Information
Public
Announcements/Press
|
|
Required by/when
The
Stock Exchange, London
|
|
|
|
Announcement
Total
Voting Rights
(01
September 2016)
|
|
Announcement
Transaction
in Own Shares
(21
September 2016)
|
Announcement
Director/PDMR
Shareholding
(06
September 2016)
|
|
Announcement
Result of AGM
(22 September 2016)
|
Announcement
Director/PDMR
Shareholding
(07
September 2016)
|
|
Announcement
Transaction
in Own Shares
(22
September 2016)
|
Announcement
Director/PDMR
Shareholding
(08
September 2016)
|
|
Announcement
Transaction
in Own Shares
(23
September 2016)
|
Announcement
Director/PDMR
Shareholding
(08
September 2016)
|
|
Announcement
Transaction
in Own Shares
(26
September 2016)
|
Announcement
Director/PDMR
Shareholding
(12
September 2016)
|
|
Announcement
Transaction
in Own Shares
(27
September 2016)
|
Announcement
Transaction
in Own Shares
(19
September 2016)
|
|
Announcement
Director/PDMR
Shareholding
(29
September 2016)
|
Announcement
Diageo
issues trading commentary ahead of AGM
(20
August 2016)
|
|
Announcement
Total
Voting Rights
(30
September 2016)
|
Announcement
Transaction
in Own Shares
(20
September 2016)
|
|
|
TO:
|
Regulatory
Information Service
|
RE:
|
Paragraph
5.6.1 of the Disclosure and Transparency Rules
|
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||
a)
|
Name
|
1. K MIKELLS
2. D CUTTER
3. C LAMBKIN
4. A MANZ
5. S MORIARTY
6. M NAYAGER
7. J O'KEEFFE
|
|
b)
|
Position
/ status
|
1. DIRECTOR
2. MEMBER OF EXECUTIVE
COMMITTEE
3. MEMBER OF EXECUTIVE
COMMITTEE
4. MEMBER OF EXECUTIVE
COMMITTEE
5. MEMBER OF EXECUTIVE
COMMITTEE
6. MEMBER OF EXECUTIVE
COMMITTEE
7. MEMBER OF EXECUTIVE
COMMITTEE
|
|
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
|
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument
|
ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares")
|
|
b)
|
Nature
of the transaction
|
1-5, & 6a* An award of Ordinary Shares on 5 September 2016,
under the Diageo Share Incentive Plan (the "SIP"). Awarded at no
cost to plan participants ("Freeshares"), to a value based on a
percentage of the participant's salary on 30 June 2016 and the
Company's profits for the financial year ended 30 June 2016,
subject to a maximum per SIP participant of £3,000 in value
per tax year.
*includes an award of Ordinary Shares to M Nayager's spouse D
Nayager (a PCA)
6b & 7. An award of Ordinary Shares on 5 September 2016, under
the Diageo Irish Profit Sharing Scheme (the "Irish
Profitshare"). Awarded at no cost to Plan participants
("Profit Share"), to a value based on a percentage of the
participant's salary on 30 June 2016 and the Company's profits for
the financial year ended 30 June 2016, subject to a maximum per
Irish Profitshare participant of €12,700 in value per tax
year.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
1.
£21.13
|
141
|
||
2.
£21.13
|
141
|
||
3.
£21.13
|
141
|
||
4.
£21.13
|
141
|
||
5.
