UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
WMI Holdings Corp.
| (Name of Issuer) |
Common Stock, par value $0.00001 per share |
| (Title of Class of Securities) |
92936P100 |
| (CUSIP Number) |
|
|
| December 31, 2014 |
| (Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
x Rule 13d-1(c)
o Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
CUSIP No. 92936P100
|
SCHEDULE 13G/A
|
Page 2
of 13 Pages
|
|
1
|
NAME OF REPORTING PERSONS
Greywolf Capital Partners II LP
|
|||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a)
o (b)
x
|
|
||
|
3
|
SEC USE ONLY
|
|||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
||
|
6
|
SHARED VOTING POWER
2,796,342
|
|||
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
|||
|
8
|
SHARED DISPOSITIVE POWER
2,796,342
|
|||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.38%
|
|||
|
12
|
TYPE OF REPORTING PERSON
PN
|
|||
|
CUSIP
No. 92936P100
|
SCHEDULE 13G/A
|
Page
3 of 13 Pages
|
|
1
|
NAME OF REPORTING PERSONS
Greywolf Event Driven Master Fund
|
|||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a)
o (b)
x
|
|
||
|
3
|
SEC USE ONLY
|
|||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
||
|
6
|
SHARED VOTING POWER
4,585,764
|
|||
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
|||
|
8
|
SHARED DISPOSITIVE POWER
4,585,764
|
|||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.27%
|
|||
|
12
|
TYPE OF REPORTING PERSON
OO
|
|||
|
CUSIP No. 92936P100
|
SCHEDULE 13G/A
|
Page 4
of 13 Pages
|
|
1
|
NAME OF REPORTING PERSONS
Greywolf Overseas Intermediate Fund
|
|||
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a)
o (b)
x
|
|
||
|
3
|
SEC USE ONLY
|
|||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
||
|
6
|
SHARED VOTING POWER
1,299,445
|
|||
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
|||
|
8
|
SHARED DISPOSITIVE POWER
1,299,445
|
|||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.64%
|
|||
|
12
|
TYPE OF REPORTING PERSON
OO
|
|||
|
CUSIP
No. 92936P100
|
SCHEDULE 13G/A
|
Page 5
of 13 Pages
|
|
1
|
NAME OF REPORTING PERSONS
Greywolf Structured Products Master Fund, Ltd.
|
|||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a)
o (b)
x
|
|
||
|
3
|
SEC USE ONLY
|
|||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
||
|
6
|
SHARED VOTING POWER
2,804,769
|
|||
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
|||
|
8
|
SHARED DISPOSITIVE POWER
2,804,769
|
|||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.39%
|
|||
|
12
|
TYPE OF REPORTING PERSON
OO
|
|||
|
CUSIP
No. 92936P100
|
SCHEDULE 13G/A
|
Page 6
of 13 Pages
|
|
1
|
NAME OF REPORTING PERSONS
Greywolf Opportunities Fund II, LP
|
|||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a)
o (b)
x
|
|
||
|
3
|
SEC USE ONLY
|
|||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
||
|
6
|
SHARED VOTING POWER
3,325,736
|
|||
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
|||
|
8
|
SHARED DISPOSITIVE POWER
3,325,736
|
|||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.64%
|
|||
|
12
|
TYPE OF REPORTING PERSON
PN
|
|||
|
CUSIP No. 92936P100
|
SCHEDULE 13G/A
|
Page 7
of 13 Pages
|
|
1
|
NAME OF REPORTING PERSONS
Greywolf Advisors LLC
|
|||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a)
o (b)
x
|
|
||
|
3
|
SEC USE ONLY
|
|||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
||
|
6
|
SHARED VOTING POWER
2,796,342
|
|||
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
|||
|
8
|
SHARED DISPOSITIVE POWER
2,796,342
|
|||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.38%
|
|||
|
12
|
TYPE OF REPORTING PERSON
OO
|
|||
|
CUSIP No. 92936P100
|
SCHEDULE 13G/A
|
Page 8
of 13 Pages
|
|
1
|
NAME OF REPORTING PERSONS
Greywolf Capital Management LP
