 
UNITED PARCEL SERVICE CL B COMMON STOCK USD.01
 
4,902

 
 
 
VARIAN MEDICAL SYSTEMS INC COMMON STOCK USD1.0
 
4,624

 
 
 
VISA INC CLASS A SHARES COMMON STOCK USD.0001
 
10,777

 
 
 
YUM BRANDS INC COMMON STOCK
 
3,845

 
 
 
YUM CHINA HOLDINGS INC COMMON STOCK USD.01
 
2,784

 
 
 
Total Loomis Sayles
 
$
209,408

 
 
 
 
 
 
 
T. Rowe Price
 
AETNA INC COMMON STOCK USD.01
 
$
3,819

 
 
 
AMERICAN EXPRESS CO COMMON STOCK USD.2
 
1,097

 
 
 
AMERICAN INTERNATIONAL GROUP COMMON STOCK USD2.5
 
1,736

 
 
 
AMERIPRISE FINANCIAL INC COMMON STOCK USD.01
 
1,456

 
 
 
APACHE CORP COMMON STOCK USD.625
 
1,024

 
 
 
APPLE INC COMMON STOCK USD.00001
 
1,257

 
 
 
APPLIED MATERIALS INC COMMON STOCK USD.01
 
1,349

 
 
 
BANK OF NEW YORK MELLON CORP COMMON STOCK USD.01
 
3,104

 
 
 
BECTON DICKINSON AND CO COMMON STOCK USD1.0
 
1,402

 
 
 
BECTON DICKINSON AND CO PREFERRED STOCK 05/20 6.125
 
385

 
 
 
BOEING CO/THE COMMON STOCK USD5.0
 
2,868

 
 
 
BRIGHTHOUSE FINANCIAL INC COMMON STOCK USD.01
 
1,157

 
 
 
CF INDUSTRIES HOLDINGS INC COMMON STOCK USD.01
 
1,910

 
 
 
CVS HEALTH CORP COMMON STOCK USD.01
 
1,276




40


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
T. Rowe Price
 
CANADIAN NATURAL RESOURCES COMMON STOCK
 
$
1,375

 
 
 
CANADIAN PACIFIC RAILWAY LTD COMMON STOCK
 
1,264

 
 
 
CARNIVAL CORP COMMON STOCK USD.01
 
1,229

 
 
 
CISCO SYSTEMS INC COMMON STOCK USD.001
 
3,934

 
 
 
CITIGROUP INC COMMON STOCK USD.01
 
4,422

 
 
 
COMCAST CORP CLASS A COMMON STOCK USD.01
 
2,461

 
 
 
DOWDUPONT INC COMMON STOCK USD.01
 
2,847

 
 
 
EQT CORP COMMON STOCK
 
971

 
 
 
EXELON CORP COMMON STOCK
 
1,994

 
 
 
EXXON MOBIL CORP COMMON STOCK
 
3,790

 
 
 
FIFTH THIRD BANCORP COMMON STOCK
 
4,013

 
 
 
GENERAL ELECTRIC CO COMMON STOCK USD.06
 
882

 
 
 
GENERAL MOTORS CO COMMON STOCK USD.01
 
397

 
 
 
GILEAD SCIENCES INC COMMON STOCK USD.001
 
1,728

 
 
 
HESS CORP COMMON STOCK USD1.0
 
1,804

 
 
 
HOLOGIC INC COMMON STOCK USD.01
 
1,716

 
 
 
ILLINOIS TOOL WORKS COMMON STOCK USD.01
 
2,219

 
 
 
INTERNATIONAL PAPER CO COMMON STOCK USD1.0
 
2,310

 
 
 
JPMORGAN CHASE + CO COMMON STOCK USD1.0
 
8,878

 
 
 
JOHNSON + JOHNSON COMMON STOCK USD1.0
 
3,852

 
 
 
KIMBERLY CLARK CORP COMMON STOCK USD1.25
 
2,015

 
 
 
KOHLS CORP COMMON STOCK USD.01
 
1,135

 
 
 
LAS VEGAS SANDS CORP COMMON STOCK USD.001
 
1,199

 
 
 
LOEWS CORP COMMON STOCK USD.01
 
2,293

 
 
 
LOWE S COS INC COMMON STOCK USD.5
 
863

 
 
 
MAGNA INTERNATIONAL INC COMMON STOCK
 
2,258

 
 
 
MARSH + MCLENNAN COS COMMON STOCK USD1.0
 
2,208

 
 
 
MATTEL INC COMMON STOCK USD1.0
 
949

 
 
 
MERCK + CO. INC. COMMON STOCK USD.5
 
3,613

 
 