£21.13
|
141
|
||
6. a)
£21.13
6. b)
€24.36
|
282
(includes 141 awarded to Spouse D Nayager)
163
|
||
7. €24.36
|
521
|
||
d)
|
Aggregated
information
|
N/A
|
|
e)
|
Date of
the transaction
|
6 SEPTEMBER 2016
|
|
f)
|
Place
of the transaction
|
LONDON STOCK EXCHANGE
|
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
|||||
a)
|
Name
|
1. D CUTTER
2. D MAHLAN
3. A MANZ*
4. S MORIARTY
5. J O'KEEFFE
6. S FISCHER
|
||||
b)
|
Position
/ status
|
1. MEMBER OF EXECUTIVE
COMMITTEE
2. MEMBER OF EXECUTIVE
COMMITTEE
3. MEMBER OF EXECUTIVE
COMMITTEE
4. MEMBER OF EXECUTIVE
COMMITTEE
5. MEMBER OF EXECUTIVE
COMMITTEE
6. MEMBER OF EXECUTIVE
COMMITTEE
|
||||
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
||||
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description
of the financial instrument
|
ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares")
|
||||
b)
|
Nature
of the transaction
|
Release of Ordinary Shares under the Company's 2008 Performance
Share Plan ("PSP") on 5 September 2016. The awards were made
on 5 September 2013 and vested at a level of 30.6%. Also
released were the Ordinary Shares that were accrued in respect of
notional dividends under the PSP during the period. The
balance of each award has lapsed.
|
||||
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|||
|
No. of
Ordinary Shares released
|
No. of
Ordinary Shares in respect of notional dividend
|
No. of
Ordinary Shares sold#
|
Balance
of Ordinary Shares retained and beneficially owned
|
||
1. £21.26
|
1,897
|
147
|
964
|
1,080
|
||
2.
£21.26
|
33,733
|
2,629
|
19,720
|
16,642
|
||
3.*
£21.26
|
6,850
|
533
|
7,383
|
0
|
||
4.
£21.26
|
12,225
|
952
|
6,209
|
6,968
|
||
5.
£21.26
|
1,884
|
146
|
1,129
|
901
|
||
6.
S Fischer received £37,369.28 under the cash alternative long
term incentive plan
# Ordinary Shares have been sold to meet the requirement to
reimburse the Company for PAYE tax and National Insurance
liabilities on awards released under the PSP.
* A Manz sold all her shares - she will be leaving the Company on
30 September 2016
|
||||||
d)
|
Aggregated
information
|
N/A
|
||||
e)
|
Date of
the transaction
|
5 SEPTEMBER 2016
|
||||
f)
|
Place
of the transaction
|
LONDON STOCK EXCHANGE
|
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||||
a)
|
Name
|
1. DAVID CUTTER
2. SAM FISCHER
|
|||
b)
|
Position
/ status
|
1. MEMBER OF EXECUTIVE
COMMITTEE
2. MEMBER OF EXECUTIVE
COMMITTEE
|
|||
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
|||
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument
|
ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares")
|
|||
b)
|
Nature
of the transaction
|
Release of Ordinary Shares on 5 September 2016 in respect of awards
made under the Company's 2012 International Share Match Plan
("ISMP").
|
|||
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
||
|
No. of
Ordinary Shares released
|
No. of
Ordinary Shares sold#
|
Balance
of Ordinary Shares retained and beneficially owned
|
||
1.
£21.26
|
48
|
23
|
25
|
||
2.
£21.26
|
49
|
8
|
41
|
||
# Ordinary Shares have been sold to meet the requirement to
reimburse the Company for PAYE tax and National Insurance
liabilities on awards released under the ISMP.
|
|||||
d)
|
Aggregated
information
|
N/A
|
|||
e)
|
Date of
the transaction
|
5 SEPTEMBER 2016
|
|||
f)
|
Place
of the transaction
|
LONDON STOCK EXCHANGE
|
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||||
a)
|
Name
|
ANAND KRIPALU
|
|||
b)
|
Position
/ status
|
MEMBER OF EXECUTIVE COMMITTEE
|
|||
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
|||
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument
|
ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares")
|
|||
b)
|
Nature
of the transaction
|
Release of Ordinary Shares on 5 September 2016 in respect of awards
made under the Company's 2009 Discretionary Incentive Plan
("DIP"). The awards were made on 6 March 2014. The balance of
the award has lapsed.