|
|||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a)
o (b)
x
|
|
||
|
3
|
SEC USE ONLY
|
|||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
||
|
6
|
SHARED VOTING POWER
14,812,056
|
|||
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
|||
|
8
|
SHARED DISPOSITIVE POWER
14,812,056
|
|||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.32%
|
|||
|
12
|
TYPE OF REPORTING PERSON
PN, IA
|
|||
|
CUSIP No. 92936P100
|
SCHEDULE 13G/A
|
Page 9
of 13 Pages
|
|
1
|
NAME OF REPORTING PERSONS
Greywolf GP LLC
|
|||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a)
o (b)
x
|
|
||
|
3
|
SEC USE ONLY
|
|||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
||
|
6
|
SHARED VOTING POWER
14,812,056
|
|||
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
|||
|
8
|
SHARED DISPOSITIVE POWER
14,812,056
|
|||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.32%
|
|||
|
12
|
TYPE OF REPORTING PERSON
OO
|
|||
|
CUSIP No. 92936P100
|
SCHEDULE 13G/A
|
Page 10
of 13 Pages
|
|
1
|
NAME OF REPORTING PERSONS
Jonathan Savitz
|
|||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
(a)
o (b)
x
|
|
||
|
3
|
SEC USE ONLY
|
|||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
-0-
|
||
|
6
|
SHARED VOTING POWER
14,812,056
|
|||
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
|||
|
8
|
SHARED DISPOSITIVE POWER
14,812,056
|
|||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.32%
|
|||
|
12
|
TYPE OF REPORTING PERSON
IN
|
|||
|
CUSIP No. 92936P100
|
SCHEDULE 13G/A
|
Page 11
of 13 Pages
|
This Amendment No. 3 to Schedule 13G amends and restates in its entirety the Schedule 13G initially filed on April 15, 2012 (together with all prior and current amendments thereto, this “Schedule 13G/A”).
| Item 1. | (a) Name of Issuer: |
WMI Holdings Corp. (the “Company”)
| (b) Address of Issuer’s Principal Executive Offices: |
1201 Third Avenue, Suite 3000
Seattle, Washington 98101
| Item 2. | (a) Name of Person Filing: |
(i) Greywolf Capital Partners II LP, a Delaware limited partnership (“Greywolf Capital II”), with respect to the Shares held by it;
(ii) Greywolf Event Driven Master Fund, a Cayman Islands exempted company (“Greywolf Event Driven”), with respect to the Shares held by it;
(iii) Greywolf Overseas Intermediate Fund, a Cayman Islands exempted company (“Greywolf Overseas Intermediate”), with respect to the Shares held by it;
(iv) Greywolf Structured Products Master Fund, Ltd., a Cayman Islands exempted company (“Greywolf Structured Products”), with respect to the Shares held by it;
(v) Greywolf Opportunities Fund II, LP, a Delaware limited partnership (“Greywolf Opportunities II”), with respect to the Shares held by it;
(vi) Greywolf Advisors LLC, a Delaware limited liability company and the general partner (the “General Partner”) of Greywolf Capital II, with respect to the Shares held by Greywolf Capital II;
(vii) Greywolf Capital Management LP, a Delaware limited partnership and the investment manager of Greywolf Capital II, Greywolf Event Driven, Greywolf Overseas Intermediate and Greywolf Structured Products and the general partner of Greywolf Opportunities II (the “Investment Manager”), with respect to the Shares held by the Greywolf Funds (as defined below);
(viii) Greywolf GP LLC, a Delaware limited liability company and the general partner of the Investment Manager (the “Investment Manager General Partner”), with respect to the Shares held by the Greywolf Funds; and
(ix) Jonathan Savitz, a United States citizen and the senior managing member of the General Partner and the sole managing member of the Investment Manager General Partner (“Savitz”), with respect to the Shares held by the Greywolf Funds.