 
METLIFE INC COMMON STOCK USD.01
 
2,629

 
 
 
MICROSOFT CORP COMMON STOCK USD.00000625
 
6,598

 
 
 
MORGAN STANLEY COMMON STOCK USD.01
 
4,434

 
 
 
NEWS CORP CLASS A COMMON STOCK USD.01
 
1,336

 
 
 
NEXTERA ENERGY INC PREFERRED STOCK 09/19 6.123
 
1,512

 
 
 
OCCIDENTAL PETROLEUM CORP COMMON STOCK USD.2
 
2,597

 
 
 
P G + E CORP COMMON STOCK
 
2,313

 
 
 
PEPSICO INC COMMON STOCK USD.017
 
2,376

 
 
 
PFIZER INC COMMON STOCK USD.05
 
3,844

 
 
 
PHILIP MORRIS INTERNATIONAL COMMON STOCK
 
3,309

 
 
 
QUALCOMM INC COMMON STOCK USD.0001
 
3,335


41


Appendix of Schedule H - Schedule of Assets (Held at End of Year)
December 31, 2017
Edison 401(k) Savings Plan
 
 
 
EIN: 95-1240335
 
 
 
 
Plan Number: 002
 
 
 
 
 
 
 
(a)
(b)
 
(c)
 
(e)
 
Identity of Issuer, Borrower, Lessor, or Similar Party
 
Description of Investment Including Maturity Date, Rate of Interest, Par or Maturity Value
 
Current Value
(in thousands)
 
T. Rowe Price
 
RAYTHEON COMPANY COMMON STOCK USD.01
 
$
1,223

 
 
 
SOUTHERN CO/THE COMMON STOCK USD5.0
 
3,015

 
 
 
SOUTHWEST AIRLINES CO COMMON STOCK USD1.0
 
2,664

 
 
 
STERICYCLE INC COMMON STOCK USD.01
 
1,162

 
 
 
STATE STREET BANK + TRUST CO SHORT TERM INVESTMENT FUND
 
3,841

 
 
 
TEXAS INSTRUMENTS INC COMMON STOCK USD1.0
 
1,840

 
 
 
THERMO FISHER SCIENTIFIC INC COMMON STOCK USD1.0
 
904

 
 
 
TOTAL SA SPON ADR ADR
 
4,523

 
 
 
TRANSCANADA CORP COMMON STOCK
 
1,697

 
 
 
TWENTY FIRST CENTURY FOX B COMMON STOCK USD.01
 
3,466

 
 
 
TYSON FOODS INC CL A COMMON STOCK USD.1
 
4,729

 
 
 
US BANCORP COMMON STOCK USD.01
 
2,969

 
 
 
UNITED PARCEL SERVICE CL B COMMON STOCK USD.01
 
1,680

 
 
 
UNITED TECHNOLOGIES CORP COMMON STOCK USD1.0
 
2,147

 
 
 
VERIZON COMMUNICATIONS INC COMMON STOCK USD.1
 
3,535

 
 
 
VULCAN MATERIALS CO COMMON STOCK USD1.0
 
1,447

 
 
 
WALMART INC COMMON STOCK USD.1
 
3,175

 
 
 
WELLS FARGO + CO COMMON STOCK USD1.666
 
6,298

 
 
 
WESTAR ENERGY INC COMMON STOCK USD5.0
 
1,689

 
 
 
WEYERHAEUSER CO REIT USD1.25
 
1,721

 
 
 
BUNGE LTD COMMON STOCK USD.01
 
2,040

 
 
 
INVESCO LTD COMMON STOCK USD.2
 
735

 
 
 
JOHNSON CONTROLS INTERNATION COMMON STOCK USD.01
 
2,682

 
 
 
MEDTRONIC PLC COMMON STOCK USD.1
 
3,455

 
 
 
PERRIGO CO PLC COMMON STOCK EUR.001
 
1,813

 
 
 
XL GROUP LTD COMMON STOCK
 
1,469

 
 
 
CHUBB LTD COMMON STOCK
 
2,192

 
 
 
TE CONNECTIVITY LTD COMMON STOCK CHF.57
 
2,084

 
 
 
Total T. Rowe Price
 
$
196,937

 
 
 
 
 
 
 
 
 
Grand Total
 
$
761,518

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

42


Item  9.01
Financial Statements and Exhibits
(d)
Exhibits
EXHIBIT INDEX

 
 
Exhibit No.
Description
 
 
23
 
 


SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the Plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 27, 2018
 
 
 
EDISON 401 (K) SAVINGS PLAN
 
 
By:
/s/ Jacqueline Trapp
 
Jacqueline Trapp
 
Chair of the Southern California Edison Company
 
Benefits Committee


43