|
|||
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
||
|
No. of
Ordinary Shares released
|
No. of
Ordinary Shares sold#
|
Balance
of Ordinary Shares retained and beneficially owned
|
||
£21.26
|
17,123
|
5,305
|
11,818
|
||
# Ordinary Shares have been sold to meet the requirement to
reimburse the Company for PAYE tax and National Insurance
liabilities on awards released under the DIP.
|
|||||
d)
|
Aggregated
information
|
N/A
|
|||
e)
|
Date of
the transaction
|
5 SEPTEMBER 2016
|
|||
f)
|
Place
of the transaction
|
LONDON STOCK EXCHANGE
|
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||||
a)
|
Name
|
1. DAVID CUTTER
2. ANAND KRIPALU
3. MAIRÉAD NAYAGER
4. JOHN O'KEEFFE
5. S FISCHER
|
|||
b)
|
Position
/ status
|
1. MEMBER OF EXECUTIVE
COMMITTEE
2. MEMBER OF EXECUTIVE
COMMITTEE
3. MEMBER OF EXECUTIVE
COMMITTEE
4. MEMBER OF EXECUTIVE
COMMITTEE
5. MEMBER OF EXECUTIVE
COMMITTEE
|
|||
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
|||
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument
|
ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares")
|
|||
b)
|
Nature
of the transaction
|
Release of Ordinary Shares on 5 September 2016 under the Diageo
Executive Long Term Incentive Plan ("DELTIP"). The awards
were made in the form of restricted stock units
("RSUs").
|
|||
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
||
|
No. of
Ordinary Shares released
|
No. of
Ordinary Shares sold#
|
Balance
of Ordinary Shares retained and beneficially owned
|
||
1.
£21.26
|
5,832
|
2,748
|
3,084
|
||
2.
£21.26
|
6,578
|
2,038
|
4,540
|
||
3. £21.26
|
872
|
384
|
488
|
||
4. £21.26
|
3,017
|
1,677
|
1,340
|
||
5. S
Fischer received £111,066.26 under the cash alternative long
term incentive plan
# Ordinary Shares have been sold to meet the requirement to
reimburse the Company for PAYE tax and National Insurance
liabilities on awards released under the DELTIP.
|
|||||
d)
|
Aggregated
information
|
N/A
|
|||
e)
|
Date of
the transaction
|
5 SEPTEMBER 2016
|
|||
f)
|
Place
of the transaction
|
LONDON STOCK EXCHANGE
|
|
Diageo plc (the "Company")
|
|||||
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
|||||
a)
|
Name
|
1. I MENEZES
2. B FRANZ
3. A GAVAZZI
4. J KENNEDY
5. S SALLER
|
||||
b)
|
Position
/ status
|
1. DIRECTOR
2. MEMBER OF EXECUTIVE
COMMITTEE
3. MEMBER OF EXECUTIVE
COMMITTEE
4. MEMBER OF EXECUTIVE
COMMITTEE
5. MEMBER OF EXECUTIVE
COMMITTEE
|
||||
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
||||
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description
of the financial instrument
|
AMERICAN DEPOSITARY SHARES ("ADS")
|
||||
b)
|
Nature
of the transaction
|
Release of ADS under the Company's 2008 Performance Share Plan
("PSP") on 5 September 2016. The awards were made on 5
September 2013 and vested at a level of 30.6%. Also released
were the ADS that were accrued in respect of notional dividends
under the PSP during the period. The balance of each award
has lapsed.
|
||||
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|||
|
No. of
ADS released
|
No. of
ADS in respect of notional dividend
|
No. of
ADS sold#
|
Balance
of ADS retained and beneficially owned
|
||
1.
$114.50
|
14,530
|
1,253
|
7,289
|
8,494
|
||
2.
$114.50
|
3,548
|
306
|
1,891
|
1,963
|
||
3.
$114.50
|
3,441
|
296
|
1,312
|
2,425
|
||
4.
