a5518399.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 16, 2007
State Street Corporation
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(Exact name of registrant as specified in its charter)
Massachusetts 001-07511 04-2456637
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(State of Incorporation) (Commission File Number) (IRS Employer
Identification Number)
One Lincoln Street, Boston, Massachusetts 02111
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(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code: (617) 786-3000
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act
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Item 2.02. Results of Operations and Financial Condition.
On October 16, 2007, State Street Corporation issued a news release
announcing its results of operations and related financial information for the
third quarter of 2007. A copy of that news release is furnished herewith as
Exhibit 99.1 and is incorporated herein by reference. In addition, a copy of a
slide presentation pertaining to State Street-sponsored asset backed commercial
paper conduits and made available in connection with the investor conference
call referenced in the October 16, 2007 news release is furnished herewith as
Exhibit 99.2 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
State Street Corporation's news release dated October 16, 2007, announcing
third quarter 2007 results of operations and related financial information, is
furnished herewith as Exhibit 99.1, and its slide presentation pertaining to
State Street-sponsored asset backed commercial paper conduits and made available
in connection with the investor conference call referenced in the October 16,
2007 news release is furnished herewith as Exhibit 99.2.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
STATE STREET CORPORATION
By: /s/ James J. Malerba
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Name: James J. Malerba
Title: Senior Vice President and
Corporate Controller
Date: October 16, 2007
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EXHIBIT INDEX
Exhibit No. Description
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99.1 News release dated October 16, 2007, announcing third quarter 2007
results of operations and related financial information.
99.2 Slide presentation pertaining to State Street-sponsored asset
backed commercial paper conduits as of September 30, 2007.