1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Series A Convertible Preferred Stock
|
Â
(1)
|
Â
(1)
|
Common Stock
|
1,573,072
(2)
|
$
(1)
|
I
|
Held by limited partnerships
(3)
(4)
|
Series A Convertible Preferred Stock
|
Â
(1)
|
Â
(1)
|
Common Stock
|
30,283
(2)
|
$
(1)
|
I
|
Held by limited liability company
(5)
|
Series B Convertible Preferred Stock
|
Â
(6)
|
Â
(6)
|
Common Stock
|
785,682
(2)
|
$
(6)
|
I
|
Held by limited partnerships
(7)
(8)
|
Series B Convertible Preferred Stock
|
Â
(6)
|
Â
(6)
|
Common Stock
|
19,962
(2)
|
$
(6)
|
I
|
Held by limited liability company
(9)
|
Series C Convertible Preferred Stock
|
Â
(6)
|
Â
(6)
|
Common Stock
|
551,457
(2)
|
$
(6)
|
I
|
Held by limited partnerships
(10)
(11)
|
Series C Convertible Preferred Stock
|
Â
(6)
|
Â
(6)
|
Common Stock
|
16,637
(2)
|
$
(6)
|
I
|
Held by limited liability company
(12)
|
Series D Convertible Preferred Stock
|
Â
(6)
|
Â
(6)
|
Common Stock
|
274,492
(2)
|
$
(6)
|
I
|
Held by limited partnerships
(13)
(14)
|
Series D Convertible Preferred Stock
|
Â
(6)
|
Â
(6)
|
Common Stock
|
8,281
(2)
|
$
(6)
|
I
|
Held by limited liability company
(15)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These securities are immediately convertible or exercisable. These securities will be automatically converted into Common Stock on a 1 to 1.84723 basis upon the closing of the Issuer?s initial public offering. |
(2) |
Gives effect of the conversion of the securities into Common Stock. |
(3) |
Includes 843,363 shares held by Sierra Ventures VIII-A, L.P. ("Sierra VIII-A"), and 8,222 shares held by Sierra Ventures VIII-B, L.P. ("Sierra VIII-B").(Continued to footnote 4) |
(4) |
(Continued from Footnote 3) Sierra Ventures Associates VIII, LLC ("SVA VIII") is the general partner of Sierra VIII-A and Sierra VIII-B and possesses voting and dispositive power over the shares held by Sierra VIII-A and Sierra VIII-B. The reporting person is a managing member of SVA VIII. SVA VIII also holds an additional 39,126 shares as nominee for its members. SVA VIII does not have voting or dispositive power over such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein. |
(5) |
5,465 shares are held in the name of Sierra Ventures Associates VII, LLC ("SVA VII") as nominee on behalf of Reporting Person and 10,929 shares are held in the name of SVA VIII, as nominee on behalf of Reporting Person. |
(6) |
These securities are immediately convertible or exercisable. These securities will be automatically converted into Common Stock on a 1 to 0.61576 basis upon the closing of the Issuer?s initial public offering. |
(7) |
Includes 1,263,638 shares held by Sierra Ventures VIII-A and 12,319 shares held by Sierra Ventures VIII-B.(Continued to Footnote 8) |
(8) |
(Continued from Footnote 7) SVA VIII is the general partner of Sierra VIII-A and Sierra VIII-B and possesses voting and dispositive power over the shares held by Sierra VIII-A and Sierra VIII-B. The reporting person is a managing member of SVA VIII. SVA III also holds an additional 94,544 shares as nominee for its members. SVA VIII does not have voting or dispositive power over such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein. |
(9) |
10,805 shares are held in the name of SVA VII, as nominee on behalf of Reporting Person and 21,614 shares are held in the name of SVA VIII, as nominee on behalf of Reporting Person. |
(10) |
Includes 886,928 shares held by Sierra VIII-A, and 8,646 shares held by Sierra VIII-B. (Continued onto Footnote 11). |
(11) |
(Continued from Footnote 10) SVA VIII is the general partner of Sierra VIII-A and Sierra VIII-B and possesses voting and dispositive power over the shares held by Sierra VIII-A and Sierra VIII-B. The reporting person is a managing member of SVA VIII. SVA VIII also holds an additional 106,871 shares as nominee for its members. SVA VIII does not have voting or dispositive power over such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein. |
(12) |
7,694 shares are held in the name of SVA VII, as nominee on behalf of Reporting Person and 19,326 shares are held in the name of SVA VIII, as nominee on behalf of Reporting Person. |
(13) |
Includes 441,455 shares held by Sierra Ventures VIII-A, and 4,324 shares held by Sierra Ventures VIII-B. (Continued to Footnote 14.) |
(14) |
(Continued from Footnote 13)...SVA VIII is the general partner of Sierra VIII-A and Sierra VIII-B and possesses voting and dispositive power over the shares held by Sierra VIII-A and Sierra VIII-B. The reporting person is a managing mebmer of SVA VIII. SVA VIII also holds an additional 53,196 shares as nominee for its members. SVA VIII does not have voting or dispositive power over such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein. |
(15) |
3,830 shares are held in the name of SVA VII, as nominee on behalf of Reporting Person and 9,620 shares are held in the name of SVA VIII, as nominee on behalf of Reporting Person. |