UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to buy Common Stock | 06/24/2009(2) | 12/30/2010 | Common Stock | 6,000 | $ 13.855 | D | Â |
Option to buy Common Stock | 06/24/2009(3) | 12/12/2010 | Comon Stock | 7,500 | $ 14 | D | Â |
Option to buy Common Stock | Â (3) | 02/12/2013 | Common Stock | 10,000 | $ 14.96 | D | Â |
Options to buy Common Stock | Â (4) | 12/09/2015 | Common Stock | 20,000 | $ 4.045 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lee William P 55 WATER STREET 11TH FLOOR NEW YORK, NY 10041 |
 |  |  President, CMC |  |
William P.Lee by Scott Spitzer under Power of Attorney | 06/24/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The number of shares of Common Stock beneficially owned as of the date reported, including the number of deferred stock units credited to the Reporting Person under Company plans. |
(2) | Non-Qualified stock options granted under the Company's 2000 Stock Incentive Plan. Options became exercisable in 50% increments on the first two anniversaries of the grant. |
(3) | Incentive Stock Options granted under the Company's 1999 Incentive Compensation Plan. Options became exercisable in 25% increments on the first four anniversaries of the grant. |
(4) | Incentive Stock Options granted under the Company's 1999 Incentive Compensation Plan. Options became exercisable in 25% increments on the first four anniversaries of the grant and expire on 12/09/2015. |