$114.50
|
3,296
|
284
|
1,757
|
1,823
|
||
5.
$114.50
|
3,441
|
296
|
1,834
|
1,903
|
||
# ADS have been sold to meet the requirement to reimburse the
Company for PAYE tax and National Insurance liabilities on awards
released under the PSP.
|
||||||
d)
|
Aggregated
information
|
N/A
|
||||
e)
|
Date of
the transaction
|
6 SEPTEMBER 2016
|
||||
f)
|
Place
of the transaction
|
NEW YORK STOCK EXCHANGE
|
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||||
a)
|
Name
|
I MENEZES
|
|||
b)
|
Position
/ status
|
DIRECTOR
|
|||
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
|||
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||
a)
|
Description
of the financial instrument
|
AMERICAN DEPOSITARY SHARES ("ADS")
|
|||
b)
|
Nature
of the transaction
|
EXERCISED OPTIONS OVER ADS AND SUBSEQUENT SALE OF ADS. THE
BALANCE AFTER THE SALE HAS BEEN RETAINED. THE OPTIONS WERE GRANTED
ON 20 SEPTEMBER 2010 AT A PRICE OF $67.84.
|
|||
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
||
|
ADS
Exercised
|
ADS
Sold
|
ADS
Retained
|
||
$114.50
|
55,512
|
52,736
|
2,776
|
||
d)
|
Aggregated
information
|
N/A
|
|||
e)
|
Date of
the transaction
|
7 SEPTEMBER 2016
|
|||
f)
|
Place
of the transaction
|
NEW YORK STOCK EXCHANGE
|
|
Diageo plc (the "Company")
|
|||
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
|||
a)
|
Name
|
1. I MENEZES
2. K MIKELLS
3. D CUTTER
4. A KRIPALU
5. S FISCHER
6. B FRANZ
7. A GAVAZZI
8. J KENNEDY
9. C LAMBKIN
10. D MAHLAN
11. S MORIARTY
12. M NAYAGER
13. J O'KEEFFE
14. S SALLER
|
||
b)
|
Position
/ status
|
1. DIRECTOR
2. DIRECTOR
3. MEMBER OF EXECUTIVE
COMMITTEE
4. MEMBER OF EXECUTIVE
COMMITTEE
5. MEMBER OF EXECUTIVE
COMMITTEE
6. MEMBER OF EXECUTIVE
COMMITTEE
7. MEMBER OF EXECUTIVE
COMMITTEE
8. MEMBER OF EXECUTIVE
COMMITTEE
9. MEMBER OF EXECUTIVE
COMMITTEE
10. MEMBER OF EXECUTIVE COMMITTEE
11. MEMBER OF EXECUTIVE COMMITTEE
12. MEMBER OF EXECUTIVE COMMITTEE
13. MEMBER OF EXECUTIVE COMMITTEE
14. MEMBER OF EXECUTIVE COMMITTEE
|
||
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
||
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description
of the financial instrument
|
ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares")
&
AMERICAN DEPOSITARY SHARES ("ADS")
|
||
b)
|
Nature
of the transaction
|
Grant of options over Ordinary Shares or ADSs on 5 September 2016,
under the Company's 2014 Long Term Incentive Plan, adopted by the
Company on 30 July 2014 ("DLTIP"). Each option is exercisable
between 5 September 2019 and 4 September 2026, subject to the
satisfaction of performance criteria and continued
employment.
