|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (1) | 03/13/2019 | G(2) | V | 750,000 | (1) | (1) | Class A Common Stock | 750,000 | $ 0 | 879,044 | I | By Mrs. Lauren's Trust (3) | ||
Class B Common Stock | (1) | 03/13/2019 | G(2) | V | 750,000 | (1) | (1) | Class A Common Stock | 750,000 | $ 0 | 11,499,906 | I | By Mr. Lauren's Trust (4) | ||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 4,289,028 | 4,289,028 | I | By Trus (5) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LAUREN RALPH RALPH LAUREN CORPORATION 650 MADISON AVENUE NEW YORK, NY 10022 |
X | X | Exec. Chair, Chief Creative | |
Lauren Ricky RALPH LAUREN CORPORATION 650 MADISON AVENUE NEW YORK, NY 10022 |
X |
/s/ Craig L. Smith, Attorney-in-Fact for Ralph Lauren | 03/15/2019 | |
**Signature of Reporting Person | Date | |
/s/ Craig L. Smith, Attorney-in-Fact for Ricky Lauren | 03/15/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The holder of the securities has the right, at the holder's option, at any time and from time to time, to convert shares of Class B Common Stock into Class A Common Stock on a one-for-one basis. |
(2) | Reflects a gift of shares of Class B Common Stock from a revocable trust of which Mr. Lauren's spouse, Ricky Lauren, is sole trustee and beneficiary to a revocable trust of which Mr. Lauren is sole trustee and beneficiary. |
(3) | These securities are held by a revocable trust of which Mrs. Lauren is the sole trustee and beneficiary. |
(4) | These securities are held by a revocable trust of which Mr. Lauren is the sole trustee and beneficiary. |
(5) | These securities are held by trusts of which Mrs. Lauren is a trustee established for the benefit of Mr. Lauren's issue. |
Remarks: Following the transfer described herein, Mrs. Lauren is no longer a beneficial owner of more than 10 percent of the Class A Common Stock of Ralph Lauren Corporation, and as a result, this filing represents an "exit" filing for Mrs. Lauren. |