UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (1) | 03/04/2024 | Common Stock | 10,000 | $ 14.22 | D | Â |
Stock Option (right to buy) | Â (2) | 02/02/2025 | Common Stock | 70,000 | $ 7.22 | D | Â |
Stock Option (right to buy) | Â (3) | 11/09/2025 | Common Stock | 80,400 | $ 2.13 | D | Â |
Stock Option (right to buy) | Â (4) | 01/01/2026 | Common Stock | 39,600 | $ 1.86 | D | Â |
Stock Option (right to buy) | Â (5) | 06/14/2026 | Common Stock | 100,000 | $ 1.37 | D | Â |
Stock Option (right to buy) | Â (6) | 01/09/2027 | Common Stock | 150,000 | $ 1.2 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bloom Steven H. C/O VERASTEM, INC., 117 KENDRICK ST., SUITE 500 NEEDHAM, MA 02494 |
 |  |  Chief Strategy Officer |  |
/s/ Steven H. Bloom | 11/17/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 25% of this option vested on March 4, 2015 and 6.25% of this option vests at the end of each successive three-month period thereafter until March 4, 2018. |
(2) | 25% of this option vested on January 5, 2016 and 6.25% of this option vests at the end of each successive three-month period thereafter until January 5, 2019. |
(3) | 50% of this option vested on November 9, 2016 and 50% of this option vested on November 9, 2017. |
(4) | 50% of this option vested on November 9, 2016 and 50% of this option vested on November 9, 2017. |
(5) | On June 14, 2016, the Reporting Person was granted an option to purchase 100,000 shares of common stock. The option vests based on the Issuer's satisfaction of certain performance milestones by the end of June, 2017 and the end of June, 2018. 50% of the performance criteria was met on October 29, 2016, resulting in vesting of the option as to 50,000 shares and 50% of the performance criteria was met on September 19, 2017, resulting in the vesting of the option as to 50,000 shares. |
(6) | 25% of this option will vest on January 9, 2018 and 6.25% of this option will vest at the end of each successive three-month period thereafter until January 9, 2021. |
 Remarks: Exhibit List Exhibit 24 - Limited Power of Attorney |