M Nayager's grant includes a grant of awards over 3,104 Ordinary
Shares to spouse D Nayager (a PCA). These awards come in the form
of RSUs.
|
||
c)
|
Price(s)
and volume(s)
|
Price
|
Volume(s)
|
|
|
Ordinary Shares
|
ADS
|
||
1. $106.96
|
|
54,356*
|
||
2. £18.61
|
128,253*
|
|
||
3. £18.61
|
47,519
|
|
||
4. £18.61
|
25,524
|
|
||
5. £18.61
|
44,820
|
|
||
6. $106.96
|
|
15,567
|
||
7. $106.96
|
|
18,698
|
||
8. $106.96
|
|
23,373
|
||
9. £18.61
|
47,017
|
|
||
10. $106.96
|
|
38,426*
|
||
11. £18.61
|
56,421
|
|
||
12. £18.61
|
48,946
|
|
||
13. £18.61
|
39,911
|
|
||
14. $106.96
|
|
14,590
|
||
* the exercise of each option are subject to a retention period of
two years during which time the director may not normally transfer,
assign or otherwise dispose of the Ordinary Shares or
ADSs.
|
||||
d)
|
Aggregated
information
|
N/A
|
||
e)
|
Date of
the transaction
|
5 SEPTEMBER 2016
|
||
f)
|
Place
of the transaction
|
THESE TRANSACTIONS WILL TAKE PLACE ON THE LONDON STOCK EXCHANGE
& NEW YORK STOCK EXCHANGE
|
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
|||
a)
|
Name
|
1. I MENEZES
2. K MIKELLS
3. D CUTTER
4. A KRIPALU
5. S FISCHER
6. B FRANZ
7. A GAVAZZI
8. J KENNEDY
9. C LAMBKIN
10. D MAHLAN
11. S MORIARTY
12. M NAYAGER
13. J O'KEEFFE
14. S SALLER
|
||
b)
|
Position
/ status
|
1. DIRECTOR
2. DIRECTOR
3. MEMBER OF EXECUTIVE
COMMITTEE
4. MEMBER OF EXECUTIVE
COMMITTEE
5. MEMBER OF EXECUTIVE
COMMITTEE
6. MEMBER OF EXECUTIVE
COMMITTEE
7. MEMBER OF EXECUTIVE
COMMITTEE
8. MEMBER OF EXECUTIVE
COMMITTEE
9. MEMBER OF EXECUTIVE
COMMITTEE
10. MEMBER OF EXECUTIVE COMMITTEE
11. MEMBER OF EXECUTIVE COMMITTEE
12. MEMBER OF EXECUTIVE COMMITTEE
13. MEMBER OF EXECUTIVE COMMITTEE
14. MEMBER OF EXECUTIVE COMMITTEE
|
||
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
||
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description
of the financial instrument
|
ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares")
&
AMERICAN DEPOSITARY SHARES ("ADS")
|
||
b)
|
Nature
of the transaction
|
Grant of conditional awards over Ordinary Shares or ADSs on 5
September 2016, under the DLTIP .Each conditional award will vest
on 5 September 2019 subject to the satisfaction of performance
criteria. Each conditional award carries a right to receive, on
vesting, an amount linked to dividends paid on the Ordinary Shares
(or ADSs) subject to the conditional award. These awards come in
the form of Restricted Stock Units ("RSUs")
M Nayager's grant includes a grant of conditional awards over 4,406
Ordinary Shares to spouse D Nayager (a PCA). These awards
come in the form of RSUs.
|
||
c)
|
Price(s)
and volume(s)
|
Price
|
Volume(s)
|
|
|
Ordinary Shares
|
ADS
|
||
1. $106.96
|
|
54,356*
|
||
2. £18.61
|
128,253*
|
|
||
3. £18.61
|
42,767
|
|
||
4. £18.61
|
23,204
|
|
||
5. £18.61
|
40,338
|
|
||
6. $106.96
|
|
14,011
|
||
7. $106.96
|
|
16,828
|
||
8. $106.96
|
|
21,035
|
||
9. £18.61
|
42,315
|
|
||
10. $106.96
|
|
38,426*
|
||
11. £18.61
|
50,779
|
|
||
12. £18.61
|
45,664
|
|
||
13. £18.61
|
35,920
|
|
||
14. $106.96
|
|
13,131
|
||
* the Ordinary Shares and ADSs received on the vesting of each
conditional award are subject to a retention period of two years
during which time the director may not normally transfer, assign or
otherwise dispose of the Ordinary Shares or ADSs.
