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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Deinard Theodore C/O WUERSCH & GERING LLP 100 WALL STREET 10TH FLOOR NEW YORK, NY 10005 |
X | Former Director (1) |
/s/ Theodore Deinard | 08/14/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Aggregate number of issuer securities beneficially owned by the reporting person at the end of the month of July 2018. |
(2) | Aggregate number of issuer securities beneficially owned by the reporting person as of the date of this report after all sales of issuer securities beneficially owned by the reporting person during the month of August 2018. |
Remarks: (1) The reporting person ceased to be a director of the issuer on June 1, 2018 (the 'Cessation Date'). This Form 4 is filed in respect of all sale transactions of issuer securities beneficially owned by the reporting person during the three-months subsequent to the Cessation Date covering the period in which the reporting person remains subject to reporting under Section 16 of the Securities Exchange Act of 1934, as amended. This Form 4 also voluntarily discloses the late filing of each Form 4 which should have been filed within two business days after each of the securities sale transactions by the reporting person as disclosed in Table I hereinabove, as permitted prior to the due date for Form 5 with respect to such late filing transactions. |