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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 20.9 | 07/19/2005 | M | 2,700 | 09/26/2001(1) | 09/26/2011 | Common Stock | 2,700 | $ 0 | 151,000 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 20.9 | 07/19/2005 | M | 500 | 09/26/2001(1) | 09/26/2011 | Common Stock | 500 | $ 0 | 150,500 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 20.9 | 07/19/2005 | M | 500 | 09/26/2001(1) | 09/26/2011 | Common Stock | 500 | $ 0 | 150,000 (2) | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 2,200 | 09/20/2000(1) | 09/20/2010 | Common Stock | 2,200 | $ 0 | 277,800 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 1,800 | 09/20/2000(1) | 09/20/2010 | Common Stock | 1,800 | $ 0 | 276,000 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 800 | 09/20/2000(1) | 09/20/2010 | Common Stock | 800 | $ 0 | 275,200 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 900 | 09/20/2000(1) | 09/20/2010 | Common Stock | 900 | $ 0 | 274,300 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 200 | 09/20/2000(1) | 09/20/2010 | Common Stock | 200 | $ 0 | 274,100 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 2,500 | 09/20/2000(1) | 09/20/2010 | Common Stock | 2,500 | $ 0 | 271,600 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 300 | 09/20/2000(1) | 09/20/2010 | Common Stock | 300 | $ 0 | 271,300 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 1,200 | 09/20/2000(1) | 09/20/2010 | Common Stock | 1,200 | $ 0 | 270,100 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 1,100 | 09/20/2000(1) | 09/20/2010 | Common Stock | 1,100 | $ 0 | 269,000 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 1,400 | 09/20/2000(1) | 09/20/2010 | Common Stock | 1,400 | $ 0 | 267,600 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 1,100 | 09/20/2000(1) | 09/20/2010 | Common Stock | 1,100 | $ 0 | 266,500 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 1,100 | 09/20/2000(1) | 09/20/2010 | Common Stock | 1,100 | $ 0 | 265,400 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 1,100 | 09/20/2000(1) | 09/20/2010 | Common Stock | 1,100 | $ 0 | 264,300 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 1,100 | 09/20/2000(1) | 09/20/2010 | Common Stock | 1,100 | $ 0 | 263,200 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 2,100 | 09/20/2000(1) | 09/20/2010 | Common Stock | 2,100 | $ 0 | 261,100 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 40.99 | 07/19/2005 | M | 1,100 | 09/20/2000(1) | 09/20/2010 | Common Stock | 1,100 | $ 0 | 260,000 (3) | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| JUELSGAARD STEPHEN G 1 DNA WAY SO SAN FRANCISCO, CA 94080 |
EXECUTIVE VICE PRESIDENT, | |||
| Stephen G. Juelsgaard | 07/20/2005 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | This stock option vests over four years, with the first 25% of the shares vesting one year from the grant date and 75% of the shares vesting in equal monthly increments over the following three years. This option may be immediately exercisable with the consent of Genentech. |
| (2) | The right to exercise this non-qualified stock option to purchase 132,312 shares of Genentech common stock is held by the ex-spouse of the reporting person pursuant to a domestic relations order. |
| (3) | The right to exercise this non-qualified stock option to purchase 113,320 shares of Genentech common stock is held by the ex-spouse of the reporting person pursuant to a domestic relations order. |