|
||||
d)
|
Aggregated
information
|
N/A
|
||
e)
|
Date of
the transaction
|
5 SEPTEMBER 2016
|
||
f)
|
Place
of the transaction
|
THESE TRANSACTIONS WILL TAKE PLACE ON THE LONDON STOCK EXCHANGE
& NEW YORK STOCK EXCHANGE
|
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
|||||
a)
|
Name
|
J KENNEDY
|
||||
b)
|
Position
/ status
|
MEMBER OF EXECUTIVE COMMITTEE
|
||||
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
||||
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
a)
|
Description
of the financial instrument
|
AMERICAN DEPOSITARY SHARES ("ADS")
|
||||
b)
|
Nature
of the transaction
|
J Kennedy acquires an interest over ADS on 5 September 2016 by way
of a one-off award under the DLTIP. There are performance
conditions attached to the release of this award under the DLTIP
and the award will vest, subject to achievement of performance
conditions. The awards will be in the form of restricted stock
units ("RSUs").
|
||||
c)
|
Price(s)
and volume(s)
|
Price
|
Volume(s)
|
Maximum percentage vesting in 2019
|
Maximum percentage vesting in 2020
|
Maximum percentage vesting in 2021
|
$113.66
|
21,995
|
33.33%
|
33.33%
|
33.33%
|
||
d)
|
Aggregated
information
|
N/A
|
||||
e)
|
Date of
the transaction
|
5 SEPTEMBER 2016
|
||||
f)
|
Place
of the transaction
|
THIS TRANSACTION WILL TAKE PLACE ON THE NEW YORK STOCK
EXCHANGE
|
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||
a)
|
Name
|
M NAYAGER
|
|
b)
|
Position
/ status
|
MEMBER OF EXECUTIVE COMMITTEE
|
|
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
|
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument
|
ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares")
|
|
b)
|
Nature
of the transaction
|
D Nayager, a PCA of M Nayager acquires an interest over 4,850
Ordinary Shares on 5 September 2016 under the Diageo Performance
Incentive Plan 2016 (the "DPI") section of the Company's
DLTIP. There are performance conditions attached to the
release of this award under the DPI and the award will vest in
three years, subject to achievement of performance conditions. The
awards will be in the form of restricted stock units
("RSUs").
|
|
c)
|
Price(s)
and volume(s)
|
Price
|
Volume(s)
|
£21.13
|
4,850
|
||
d)
|
Aggregated
information
|
N/A
|
|
e)
|
Date of
the transaction
|
5 SEPTEMBER 2016
|
|
f)
|
Place
of the transaction
|
THIS TRANSACTION WILL TAKE PLACE ON THE LONDON STOCK
EXCHANGE
|
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||
a)
|
Name
|
1. KA MIKELLS
2. D CUTTER
3. S MORIARTY
4. FB HUMER
|
|
b)
|
Position
/ status
|
1. CFO
2. MEMBER OF EXECUTIVE COMMITTEE
3. MEMBER OF EXECUTIVE COMMITTEE
4. CHAIRMAN
|
|
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
|
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument
|
ORDINARY SHARES 28 101/108 PENCE
|
|
b)
|
Nature
of the transaction
|
1,2 & 3: PURCHASE UNDER DIAGEO SHARE INCENTIVE
PLAN
4. PURCHASE UNDER ARRANGEMENT WITH COMPANY
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