Greywolf Capital II, Greywolf Event Driven, Greywolf Overseas Intermediate, Greywolf Structured Products and Greywolf Opportunities II are together referred to herein as the “Greywolf Funds.”
| (b) Address of Principal Business Office, or, if none, Residence: |
The address of the principal business office of (i) all of the Reporting Persons other than Greywolf Event Driven, Greywolf Overseas Intermediate and Greywolf Structured Products is 4 Manhattanville Road, Suite 201, Purchase, New York 10577; (ii) Greywolf Event Driven and Greywolf Overseas Intermediate is 89 Nexus Way, Camana Bay, Grand Cayman KY19007; and (iii) Greywolf Structured Products is Ugland House, P.O. Box 309, South Church Street, George Town, Grand Cayman KY1-1104.
| (c) Citizenship: |
The citizenship of each of the Reporting Persons is set forth in the cover page for each Reporting Person.
| (d) Title of Class of Securities: |
Common Stock, par value $0.00001 per share (the “Shares”)
| (e) CUSIP Number: |
92936P100
|
CUSIP
No. 92936P100
|
SCHEDULE 13G/A
|
Page 12
of 13 Pages
|
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is an entity specified in (a) - (k): |
Item 4. Ownership
The information required by Items 4(a) - (c) and set forth in Rows 5 through 11 of the cover page for each Reporting Person hereto is incorporated herein by reference for each such Reporting Person.
The Shares reported hereby for each of the Greywolf Funds are owned directly by such Greywolf Fund. The General Partner, as general partner of Greywolf Capital II, may be deemed to be a beneficial owner of all such Shares owned by Greywolf Capital II. The Investment Manager, as investment manager of the Greywolf Funds other than Greywolf Opportunities II and as the general partner of Greywolf Opportunities II, may be deemed to be a beneficial owner of all such Shares owned by the Greywolf Funds. The Investment Manager General Partner, as general partner of the Investment Manager, may be deemed to be a beneficial owner of all such Shares owned by the Greywolf Funds. Savitz, as the senior managing member of the General Partner and as the sole managing member of the Investment Manager General Partner, may be deemed to be a beneficial owner of all such Shares owned by the Greywolf Funds. Each of the General Partner, the Investment Manager, the Investment Manager General Partner and Savitz hereby disclaims any beneficial ownership of any such Shares.
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person
Not Applicable.
Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
Not Applicable.
Item 8. Identification and Classification of Members of the Group
The Reporting Persons are filing this Schedule 13G/A pursuant to Rule 13d-1(c). Consistent with Item 2 of the cover page for each Reporting Person above, the Reporting Persons neither disclaim nor affirm the existence of a group among them.
Item 9. Notice of Dissolution of Group
Not Applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
CUSIP No. 92936P100
|
SCHEDULE 13G/A
|
Page 13
of 13 Pages
|
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: February 17, 2015
| GREYWOLF ADVISORS LLC | |||
| On its own behalf | |||
| And as the General Partner of | |||
| GREYWOLF CAPITAL PARTNERS II LP | |||
| By: Jonathan Savitz | |||
| By: | /s/ Jonathan Savitz | ||
| Name: | Jonathan Savitz | ||
| Title: | Senior Managing Member | ||
| GREYWOLF GP LLC | |||
| By: Jonathan Savitz | |||
| By: | /s/ Jonathan Savitz | ||
| Name: | Jonathan Savitz | ||
| Title: | Managing Member | ||
| GREYWOLF CAPITAL MANAGEMENT LP | |||
| On its own behalf | |||
| And as Investment Manager to | |||
| GREYWOLF EVENT DRIVEN MASTER FUND, | |||
| GREYWOLF OVERSEAS INTERMEDIATE FUND and | |||
| GREYWOLF STRUCTURED PRODUCTS MASTER FUND, LTD., and | |||
| As the General Partner of | |||
| GREYWOLF OPPORTUNITIES FUND II, LP | |||
| By: Jonathan Savitz | |||
| By: | /s/ Jonathan Savitz | ||
| Name: | Jonathan Savitz | ||
| Title: | Managing Member of Greywolf GP LLC, its General Partner | ||
| By: | /s/ Jonathan Savitz | ||
| Name: | Jonathan Savitz | ||