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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BERUBE DENIS K C/O L-1 IDENTITY SOLUTIONS, INC. 177 BROAD STREET, 12TH FLOOR STAMFORD, CT 06901 |
X |
Denis K. Berube | 10/31/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were sold in a privately negotiated transaction by Lau Acquisition Corp. to Robert V. LaPenta, Chairman, President & CEO of L-1 Identity Solutions, Inc. Mr. Berube is a director of L-1 Identity Solutions, Inc. and, along with his spouse, Joanna T. Lau, owns 56% of Lau Acquisition Corp (see footnote 2). The shares were sold in order to satisfy certain pre-existing financial commitments of Lau unrelated to L-1 or Mr. LaPenta. |
(2) | Reflects shares held by Lau Acquisition Corp., doing business as Lau Technologies. Mr. Berube and his spouse, Joanna T. Lau, own approximately 56% of the outstanding capital stock of Lau Technologies. Mr. Berube disclaims beneficial ownership of the shares held by Lau Technologies. |
(3) | Reflects shares held by Joanna T. Lau, Mr. Berube's spouse. Mr. Berube disclaims beneficial ownership of the shares held by Ms. Lau. |