1. £20.52
|
11
|
||
2. £20.52
|
9
|
||
3. £20.52
|
11
|
||
4. £20.52
|
403
|
||
d)
|
Aggregated
information
|
N/A
|
|
e)
|
Date of
the transaction
|
12 SEPTEMBER 2016
|
|
f)
|
Place
of the transaction
|
LONDON STOCK EXCHANGE
|
Description
of Shares:
|
Diageo
plc ordinary shares of 28101/108 pence
each
|
Number
of Shares repurchased:
|
682,027
|
Average
price paid per Share (pence):
|
2154.5723
|
Highest
price paid per Share (pence):
|
2158.5
|
Lowest
price paid per Share (pence):
|
2140.0
|
Date of
transaction:
|
19
September 2016
|
Broker:
|
Merrill
Lynch International
|
Description
of Shares:
|
Diageo plc ordinary shares of 28101/108 pence each
|
Number
of Shares repurchased:
|
125,123
|
Average
price paid per Share (pence):
|
2169.5545
|
Highest
price paid per Share (pence):
|
2179.0
|
Lowest
price paid per Share (pence):
|
2154.5
|
Date of
transaction:
|
20
September 2016
|
Broker:
|
Merrill
Lynch International
|
Media relations:
|
|
Kirsty King
|
+44 (0) 208 978 6855
|
|
|
global.press.office@diageo.com
|
|
|
|
|
|
Investor relations:
|
|
Catherine James
|
+44 (0) 7803 854550
|
|
|
Rohit Vats
|
+44 (0) 208 978 1064
|
|
|
Pier Falcione
|
+44 (0) 208 978 4838
|
|
|
investor.relations@diageo.com
|
|
Description
of Shares:
|
Diageo plc ordinary shares of 28101/108 pence each
|
Number
of Shares repurchased:
|
99,295
|
Average
price paid per Share (pence):
|
2174.4113
|
Highest
price paid per Share (pence):
|
2180.0
|
Lowest
price paid per Share (pence):
|
2165.0
|
Date of
transaction:
|
21
September 2016
|
Broker:
|
Merrill
Lynch International
|
TO:
|
Regulatory
Information Service
|
RE:
|
CHAPTER
9 PARAGRAPHS 9.6.3(1) and 9.6.18 OF
THE
LISTING RULES
|
RESOLUTION
|
VOTES FOR
|
%*
|
VOTES AGAINST
|
%*
|
VOTES WITHELD
|
1) Report and Accounts
|
1,923,101,205
|
99.71
|
5,625,466
|
0.29
|
21,246,395
|
2) Directors' Remuneration Report
|
1,847,226,415
|
94.82
|
100,963,321
|
5.18
|
1,783,328
|
3) Final Dividend
|
1,948,845,491
|
99.98
|
322,844
|
0.02
|
804,731
|
4) Re-election of PB Bruzelius
|
1,934,006,300
|
99.45
|
10,683,091
|
0.55
|
5,283,174
|
5) Re-election of Lord Davies
|
1,934,831,150
|
99.49
|
9,858,576
|
0.51
|
5,282,839
|
6) Re-election of Ho KwonPing
|
1,757,416,495
|
91.57
|
161,893,045
|
8.43
|
30,663,022
|
7) Re-election of BD Holden
|
1,940,846,662
|
99.59
|
8,080,999
|
0.41
|
1,044,904
|
8) Re-election of Dr FB Humer
|
1,908,164,211
|
98.65
|
26,037,168
|
1.35
|
15,771,186
|
9) Re-election of NS Mendelsohn
|
1,923,225,868
|
99.30
|
13,616,275
|
0.70
|
13,130,422
|
10) Re-election of IM Menezes
|
1,947,944,432
|
99.95
|
979,594
|
0.05
|
1,048,540
|
11) Re-election of PG Scott
|
1,939,828,125
|
99.54
|
9,061,215
|
0.46
|
1,083,225
|
12) Re-election of AJH Stewart
|
1,926,580,528
|
99.47
|
10,277,651
|
0.53
|
13,114,386
|
13) Election of J Ferrán
|
1,938,175,973
|
99.45
|
10,666,056
|
0.55
|
1,130,537
|
14) Election of KA Mikells
|
1,946,080,107
|
99.86
|
2,795,519
|
