1. Name and Address of Reporting Person * |
Â
RANKIN ROGER F |
|
2. Date of Event Requiring Statement (Month/Day/Year) 09/28/2012 |
3. Issuer Name and Ticker or Trading Symbol HYSTER-YALE MATERIALS HANDLING, INC. [HY]
|
5875 LANDERBROOK DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director |
_____ 10% Owner |
_____ Officer (give title below) |
__X__ Other (specify below) |
Member of a Group |
|
5. If Amendment, Date Original Filed(Month/Day/Year) 09/28/2012 |
MAYFIELD HEIGHTS, OH 44124 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
Table I - Non-Derivative Securities Beneficially Owned |
|
1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock
|
75,504
|
I
|
spouses proportionate LP interest in shares held by RA1
(1)
|
Class A Common Stock
|
2,116
|
I
|
spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
(1)
|
Class A Common Stock
|
3,123
|
I
|
spouse serves as Trustee of a Trust for the benefit of Alison Rankin
(1)
|
Class A Common Stock
|
1,851
|
I
|
Spouse is Trustee for the benefit of Reporting Person's daughter.
(1)
|
Class A Common Stock
|
200
|
I
|
Reporting Person Serves as Custodian of UGMA for the benefit of Elisabeth M. Rankin
|
Class A Common Stock
|
17,252
|
I
|
daughter's proportionate LP interest in shares held by RA II LP held in a trust
(1)
|
Class A Common Stock
|
3,738
|
I
|
Spouse is Co-Trustee for the benefit of Reporting Person's daughter.
(1)
|
Class A Common Stock
|
200
|
I
|
Reporting Person Serves as Custodian of UGMA for the benefit of A. Farnham Rankin
(1)
|
Class A Common Stock
|
25
|
I
|
proportionate general partnership interest in shares of Rankin Associates IV,
|
Class A Common Stock
|
4,808
|
I
|
proportionate limited partnership interest in shares held by Rankin Associates I, L.P
|
Class A Common Stock
|
33,869
|
I
|
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
|
Class A Common Stock
|
85,055
|
I
|
proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
|
Class A Common Stock
|
1,975
|
I
|
proportionate interest in shares held by Rankin Management, Inc. ("RMI).
|
Class A Common Stock
|
193,753
|
I
|
Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin
|
Class A Common Stock
|
19,140
|
I
|
daughter's proportionate LP interest in shares held by RA II LP held in a trust
(1)
|
|
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
75,504
|
$
(2)
|
I
|
Spouses proportionate LP interest in shares held by RA1
(1)
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
2,116
|
$
(2)
|
I
|
spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
(1)
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
3,123
|
$
(2)
|
I
|
spouse serves as Trustee of a Trust for the benefit of Alison Rankin
(1)
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
19,140
|
$
(2)
|
I
|
daughter's proportionate LP interest in shares held by RA II LP held in a trust
(1)
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
1,851
|
$
(2)
|
I
|
Spouse is Trustee for the benefit of Reporting Person's daughter
(1)
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
200
|
$
(2)
|
I
|
Reporting Person Serves as Custodian of UGMA for the benefit of Elisabeth M. Rankin
(1)
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
17,252
|
$
(2)
|
I
|
daughter's proportionate LP interest in shares held by RA II LP held in a trust
(1)
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
3,738
|
$
(2)
|
I
|
Spouse is Co-Trustee for the benefit of Reporting Person's daughter.
(1)
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
200
|
$
(2)
|
I
|
Reporting Person Serves as Custodian of UGMA for the benefit of A. Farnham Rankin
(1)
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
25
|
$
(2)
|
I
|
general partnership interest in shares of Rankin Associates IV, L.P
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
4,808
|
$
(2)
|
I
|
proportionate limited partnership interest in shares held by Rankin Associates I, L.P
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
33,869
|
$
(2)
|
I
|
Reporting Person's proportionate limited partnership interests in shares held by RA II
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
85,055
|
$
(2)
|
I
|
proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
1,975
|
$
(2)
|
I
|
proportionate interest in shares held by Rankin Management, Inc. ("RMI).
|
Class B Common Stock
|
Â
(2)
|
Â
(2)
|
Class A Common Stock
|
193,753
|
$
(2)
|
I
|
Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin
|