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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Doktycz Stephen J 4TH FLOOR ONE VINE STREET LONDON, X0 W1J 0AH |
SVP, SP&T |
/s/ Lara A. Mason, Attorney-in-Fact | 03/04/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 745 shares of restricted stock units granted to the reporting person on March 1, 2017. |
(2) | Includes 3,957 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 745 granted March 1, 2017 vest on March 1, 2020; 1,598 granted on March 1, 2017 that vest on March 1, 2020 and 1,614 granted on February 21, 2018 that vest on February 21, 2021. |
(3) | ESPP purchase of 237.939725 shares total as follows: 56.613361 for $95.112 per share were allocated on March 31, 2018; 52.569707 for $95.112 per share were allocated on June 30, 2018 and 128.756657 for $74.844 per share were allocated on December 31, 2018. |