0.14
|
1,096,939
|
15) Election of EN Walmsley***
|
-
|
-
|
-
|
-
|
-
|
16) Re-appointment of Auditor
|
1,945,591,463
|
99.82
|
3,570,418
|
0.18
|
811,050
|
17) Remuneration of auditor
|
1,944,225,526
|
99.76
|
4,627,412
|
0.24
|
1,120,128
|
18) Authority to allot shares
|
1,912,660,305
|
98.16
|
35,765,952
|
1.84
|
1,546,780
|
19) Disapplication of pre-emption rights
|
1,933,853,877
|
99.28
|
13,972,491
|
0.72
|
2,146,698
|
20) Authority to purchase own ordinary shares
|
1,924,604,689
|
98.76
|
24,173,573
|
1.24
|
1,194,804
|
21) Authority to make political donations and/or to incur
political expenditure in the EU**
|
1,876,158,573
|
96.52
|
67,600,256
|
3.48
|
6,214,236
|
Description
of Shares:
|
Diageo plc ordinary shares of 28101/108 pence each
|
Number
of Shares repurchased:
|
723,766
|
Average
price paid per Share (pence):
|
2209.1432
|
Highest
price paid per Share (pence):
|
2216.0
|
Lowest
price paid per Share (pence):
|
2197.0
|
Date of
transaction:
|
22
September 2016
|
Broker:
|
Merrill
Lynch International
|
Description
of Shares:
|
Diageo plc ordinary shares of 28101/108 pence each
|
Number
of Shares repurchased:
|
861,196
|
Average
price paid per Share (pence):
|
2219.4318
|
Highest
price paid per Share (pence):
|
2225.0
|
Lowest
price paid per Share (pence):
|
2198.0
|
Date of
transaction:
|
23
September 2016
|
Broker:
|
Merrill
Lynch International
|
Description
of Shares:
|
Diageo plc ordinary shares of 28101/108 pence each
|
Number
of Shares repurchased:
|
787,696
|
Average
price paid per Share (pence):
|
2209.7270
|
Highest
price paid per Share (pence):
|
2220.5
|
Lowest
price paid per Share (pence):
|
2197.5
|
Date of
transaction:
|
26
September 2016
|
Broker:
|
Merrill
Lynch International
|
Description
of Shares:
|
Diageo
plc ordinary shares of 28101/108 pence
each
|
Number
of Shares repurchased:
|
528,778
|
Average
price paid per Share (pence):
|
2218.0986
|
Highest
price paid per Share (pence):
|
2230.0
|
Lowest
price paid per Share (pence):
|
2210.0
|
Date of
transaction:
|
27
September 2016
|
Broker:
|
Merrill
Lynch International
|
1.
|
Details of Restricted Person / person closely associated with them
("PCA")
|
||
a)
|
Name
|
B FRANZ
|
|
b)
|
Position
/ status
|
MEMBER OF EXECUTIVE COMMITTEE
|
|
c)
|
Initial
notification / amendment
|
INITIAL NOTIFICATION
|
|
2.
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument
|
AMERICAN DEPOSITARY SHARES ('ADS')
|
|
b)
|
Nature
of the transaction
|
SALE OF ADS
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
$ 117.00
|
2,000
|
||
d)
|
Aggregated
information
|
N/A
|
|
e)
|
Date of
the transaction
|
28 SEPTEMBER 2016
|
|
f)
|
Place
of the transaction
|
LONDON STOCK EXCHANGE
|
TO:
|
Regulatory
Information Service
|
RE:
|
Paragraph
5.6.1 of the Disclosure and Transparency Rules
|
|
Diageo
plc
|
|
(Registrant)
|
|
|
Date: 03
October 2016
|
By: /s/Jonathan
Guttridge
|
|
Name:
Jonathan Guttridge
|
|
Title:
Company Secretarial Assistant
|