1. Name and Address of Reporting Person * |
Â
RANKIN ALFRED M ET AL |
|
2. Date of Event Requiring Statement (Month/Day/Year) 09/28/2012 |
3. Issuer Name and Ticker or Trading Symbol HYSTER-YALE MATERIALS HANDLING, INC. [HY]
|
5875 LANDERBROOK DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director |
_____ 10% Owner |
__X__ Officer (give title below) |
_____ Other (specify below) |
Chairman |
|
5. If Amendment, Date Original Filed(Month/Day/Year) 09/28/2012 |
MAYFIELD HEIGHTS, OH 44124 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
Table I - Non-Derivative Securities Beneficially Owned |
|
1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock
|
87,354
|
I
|
Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust.
|
Class A Common Stock
|
90,000
|
I
|
Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust
|
Class A Common Stock
|
14,160
|
I
|
Held in an Individual Retirement Account for the benefit of the Reporting Person.
|
Class A Common Stock
|
131,183
|
I
|
Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
|
Class A Common Stock
|
2,254
|
I
|
proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
|
Class A Common Stock
|
753
|
I
|
Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
|
Class A Common Stock
|
25
|
I
|
proportionate general partnership interest shares held by RAIV
|
Class A Common Stock
|
1,404
|
I
|
Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
|
Class A Common Stock
|
1,975
|
I
|
proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
|
Class A Common Stock
|
27,008
|
I
|
Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
(1)
|
Class A Common Stock
|
29,370
|
I
|
Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77
(1)
|
Class A Common Stock
|
113,198
|
I
|
proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
(1)
|
Class A Common Stock
|
29,379
|
I
|
proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
(1)
|
Class A Common Stock
|
59,674
|
I
|
Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
(1)
|
Class A Common Stock
|
740
|
I
|
Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
(1)
|
Class A Common Stock
|
35
|
I
|
Clara LT Trust Represents Proportionate limited partnership interest in shares held by RAIV, LP
(2)
|
Class A Common Stock
|
18,400
|
I
|
Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
(1)
|
Class A Common Stock
|
2,116
|
I
|
spouse's proportionate limited partnership interest in shares held by RA II LP
(1)
|
Class A Common Stock
|
21,006
|
I
|
spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin
(1)
|
|
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
87,354
|
$
(3)
|
I
|
Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust.
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
90,000
|
$
(3)
|
I
|
Reporting person serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
14,160
|
$
(3)
|
I
|
Held in an Individual Retirement Account for the benefit of the Reporting Person.
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
131,183
|
$
(3)
|
I
|
Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
2,254
|
$
(3)
|
I
|
proportionate LP intrst in shares held by RA I LP in qualified annuity interest trust-benefit of AMR
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
753
|
$
(3)
|
I
|
Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
25
|
$
(3)
|
I
|
proportionate general partnership interest shares held by RAIV
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
1,404
|
$
(3)
|
I
|
Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
1,975
|
$
(3)
|
I
|
proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
27,008
|
$
(3)
|
I
|
Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
(1)
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
29,370
|
$
(3)
|
I
|
Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77
(1)
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
113,198
|
$
(3)
|
I
|
proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
(1)
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
29,379
|
$
(3)
|
I
|
proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
(1)
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
59,674
|
$
(3)
|
I
|
Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
740
|
$
(3)
|
I
|
Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
(1)
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
35
|
$
(3)
|
I
|
Clara LT Trust Represents Proportionate limited partnership interest in shares held by RAIV, LP
(1)
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
18,400
|
$
(3)
|
I
|
Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
(1)
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
2,116
|
$
(3)
|
I
|
spouse's proportionate limited partnership interest in shares held by RA II LP
(1)
|
Class B Common Stock
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
21,006
|
$
(3)
|
I
|
spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin
(1)
|