1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Performance Stock Unit
|
Â
(2)
|
Â
(2)
|
Common
|
310
|
$
(1)
|
D
|
Â
|
Performance Stock Unit
|
Â
(3)
|
Â
(3)
|
Common
|
310
|
$
(1)
|
D
|
Â
|
Performance Stock Unit
|
Â
(4)
|
Â
(4)
|
Common
|
1,015
|
$
(1)
|
D
|
Â
|
Performance Stock Unit
|
Â
(5)
|
Â
(5)
|
Common
|
755
|
$
(1)
|
D
|
Â
|
Performance Stock Unit
|
Â
(6)
|
Â
(6)
|
Common
|
755
|
$
(1)
|
D
|
Â
|
Non-Qualified Stock Option
|
12/31/2015 |
09/15/2025 |
Common
|
1,258
|
$
48.13
|
D
|
Â
|
Non-Qualified Stock Option
|
12/31/2016 |
09/15/2025 |
Common
|
1,387
|
$
48.13
|
D
|
Â
|
Non-Qualified Stock Option
|
12/31/2017 |
09/15/2025 |
Common
|
660
|
$
48.13
|
D
|
Â
|
Non-Qualified Stock Option
|
01/19/2017 |
01/19/2026 |
Common
|
588
|
$
47.02
|
D
|
Â
|
Non-Qualified Stock Option
|
01/19/2018 |
01/19/2026 |
Common
|
588
|
$
47.02
|
D
|
Â
|
Non-Qualified Stock Option
|
01/19/2019 |
01/19/2026 |
Common
|
589
|
$
47.02
|
D
|
Â
|
Restricted Stock Unit
|
Â
(8)
|
Â
(8)
|
Common
|
510
|
$
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Each Performance Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock Pursuant to the Company's 2015 Incentive Plan. |
(2) |
Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's Board of Directors for calendar year 2016, contingent upon the reporting person's continued employment with the registrant. |
(3) |
Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's Board of Directors for calendar year 2017, contingent upon the reporting person's continued employment with the registrant. |
(4) |
Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's Board of Directors for calendar year 2018, contingent upon the reporting person's continued employment with the registrant. |
(5) |
Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's Board of Directors for calendar year 2016, contingent upon the reporting person's continued employment with the registrant. |
(6) |
Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's Board of Directors for calendar year 2017, contingent upon the reporting person's continued employment with the registrant. |
(7) |
Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock. |
(8) |
One third of the Restricted Stock Unit vests on January 19, 2017, 2018 and 2019. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. |
(9) |
Error occurred because 891 shares were previously forfeited for the payment of taxes. |