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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mount Kellett Capital Management LP 280 PARK AVENUE 4TH FLOOR EAST NEW YORK, NY 10017 |
X |
/s/ Jonathan Fiorello, Authorized Signatory for Mount Kellett Capital Management GP, LLC, the general partner of the Reporting Person | 09/19/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As of September 19, 2014 (the "Filing Date"), a fund (the "Fund") affiliated with Mount Kellett Capital Management LP, a Delaware limited partnership (the "Reporting Person"), holds 2,963,201 common stock, no par value per share (the "Common Stock") of Masonite International Corporation, a British Columbia, Canada corporation. The Reporting Person, through one or more intermediate entities, possess the sole power to vote and the sole power to direct the disposition of the Common Stock held by the Fund. Accordingly, the Reporting Person, as of the Filing Date, may be deemed to beneficially own 2,963,201 Common Stock, or 9.9% of the Common Stock, deemed issued and outstanding. |
(2) | The Reporting Person's interest in the Common Stock reported herein is limited to its pecuniary interest, if any, in such Common Stock. |