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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options | $ 21.59 | 09/28/2007 | A | 0 (4) | (5) | 09/28/2017 | Common Stock, par value $0.000001 per share | 0 (4) | $ 0 | 0 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROSE GEORGE L C/O ACTIVISION PUBLISHING, INC. 3100 OCEAN PARK BOULEVARD SANTA MONICA, CA 90405 |
Chief Legal Officer |
/s/ George L. Rose | 10/02/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents the conditional right to receive one share of Activision Common Stock. |
(2) | These restricted stock units will vest in full on August 31, 2010 (subject to possible earlier vesting if Activision meets or exceeds certain performance objectives). |
(3) | On October 2, 2007, it was erroneously reported on a Form 4 filed with the SEC Accession No. 0001352027-07-000008 that, on September 28, 2007, Mr. Rose received a grant of 15,000 restricted stock units vesting on August 31, 2010. That award was made to Ann Weiser (and reported properly on a Form 4 filed with the SEC Accession No. 0001352027-07-000011). Mr. Rose actually received a grant of 25,000 restricted stock units vesting on March 31, 2008 (which grant was reported properly on a Form 4 filed with the SEC Accession No. 0001352027-07-000010) (and, following that grant to Mr. Rose, he owned 25,000 shares of Activision Common Stock, all of which were restricted stock units). |
(4) | On October 2, 2007, it was erroneously reported on a Form 4 filed with the SEC Accession No. 0001352027-07-000008 that, on September 28, 2007, Mr. Rose received a grant of 200,000 stock options vesting on each of August 31, 2008, August 31, 2009 and August 31, 2010. That award was made to Ann Weiser (and reported properly on a Form 4 filed with the SEC Accession No. 0001352027-07-000011). Mr. Rose actually received a grant of 240,000 stock options vesting on each of March 31, 2008, March 31, 2009 and March 31, 2010 (which grant was reported properly on a Form 4 filed with the SEC Accession No. 001352027-07-000010). |
(5) | These options vest with respect to one-third of the shares on each of August 31, 2008, August 31, 2009 and August 31, 2010. |
Remarks: *This Form 4 is being filed to correct a Form 4 filed with the SEC Accession No. 0001352027-07-000008 which was filed in error and should be deemed withdrawn. |