UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
WATER PIK TECHNOLOGIES, INC.
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(Name of Issuer)
Common Stock, par value $.01 per share
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(Title of Class of Securities)
94113U 10 0
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(CUSIP Number)
December 31, 2001
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
/ / Rule 13d-1(b)
/ X / Rule 13d-1(c)
/ / Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of the section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13G/A
CUSIP NO. 94113U 10 0
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Richard P. Simmons
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2. Check the Appropriate Box if a Member of a Group
(a)
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(b)
-----
3. SEC Use Only
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4. Citizenship or Place of Organization U.S.A.
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Number of 5. Sole Voting Power 859,190
Shares --------------
Beneficially 6. Shared Voting Power 0
Owned by --------------
Each Reporting 7. Sole Dispositive Power 859,190
Person With: --------------
8. Shared Dispositive Power 0
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
859,190
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10. Check if the Aggregate Amount in Row (9) Excludes Certain
Shares [X]
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Mr. Simmons disclaims beneficial ownership of 11,895 shares owned by
the R.P. Simmons Family Foundation, a private charitable foundation
with respect to which Mr. Simmons serves as trustee.
11. Percent of Class Represented by Amount in Row (9) 7.0%
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12. Type of Reporting Person IN
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Page 2 of 6 Pages
SCHEDULE 13G/A
CUSIP NO. 94113U 10 0
Item 1.
(a) Name of Issuer
WATER PIK TECHNOLOGIES, INC.
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(b) Address of Issuer's Principal Executive Offices
23 Corporate Plaza, Suite 246, Newport Beach, CA 92660
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Item 2.
(a) Name of Person Filing
Richard P. Simmons
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(b) Address of Principal Business Office or, if none,
Residence
Birchmere, Quaker Hollow Road, Sewickley, PA 15143
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(c) Citizenship
U.S.A.
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(d) Title of Class of Securities
Common Stock, $.01 par value per share
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(e) CUSIP Number
941143U 10 0
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Page 3 of 6 Pages
SCHEDULE 13G/A
CUSIP NO. 94113U 10 0
Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) / / Broker of dealer registered under section 15 of the Act;
(b) / / Bank as defined in section 3(a)(6) of the Act;
(c) / / Insurance company as defined in section 3(a)(19) of the Act;
(d) / / Investment company registered under section 8 of the
Investment Company Act of 1940;
(e) / / An investment adviser in accordance with
ss.240.13d-1(b)(l)(ii)(E);
(f) / / An employee benefit plan or endowment fund in accordance with
ss.240.13d-1(b)(1)(ii)(F);
(g) / / A parent holding company or control person in accordance with
ss.240.13d-1(b)(1)(ii)(G);
(h) / / A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act;
(i) / / A church plan that is excluded from the definition of an
investment company under section (c)(14) of the Investment
Company Act of 1940;
(j) / / Group, in accordance with ss.240.13d-1((b)(l)(ii)(J)
Item 4. Ownership.
See Sections 5-9 and 11 of the cover page.
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof, the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following:
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Page 4 of 6 Pages
SCHEDULE 13G/A
CUSIP NO. 94113U 10 0
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
Page 5 of 6 Pages
SCHEDULE 13G/A
CUSIP NO. 94113U 10 0
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 6, 2002
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Date
/s/ Richard P. Simmons
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Richard P. Simmons
Page 6 of 6 Pages