|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 95 WELLINGTON STREET WEST SUITE 800 TORONTO, A6 M5J 2N7 |
X | |||
NORTH RIVER INSURANCE CO 305 MADISON AVE MORRISTOWN, NJ 07962 |
X | |||
FAIRFAX INC 300 FIRST STAMFORD PLACE STAMFORD, CT 06902 |
X | |||
Falcon Insurance Co (Hong Kong) Ltd 6/F, DCH COMMERCIAL CENTRE 25 WESTLANDS ROAD QUARRY BAY, HONG KONG, K3 |
X |
/s/ David Bonham, Vice President | 07/25/2011 | |
**Signature of Reporting Person | Date | |
/s/ Paul Bassaline, Vice President | 07/25/2011 | |
**Signature of Reporting Person | Date | |
/s/ Bradley Martin, Corporate Secretary | 07/25/2011 | |
**Signature of Reporting Person | Date | |
/s/ Benjamin Wong, Chief Financial Officer | 07/25/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Following the transactions reported herein, 277,000 Common Shares are held directly by V. Prem Watsa, and the remaining Common Shares are held by subsidiaries of Fairfax Financial Holdings Limited, including 881,600 Common Shares held by Odyssey Reinsurance Company and its subsidiaries and 2,048,400 Common Shares held by TIG Insurance Company, and no Common Shares are held by Zenith Insurance Company, United States Fire Insurance Company, Fairfax Inc., Falcon Insurance Company (Hong Kong) Ltd. or The North River Insurance Company. |